- State of SupTech Report 2023
Report · 29 February 2024
The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
- Consumer Complaints Management System (CCMS)
Solution · 2 January 2019
This automated system helps to manage consumers complaints and aids the complaints resolution process. It gives the Central Bank of Nigeria a pool of dates in relation to different categories of…
- Uso de Machine Learning en Actuaciones Supervisoras: Herramienta de Tratamiento y Revisión de EXpedientes (TyREX)
Presentation · 3 June 2021
This presentation, delivered at the Seminar on Applications and Development of Big Data and Data Science in Central Banking (June 2021), describes TyREX, a machine learning-powered tool developed by…
- TyREX — Text and Document Analysis Tool for Conduct Supervision
Solution
TyREX is a suptech tool developed internally by the Banco de España for text and document analysis in supervisory activity, combining OCR, text mining, and machine learning. The tool assists…
- AI for Insurance Contract Simplicity and Clarity Assessment - IVAS
Solution
IVASS AI tool for automated assessment of whether insurance policies are comprehensible to retail consumers, applying machine learning to legal-text readability and clarity.
- BDE Consumer Credit Contract Validation PoC
Solution
A 2019 supervised-ML proof of concept by Banco de España applied to consumer credit contracts (samples from 5 credit institutions). Tasks: validate that required checkboxes were ticked, that…
- BDE Mortgage Loan Floor-Clause Extraction PoC
Solution · 1 January 2019
A 2019 supervised-ML proof of concept by Banco de España to automatically extract non-standardised floor clauses from approximately 600 mortgage loan agreement files for market conduct supervision.…
- NBKR AI Compliance Agent
Solution · 1 January 2025
An agentic AI system that scans financial contract templates in Russian and Kyrgyz, parses individual clauses, autonomously fetches the latest relevant laws and regulations from official sources…
- KID/PRIIPs Compliance Assessment
Solution
Automated CONSOB compliance assessment of Key Information Documents under the EU PRIIPs framework, verifying disclosure requirements for packaged retail investment and insurance products against…
- Michelle W Bowman: Reflections on the economy and bank regulation
Speech · 7 March 2024
Speech by Ms Michelle W Bowman, Member of the Board of Governors of the Federal Reserve System, at the New Jersey Bankers Association Annual Economic Leadership Forum, Somerset, New Jersey, 7 March…
- KonfOP Mystery Shopping Monitoring
1 January 2014
KonfOP, a Russian civil-society organization, ran 13 mystery-shopping monitoring waves between 2014 and 2020 covering banks, insurers, and microfinance institutions. Findings drove Central Bank of…
- Point of Sale disclosure in the insurance, banking and securities sectors
Report · 15 August 2013
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Consultative | 15 August 2013 | Status: ClosedPDF full text…
- Point of Sale disclosure in the insurance, banking and securities sectors - final report published by the Joint Forum
30 April 2014
Press release | 30 April 2014Today the Joint Forum released its final report on Point of sale disclosure in the insurance, banking and securities sectors.The report identifies and assesses…
- NLP Topic Modeling on SEDAR Securities Filings
Solution
AMF Quebec's NLP topic-modeling pipeline applied to SEDAR securities filings to support market conduct surveillance across a massive public securities document corpus, identifying disclosure themes…
- Web Analysis Investigator
Solution · 1 January 2025
Tool using web crawling, scraping, network analysis, and document understanding to evaluate regulatory compliance and transparency of supervised entity websites. Outputs an automated website clarity…
- Keyword Search, Advertising Validation and Finfluencer Monitoring Portal
Solution · 1 January 2025
CMVM tools for keyword search and automated scanning of advertising campaigns for misleading content, paired with a finfluencer monitoring portal and formal regulatory guidance issued in March 2025.
- Text Explorer and Sleuth NLP Search Tools
Solution · 1 January 2021
FCA disclosure quality assessment and advertising surveillance NLP search tools used to scan financial promotions for non-compliance. Linked to Google and Bing platform partnerships that achieved a…
- Proprietary OCR and Text Mining for Trust Contract Images
Solution
Banco de México's proprietary OCR and text mining pipeline applied to scanned trust contract images for automated contract compliance checking. Distinct from the bank's AI-based Twitter Analysis…
- Like London's Roman Wall, financial rules must adapt
Speech · 24 September 2024
Speech by Sarah Pritchard, executive director, markets and executive director, international at the FT Financial Advice Forum, London: We have a unique opportunity to do things differently and…
- Big Data for Market Surveillance
Solution
Big data analytics have bolstered the market surveillance and assessment capabilities of the SEC. Topic modeling and other cluster analysis techniques are used to produce groups of “like” documents…
- ESC Reporting system
Solution
ESC Reporting system is based on Advanced Data Analytics with additional functionalities added on a semi-continuous basis through Agile / DevOps methodologies. The supervisory authority receives a…
- Analysis of consumer contracts
Solution · 15 February 2022
Banco de Portugal's Banking Conduct Supervision Department developed an NLP-based suptech tool to automate compliance analysis of consumer credit contracts, processing approximately 300 new contracts…
- Quality financial products: What are the roles of product oversight and SupTech?
Report, Event · 2 March 2025
The report examines how market conduct oversight and suptech can support the provision of quality financial products, based on discussions held during its Annual General Meeting in Lima, Peru in…
- Quality financial products: What are the roles of product oversight and SupTech?
Report · 1 January 2025
As part of the FinCoNet Annual General Meeting held in Lima, Peru in November 2024, FinCoNet and SBS Peru co-organized a seminar bringing together financial supervisors to discuss how market conduct…
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