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Use case

Targeted misconduct detection

Detect misconduct in advertising, promotions, or sales practices, especially when targeting vulnerable groups.

60 curated resources

Latest resources

  • State of SupTech Report 2023

    Report · 29 February 2024

    The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…

  • Solutions to Protect Consumers from Fraud in Digital Finance

    Report · 1 May 2026

    This CGAP working paper presents a curated set of more than 50 real-world solutions—many AI-powered—for protecting digital finance consumers from fraud and scams, organized across education…

  • AI-Powered SupTech for Financial Inclusion: How Emerging Market Authorities Can Unlock Its Potential

    Report · 1 July 2026

    A CGAP research brief examining how AI-powered supervisory technology (suptech) can help financial sector authorities (FSAs) in emerging markets and developing economies (EMDEs) improve operational…

  • Chapter 9: Technology - SEBI Annual Report 2025-26

    Report · 6 August 2026

    This chapter of SEBI's Annual Report 2025-26 details the regulator's technology initiatives across cybersecurity, market surveillance, investor protection, and internal digital transformation. Key…

  • Regulatory (AI) Driven Advertisement Reviewer - R(AI)DAR

    Solution · 6 October 2025

    R(AI)DAR is an in-house AI-powered compliance monitoring tool developed by SEBI India to scan and analyze social media advertisements by registered mutual fund companies (AMCs) and mutual fund…

  • SEBI Sudarshan – AI-Driven Fraud Detection

    Solution · 1 November 2025

    Securities and Exchange Board of India's in-house AI surveillance system, deployed and operating. Scans multilingual audio, video, and text content across social media and other digital platforms to…

  • Namibia’s citizens to receive AI assistance and complaints resolution

    News · 12 June 2025

    Suptech vendor Proto has launched a shared AI system project in partnership with the Bank of Namibia, the Namibia Financial Institutions Supervisory Authority, the Communications Regulatory Authority…

  • Integrated Regulatory Solution (IRS) and OMNI-CBR

    Solution · 1 January 2026

    FSCA's Integrated Regulatory Solution and OMNI-CBR conduct returns platform with phased deployment: Returns Module, Risk Module, Licensing Module. Operates the Treating Customers Fairly conduct…

  • Mis-selling detection in insurance telemarketing

    Solution · 6 April 2020

    The Korean Financial Supervisory Service (FSS) has developed a tool to transcribe recordings of insurers’ telemarketing activities and to classify them as mis-selling, if appropriate. After…

  • Illegal Financial Advertising Detection Tool

    Solution · 30 June 2020

    The FSS has a tool to detect illegal online advertisements for financial products and services, including insurance. The tool monitors and collects data on online advertisements from blogs and social…

  • Intelligence platform for flagging fraudulent fintech apps

    Solution

    Reserve Bank of India (RBI) and Reserve Bank Innovation Hub partnered with the Digital Transformation Solutions through the Cambridge Suptech Lab to create a market-level working prototype of a…

  • Web Scraping and Sentiment Analysis - BSP

    Solution · 1 January 2024

    Phase 3 web scraping and sentiment analysis pipeline that complements the BSP chatbot intake with real-time market signal extraction from social media, app store reviews, and news sources. The…

  • RepTech Reputation Monitoring - BDI

    Solution · 1 January 2025

    Reputation monitoring tool using sentiment analysis, topic analysis, and user-entity interaction monitoring across social media, newspapers, and digital content to detect emerging conduct risks from…

  • Digital Unified Intelligence Environment (DUIE) - FCA

    Solution · 1 January 2022

    FCA's architecture-level data fabric that integrates diverse data sources and leverages advanced analytics for decision-making. DUIE combines automated business-rules engines that flag risky firms…

  • CONSOB Automated Web Crawl and Statutory Website Blocking

    Solution · 1 January 2018

    Automated web crawl and statutory website-blocking program operated by CONSOB under Italian Law 8/2018 to detect and take down unauthorized investment websites. Enables rapid regulatory action…

  • BDI ABF Text-mining and ML Complaints Tools

    Solution · 1 January 2025

    Banca d'Italia Banking & Financial Ombudsman's text-mining, machine learning, anomaly detection, full-text search, and clustering toolkit applied to over 100,000 complaints and 200,000 ombudsman…

  • ASIC INFO 269 Finfluencer Guidance and Telegram Pump-and-Dump Intervention Suite

    Solution

    ASIC's intervention programme under Information Sheet INFO 269 (Discussing financial products and services online), targeting finfluencer-driven misconduct and direct disruption of pump-and-dump…

  • BDE Consumer Credit Contract Validation PoC

    Solution

    A 2019 supervised-ML proof of concept by Banco de España applied to consumer credit contracts (samples from 5 credit institutions). Tasks: validate that required checkboxes were ticked, that…

  • BDE Mortgage Loan Floor-Clause Extraction PoC

    Solution · 1 January 2019

    A 2019 supervised-ML proof of concept by Banco de España to automatically extract non-standardised floor clauses from approximately 600 mortgage loan agreement files for market conduct supervision.…

  • NBKR AI Compliance Agent

    Solution · 1 January 2025

    An agentic AI system that scans financial contract templates in Russian and Kyrgyz, parses individual clauses, autonomously fetches the latest relevant laws and regulations from official sources…

  • ASIC NLP Advertising Breach Detection

    Solution

    ASIC's NLP-based identification of non-compliant financial-product and credit advertisements under the Australian Consumer Law and the National Credit Code. Scans advertising content for misleading…

  • AFM CASPs Advertising and Cost Disclosure Monitoring

    Report

    A live conduct supervision application that systematically reviews crypto-asset service providers’ websites and advertisements for compliance with MiCAR disclosure requirements, identifying…

  • Alliance for Innovative Regulation (AIR) techsprint for greater government transparency demo day to take place on August 28.

    Event · 28 August 2024

    The techsprint is organised by AIR, Inter-American Development Bank (IDB), and the Bureau of International Narcotics and Law Enforcement Affairs (INL) at the US Department of State (DOS). It began…

  • SC Malaysia Web Crawler Scam Detection

    Solution

    The Securities Commission Malaysia has deployed a web crawler tool for proactive surveillance of unlicensed activities and investment scams. The tool increased scam trigger detection from ~20 per…

Showing the 24 most recent of 60 resources.