- State of SupTech Report 2023
Report · 29 February 2024
The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
- Regulatory (AI) Driven Advertisement Reviewer - R(AI)DAR
Solution · 6 October 2025
R(AI)DAR is an in-house AI-powered compliance monitoring tool developed by SEBI India to scan and analyze social media advertisements by registered mutual fund companies (AMCs) and mutual fund…
- SEBI Sudarshan – AI-Driven Fraud Detection
Solution · 1 November 2025
Securities and Exchange Board of India's in-house AI surveillance system, deployed and operating. Scans multilingual audio, video, and text content across social media and other digital platforms to…
- Mis-selling detection in insurance telemarketing
Solution · 6 April 2020
The Korean Financial Supervisory Service (FSS) has developed a tool to transcribe recordings of insurers’ telemarketing activities and to classify them as mis-selling, if appropriate. After…
- Social Media Monitoring for Market Conduct Supervision - CBI
Solution · 15 March 2021
Social media monitoring can provide supervisors with an early warning system. For example, the Central Bank of Ireland (CBI) discovered through social media that a new retail credit firm appeared to…
- Derville Rowland: Unity creates strength
9 October 2024
Remarks by Ms Derville Rowland, Deputy Governor of the Central Bank of Ireland, at the 37th International Investment Funds Association Conference, Dublin, 9 October 2024.The views expressed in this…
- CONSOB Automated Web Crawl and Statutory Website Blocking
Solution · 1 January 2018
Automated web crawl and statutory website-blocking program operated by CONSOB under Italian Law 8/2018 to detect and take down unauthorized investment websites. Enables rapid regulatory action…
- BDE Mortgage Loan Floor-Clause Extraction PoC
Solution · 1 January 2019
A 2019 supervised-ML proof of concept by Banco de España to automatically extract non-standardised floor clauses from approximately 600 mortgage loan agreement files for market conduct supervision.…
- ASIC NLP Advertising Breach Detection
Solution
ASIC's NLP-based identification of non-compliant financial-product and credit advertisements under the Australian Consumer Law and the National Credit Code. Scans advertising content for misleading…
- AFM CASPs Advertising and Cost Disclosure Monitoring
Report
A live conduct supervision application that systematically reviews crypto-asset service providers’ websites and advertisements for compliance with MiCAR disclosure requirements, identifying…
- PRIIPs KID Data Collection and Analysis Tool (Pilot)
Solution · 30 March 2023
The European Insurance and Occupational Pensions Authority developed a supervisory technology (SupTech) pilot tool in 2023 to collect and analyse PRIIPs Key Information Documents (KIDs). The system…
- Margarita Delgado: Transparency in the banking sector
Speech · 4 June 2021
Speech by Ms Margarita Delgado, Deputy Governor of the Bank of Spain, at the Banking Law Conference, organized by the Malaga Lawyers' Association, 4 June 2021.The views expressed in this speech are…
- NLP and Text Analytics for Insurance Contracts Analysis
Solution · 1 December 2022
The Institute for Insurance Supervision (IVASS) is experimenting with a tool that aims to assess the complexity and readability of insurance contracts. This tool will be used by supervisors to…
- Programmatic Social Media Monitoring
Solution
BaFin's programmatic social media monitoring program for digital advertising surveillance of investment firm marketing activities, scanning regulated promotions and unauthorized solicitations on…
- ASIC Design and Distribution Obligations (DDO) Surveillance Suite
Solution · 1 January 2022
ASIC's surveillance architecture monitoring compliance with the Design and Distribution Obligations (DDO) regime for retail investment products. Ingests system-wide Internal Dispute Resolution (IDR)…
- Veridic tool
Solution · 24 September 2025
Veridic is a tool developed by the ACPR to extract the characteristics of life insurance products from their ”key information documents” in order to classify them according to their level of…
- Analysis of consumer contracts
Solution · 15 February 2022
Banco de Portugal's Banking Conduct Supervision Department developed an NLP-based suptech tool to automate compliance analysis of consumer credit contracts, processing approximately 300 new contracts…
- Supervision of Conduct of Business: Ensuring a Fair Deal for Clients in Europe's Smallest Member State
Report · 15 November 2024
The Malta Financial Services Authority (MFSA) prioritises promoting market integrity and consumer protection, particularly for retail clients. To prevent misconduct by financial service providers…
- Ways to protect your privacy and security with online dating apps | The TechTank Podcast
Podcast · 11 January 2021
TechTank, a biweekly podcast from the Center for Technology Innovation at Brookings, explores today’s most consequential technology issues. Moderators Nicol Turner Lee and Darrell West speak with…
- Data misuse and disinformation: Technology and the 2022 elections
Blog · 20 June 2022
This article examines the profound impact of emerging technologies on democratic processes, focusing on how data collection, social media algorithms, and microtargeting are utilized to spread…
- Tech cannot be governed without access to its data
Ethics guideline · 9 September 2020
This article emphasizes the urgent need for stronger oversight and transparency in the tech sector. With algorithms shaping everything from personalized online experiences to hiring and healthcare…
- How can we ensure that Big Data does not make us prisoners of technology?
Speech · 10 July 2018
In this 2018 address at the Reuters Newsmaker event, Charles Randell, then Chair of the FCA and PSR, delivered a cautionary yet optimistic assessment of the "algocracy"—a future where algorithms…
- FCA reveals GFIN Greenwashing TechSprint winners
Event · 28 September 2023
The GFIN Greenwashing TechSprint 2023 represented a major milestone in the FCA's transition into a "regulator of data." As Chair of the Global Financial Innovation Network (GFIN), the FCA utilized…
- Financial watchdog blocks thousands of misleading ads
News · 3 February 2023
In a 2023 report, the Financial Conduct Authority revealed a massive escalation in its crackdown on misleading financial advertisements, requiring firms to amend or remove over 8,500 promotions in a…
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