- State of SupTech Report 2023
Report · 29 February 2024
The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
- Web Scraping and Sentiment Analysis - BSP
Solution · 1 January 2024
Phase 3 web scraping and sentiment analysis pipeline that complements the BSP chatbot intake with real-time market signal extraction from social media, app store reviews, and news sources. The…
- Digital Unified Intelligence Environment (DUIE) - FCA
Solution · 1 January 2022
FCA's architecture-level data fabric that integrates diverse data sources and leverages advanced analytics for decision-making. DUIE combines automated business-rules engines that flag risky firms…
- Digital Payment Intelligence Platform (DPIP) - RBI
Solution · 1 January 2024
RBI platform integrating payment data, fraud data, and telecom data to intercept fraud before reaching consumers. Designed for real-time multi-source signal fusion across the digital payments…
- CPS Portal and Banking Conduct SupTech Platform
Solution · 1 January 2024
Banks submit complaints data via API, validated against the data dictionary, and correlated with complaints escalated directly to the authority - enabling the supervisor to see both the institution's…
- National Fraud Portal (NFP)
Solution · 1 January 2024
Advanced multi-agency conduct-risk surveillance system, integrating 48 financial institutions with telecommunications regulators and law enforcement. Handled 28,000 fraud cases in 2024 with…
- PRIIPs KID Data Collection and Analysis Tool (Pilot)
Solution · 30 March 2023
The European Insurance and Occupational Pensions Authority developed a supervisory technology (SupTech) pilot tool in 2023 to collect and analyse PRIIPs Key Information Documents (KIDs). The system…
- FinancialGPT
Solution
Planned federated AI layer for BNM that trains models on local data without centralizing it, addressing data sovereignty constraints by deploying models to train on localized data at the source…
- High-Risk Representative Program
Solution
FINRA program applying machine learning across BrokerCheck records, complaints, and U4/U5 disclosures to identify high-risk retail financial advisers using historical complaint and disciplinary data.…
- High-Readiness Consumer Protection Consortium (26-Agency Cross-Government Routing)
Solution · 1 January 2025
A 26-agency cross-government complaint-routing and referral architecture grounded in Section 17 of the Internet Transactions Act (Republic Act No. 11967), with shared complaint taxonomies…
- Balanced Scorecard for Financial Advisers
Solution · 1 January 2016
MAS Notice FAA-N20 Balanced Scorecard, the most established production conduct-surveillance system in the evidence base. Provides individual-level conduct risk scoring across the entire…
- Granular Transaction-Level Digital Lending Market Analysis
Solution · 1 January 2018
2018 pilot analyzing 20 million loans across 5.1 million accounts over 23 months from the three largest digital lenders, segmented by gender, age, and region. Findings on overindebtedness, multiple…
- Mule Hunter
Solution · 1 January 2024
RBI tool that detects money mule accounts used in digital financial fraud through real-time multi-source fraud data fusion and close-knit data sharing with firms. Enables cross-institutional mule…
- Big Data for Market Surveillance
Solution
Big data analytics have bolstered the market surveillance and assessment capabilities of the SEC. Topic modeling and other cluster analysis techniques are used to produce groups of “like” documents…
- FCA launches enhanced Financial Services Register to protect consumers
News · 26 July 2020
In July 2020, the FCA launched an enhanced version of the Financial Services (FS) Register, a public database designed to help consumers verify the legitimacy of financial firms and individuals. With…
- Dashboards for banking data comparison
Solution
Central bank of Israel publishes interactive data to facilitate consumer evaluation of banking services. With the goal of enabling people to make more informed financial decisions, the Bank of Israel…