The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
Banca d’Italia's (Bank of Italy) EspTech uses NLP Topic Modelling to promptly intercept warning signals concerning banks and other supervised intermediaries. In a first phase, the focus is on…
FINRA program applying machine learning across BrokerCheck records, complaints, and U4/U5 disclosures to identify high-risk retail financial advisers using historical complaint and disciplinary data.…
MAS Notice FAA-N20 Balanced Scorecard, the most established production conduct-surveillance system in the evidence base. Provides individual-level conduct risk scoring across the entire…
Big data analytics have bolstered the market surveillance and assessment capabilities of the SEC. Topic modeling and other cluster analysis techniques are used to produce groups of “like” documents…
SmartSupervision is the Financial Superintendency of Colombia’s (SFC) intelligence-led platform for consumer protection and market conduct supervision. It replaces reactive, case-level complaint…
On 12 June 2024, the US Department of Treasury published a request for information seeking stakeholder input on artificial intelligence deployment within the financial services sector, examining…
These data contain information on the aggregate consolidated profitability balance sheets asset quality liquidity funding capital adequacy solvency of EU banks and refer to all EU Member States. The…
The FSCA has announced significant changes to its OMNI-CBR implementation following the adoption of a new digital transformation strategy and procurement of an Integrated Regulatory Solution (IRS)…