- KID/PRIIPs Compliance Assessment
Solution
Automated CONSOB compliance assessment of Key Information Documents under the EU PRIIPs framework, verifying disclosure requirements for packaged retail investment and insurance products against…
- Unregistered Investment Advisory Identification (UIAI) Tool
Solution
UIAI is an in-house suptech tool developed by SEBI India's operational department to detect unregistered investment advisory activity on social media platforms including YouTube, Instagram, and Meta.…
- Alliance for Innovative Regulation (AIR) techsprint for greater government transparency demo day to take place on August 28.
Event · 28 August 2024
The techsprint is organised by AIR, Inter-American Development Bank (IDB), and the Bureau of International Narcotics and Law Enforcement Affairs (INL) at the US Department of State (DOS). It began…
- Starting with the basics: a stocktake of gen AI applications in supervision
Report · 12 June 2025
The brief, authored by FSI’s principal advisor Jermy Prenio, reveals that many financial authorities are experimenting with generative AI for supervisory purposes, primarily in basic document…
- Joint Forum release of "Customer suitability" paper
30 April 2008
Press release | 30 April 2008The Joint Forum released a paper today entitled Customer suitability in the retail sale of financial products and services.The customer suitability report considers how…
- Benjamin E Diokno: Inclusion and digital transformation - a collaborative approach to regulating fintech
Speech · 11 October 2019
Speech by Mr Benjamin E Diokno, Governor of Bangko Sentral ng Pilipinas (BSP, the central bank of the Philippines), at the Finance Executives Breakfast Roundtable, Manila, 11 October 2019.The views…
- Ayman M Al-Sayari: Address - 24 Fintech Conference
3 September 2024
Address by Mr Ayman M Al-Sayari, Governor of the Saudi Central Bank, at the 24 Fintech Conference, Riyadh, 3 September 2024.The views expressed in this speech are those of the speaker and not the…
- Arthur Yuen: Keep up the momentum - importance of sound bank culture in times of pandemic
8 September 2021
Keynote speech by Mr Arthur Yuen, Deputy Chief Executive of the Hong Kong Monetary Authority, at the ASIFMA (Asia Securities Industry & Financial Markets Association) Compliance Week 2021, Virtual…
- Amando M Tetangco, Jr: Evolving cyber threats - are we prepared?
Speech · 24 November 2015
Speech by Mr Amando M Tetangco, Jr, Governor of Bangko Sentral ng Pilipinas (BSP, the central bank of the Philippines), at the Cybersecurity Summit for the Financial Services Industry, Manila, 24…
- Alessandra Perrazzelli: Ten years after the Alternative Dispute Resolution (ADR) Directive - a comparative overview of banking and financial ADR
Speech · 19 December 2022
In this keynote address, Alessandra Perrazzelli marks the anniversary of the Banking and Financial Ombudsman (ABF), an alternative dispute resolution (ADR) system that has revolutionized consumer…
- Abdul Rasheed Ghaffour: Opening address - International Conference on Financial Crime and Terrorism Financing
Speech · 3 October 2023
Opening address by Mr Abdul Rasheed Ghaffour, Governor of the Central Bank of Malaysia (Bank Negara Malaysia), at the International Conference on Financial Crime and Terrorism Financing (IFCTF) 2023…
- SC Malaysia Web Crawler Scam Detection
Solution
The Securities Commission Malaysia has deployed a web crawler tool for proactive surveillance of unlicensed activities and investment scams. The tool increased scam trigger detection from ~20 per…
- Social Media Listening (SMLT) Tool
Solution
The MAS Social Media Listening Tool (SMLT) is an AI-powered supervisory platform built in-house over four to five years to monitor social media discourse about MAS-regulated financial institutions.…
- Luigi Federico Signorini: Behavioural insights for conduct supervision
Speech · 15 November 2019
Introductory remarks by Mr Luigi Federico Signorini, Deputy Governor of the Bank of Italy, at the Bank of Italy/FinCoNet International Seminar on Financial Consumer Protection, Rome, 15 November…
- Luis de Guindos: Euro area current policy challenges
15 September 2022
Speech by Mr Luis de Guindos, Vice-President of the European Central Bank, at the CIRSF (Research Centre on Regulation and Supervision of the Financial Sector) Annual International Conference 2022…
- Luís Máximo dos Santos: Banking conduct supervision - importance and key challenges
Speech · 4 July 2019
Keynote speech by Mr Luís Máximo dos Santos, Vice-Governor of the Bank of Portugal, at the CIRSF (Research Center on Regulation and Supervision of the Financial Sector) Annual International…
- Luís Máximo dos Santos: Banking conduct supervision - new challenges 10 years after the financial crisis
Speech · 25 September 2018
Closing address by Mr Luís Máximo dos Santos, Vice-Governor of the Bank of Portugal, at the Conference on "Banking Conduct Supervision: new challenges 10 years after the financial crisis", hosted by…
- Luís Máximo dos Santos: Opening address - Annual Conference of the Association of Specialised Credit Institutions (ASFAC)
22 October 2018
Opening address by Mr Luís Máximo dos Santos, Vice-Governor of the Bank of Portugal, at the Annual Conference of the Association of Specialised Credit Institutions (ASFAC), Lisbon, 22 October…
- Luís Máximo dos Santos: Opening address - FinCoNet Annual General Meeting
Speech · 21 November 2022
Opening address by Mr Luís Máximo dos Santos, Vice-Governor of the Banco de Portugal, at the FinCoNet Annual General Meeting, Lisbon, 21 November 2022. The views expressed in this speech are those of…
- Margarita Delgado: Transparency in the banking sector
Speech · 4 June 2021
Speech by Ms Margarita Delgado, Deputy Governor of the Bank of Spain, at the Banking Law Conference, organized by the Malaga Lawyers' Association, 4 June 2021.The views expressed in this speech are…
- Marzunisham Omar: Financial advisers, trusted advisers
9 October 2017
Keynote address by Mr Marzunisham Omar, Assistant Governor of the Central Bank of Malaysia (Bank Negara Malaysia), at the 6th Annual Conference of the Association of Financial Advisers 2017…
- Michael S Barr: Furthering the vision of the Fair Housing Act
18 July 2023
Speech by Mr Michael S Barr, Vice Chair for Supervision of the Board of Governors of the Federal Reserve System, at the "Fair Housing at 55 - Advancing a Blueprint for Equity" National Fair Housing…
- Michelle W Bowman: Liquidity, supervision, and regulatory reform
Speech · 18 July 2024
Speech by Ms Michelle W Bowman, Member of the Board of Governors of the Federal Reserve System, at the research conference "Exploring Conventional Bank Funding Regimes in an Unconventional World"…
- Michelle W Bowman: Reflections on the economy and bank regulation
Speech · 7 March 2024
Speech by Ms Michelle W Bowman, Member of the Board of Governors of the Federal Reserve System, at the New Jersey Bankers Association Annual Economic Leadership Forum, Somerset, New Jersey, 7 March…
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