- State of SupTech Report 2023
Report · 29 February 2024
The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
- Esptech - BDI
Solution · 31 October 2020
Banca d’Italia's (Bank of Italy) EspTech uses NLP Topic Modelling to promptly intercept warning signals concerning banks and other supervised intermediaries. In a first phase, the focus is on…
- High-Risk Representative Program
Solution
FINRA program applying machine learning across BrokerCheck records, complaints, and U4/U5 disclosures to identify high-risk retail financial advisers using historical complaint and disciplinary data.…
- Balanced Scorecard for Financial Advisers
Solution · 1 January 2016
MAS Notice FAA-N20 Balanced Scorecard, the most established production conduct-surveillance system in the evidence base. Provides individual-level conduct risk scoring across the entire…
- Big Data for Market Surveillance
Solution
Big data analytics have bolstered the market surveillance and assessment capabilities of the SEC. Topic modeling and other cluster analysis techniques are used to produce groups of “like” documents…
- Financial Superintendency of Colombia’s (SFC): SmartSupervision
Case study · 24 March 2026
SmartSupervision is the Financial Superintendency of Colombia’s (SFC) intelligence-led platform for consumer protection and market conduct supervision. It replaces reactive, case-level complaint…
- ASIC’s regtech initiatives 2019–20
Report · 15 January 2021
ASIC's annual report documenting regtech promotion and internal suptech initiatives for 2019–20. COVID-19 pandemic shifted focus from public showcases to internal suptech trials. Report covers two…
- Artificial Intelligence in Financial Services
Report · 19 December 2024
On 12 June 2024, the US Department of Treasury published a request for information seeking stakeholder input on artificial intelligence deployment within the financial services sector, examining…
- ECB Consolidated banking statistics
Open Data
These data contain information on the aggregate consolidated profitability balance sheets asset quality liquidity funding capital adequacy solvency of EU banks and refer to all EU Member States. The…
- Loans to small businesses and farms
Open Data
Aggregate loans data for all FDIC-insured institutions for each quarter back to 1984
- South Africa's Financial Sector Conduct Authority (FSCA) revises its cross-sectoral conduct of business return (OMNI-CBR) roll-out following digital transformation strategy
News · 11 June 2025
The FSCA has announced significant changes to its OMNI-CBR implementation following the adoption of a new digital transformation strategy and procurement of an Integrated Regulatory Solution (IRS)…