- Alliance for Innovative Regulation (AIR) techsprint for greater government transparency demo day to take place on August 28.
Event · 28 August 2024
The techsprint is organised by AIR, Inter-American Development Bank (IDB), and the Bureau of International Narcotics and Law Enforcement Affairs (INL) at the US Department of State (DOS). It began…
- SC Malaysia Web Crawler Scam Detection
Solution
The Securities Commission Malaysia has deployed a web crawler tool for proactive surveillance of unlicensed activities and investment scams. The tool increased scam trigger detection from ~20 per…
- Michael S Barr: Furthering the vision of the Fair Housing Act
18 July 2023
Speech by Mr Michael S Barr, Vice Chair for Supervision of the Board of Governors of the Federal Reserve System, at the "Fair Housing at 55 - Advancing a Blueprint for Equity" National Fair Housing…
- KonfOP Mystery Shopping Monitoring
1 January 2014
KonfOP, a Russian civil-society organization, ran 13 mystery-shopping monitoring waves between 2014 and 2020 covering banks, insurers, and microfinance institutions. Findings drove Central Bank of…
- SEBI Check + Validated UPI Handles
Solution · 1 June 2025
SEBI's anti-impersonation tool that validates UPI IDs claiming to be SEBI-registered intermediaries; identified 70,000 fake UPI IDs impersonating SEBI-registered entities.
- Misconduct detention in pension markets
Solution · 28 February 2022
Mexico’s National Commission of the Retirement Savings System (Consar) implemented a set of measures to produce high quality granular data reporting and invested in a machine learning tool as a…
- Ethics and Economics
Speech · 4 March 2014
My serious concern is that if we’re not careful, economic recovery will bring so much investor pressure for growth stock that questions of culture will become second or even third order issues. I…
- National Scam Response Centre (NSRC)
Solution · 1 January 2022
Predecessor architecture to the National Fraud Portal, achieving a 75% increase in fund interception and handling 15,723 cases involving RM 141.47 million in losses between October 2022 and June 2023…
- High-Risk Representative Program
Solution
FINRA program applying machine learning across BrokerCheck records, complaints, and U4/U5 disclosures to identify high-risk retail financial advisers using historical complaint and disciplinary data.…
- NLP Topic Modeling on SEDAR Securities Filings
Solution
AMF Quebec's NLP topic-modeling pipeline applied to SEDAR securities filings to support market conduct surveillance across a massive public securities document corpus, identifying disclosure themes…
- Balanced Scorecard for Financial Advisers
Solution · 1 January 2016
MAS Notice FAA-N20 Balanced Scorecard, the most established production conduct-surveillance system in the evidence base. Provides individual-level conduct risk scoring across the entire…
- Programmatic Social Media Monitoring
Solution
BaFin's programmatic social media monitoring program for digital advertising surveillance of investment firm marketing activities, scanning regulated promotions and unauthorized solicitations on…
- Ranking de Reclamações
Solution
BCB DECON public complaints ranking by entity that creates market discipline through transparency. Coupled with coordinated illegal lending app removal in partnership with Google and Apple to take…
- Web Analysis Investigator
Solution · 1 January 2025
Tool using web crawling, scraping, network analysis, and document understanding to evaluate regulatory compliance and transparency of supervised entity websites. Outputs an automated website clarity…
- ASIC Design and Distribution Obligations (DDO) Surveillance Suite
Solution · 1 January 2022
ASIC's surveillance architecture monitoring compliance with the Design and Distribution Obligations (DDO) regime for retail investment products. Ingests system-wide Internal Dispute Resolution (IDR)…
- Keyword Search, Advertising Validation and Finfluencer Monitoring Portal
Solution · 1 January 2025
CMVM tools for keyword search and automated scanning of advertising campaigns for misleading content, paired with a finfluencer monitoring portal and formal regulatory guidance issued in March 2025.
- Text Explorer and Sleuth NLP Search Tools
Solution · 1 January 2021
FCA disclosure quality assessment and advertising surveillance NLP search tools used to scan financial promotions for non-compliance. Linked to Google and Bing platform partnerships that achieved a…
- Proprietary OCR and Text Mining for Trust Contract Images
Solution
Banco de México's proprietary OCR and text mining pipeline applied to scanned trust contract images for automated contract compliance checking. Distinct from the bank's AI-based Twitter Analysis…
- Granular Transaction-Level Digital Lending Market Analysis
Solution · 1 January 2018
2018 pilot analyzing 20 million loans across 5.1 million accounts over 23 months from the three largest digital lenders, segmented by gender, age, and region. Findings on overindebtedness, multiple…
- Intelligence platform for flagging fraudulent fintech apps
Case study · 9 March 2025
Reserve Bank of India (RBI) and Reserve Bank Innovation Hub partnered with the Cambridge Suptech Lab to create a market-level working prototype of a suptech application that can detect and flag…
- Data strategy update 2022
Strategy · 23 June 2022
The Financial Conduct Authority Data Strategy Update 2022 reports on progress since the 2020 strategy and sets out priorities for 2022–23 and beyond. It highlights significant advancements in…
- Regnology to digitize financial consumer protection for regulators in low and middle-income countries (LMIC)
News · 17 April 2025
The grant will extend the capabilities of Regnology’s Supervisory Hub to enable regulators to collect more granular, near-real-time data from digital financial services (DFS) providers and leverage…
- A Chatbot Application and Complaints Management System for the Bangko Sentral ng Pilipinas (BSP). R2A Project Retrospective and Lessons Learned
Case study · 1 January 2018
The consumer complaints system at the Bangko Sentral ng Pilipinas (the Philippines Central Bank, hereafter BSP) was limited by outdated communication channels, an incomplete database of customer…
- Abu Dhabi Global Market (ADGM) white paper explores AI applications in financial regulation
Report · 2 July 2025
The paper examines the integration of AI into regulatory technologies to enhance compliance monitoring and risk management. It explores the applications of AI in Web3, suptech, and regtech, shedding…
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