- IOSCO announces 3rd IMF-IOSCO Conference
Event · 12 April 2026
The International Organization of Securities Commissions and the International Monetary Fund will host their third joint Conference on Market-Based Finance in Washington, D.C. on April 13, 2026, as…
- IOSCO announces Call for Applications for its first TechSprint on Investor Education in the Age of Artificial Intelligence (AI)
Event · 2 March 2026
The call for applications for the first IOSCO TechSprint, powered by the UK Financial Conduct Authority (FCA) AI Lab, was launched today. The online portal will be open from today, 2 March, to 30…
- Machine-Assisted Capacity Building Tool for Standards Implementation (‘MASI’) in collaboration with Cambridge University (Online)
Training
IOSCO, in collaboration with Cambridge University, developed a Machine-Assisted Capacity Building Tool for Standards Implementation (‘MASI’). This online platform is a technology-driven…
- Detecting layering and spoofing in markets*
Report · 31 July 2023
Layering and spoofing are among the fastest growing market manipulation techniques, involving placing non-genuine orders into a market to deceive other traders. We develop empirical techniques to…
- Innovating Financial Supervision with SupTech (Slides)
Presentation · 12 November 2025
In slides presented at the 2025 Singapore FinTech Festival, FINMA Chair Marlene Amstad said supervisory technology is becoming essential for regulators as artificial intelligence rapidly reshapes…
- SupTech (supervisory technology) a strategic priority for financial market supervisory authorities across the world
30 April 2025
In a speech at the IOSCO Annual Meeting in 2025, FINMA Chair Marlene Amstad said supervisory technology (suptech) is becoming increasingly important for financial regulators as markets grow more…
- SupTech – a core supervisory tool
Event, Presentation · 7 October 2025
At the Global Fintech Fest 2025 in Mumbai, FINMA Chair Marlene Amstad presented findings from the International Organization of Securities Commissions’ (IOSCO) first global survey on suptech, led by…
- Artificial intelligence is reshaping financial markets and
supervision
Speech · 25 September 2025
During a fireside chat at the AMF-AEFR conference in Paris on September 25, 2025, FINMA Chair Marlene Amstad said artificial intelligence is transforming both financial markets and regulatory…
- Innovating Financial Supervision with SupTech
Speech · 12 November 2025
Speaking at the 2025 Singapore FinTech Festival, FINMA Chair Marlene Amstad said financial regulators must integrate supervisory technology, or suptech, to keep pace with increasingly digital markets…
- Global Trends in SupTech: A Supervisory Perspective
Speech · 8 December 2025
In a speech at New York SupTech Week 2025, Swiss Financial Market Supervisory Authority Chair Marlene Amstad said financial supervisors must embrace artificial intelligence and supervisory technology…
- Digital Heatmap tool
Solution
An in-house 'Digital Heatmap' tool developed for market surveillance of Swiss-listed securities. The tool visualizes not only executed trades but the full order book depth at every price level within…
- SupTech Spotlight on Capital Market Supervision
Event · 3 May 2026
IOSCO convened the first SupTech Spotlight on Capital Market Supervision on 4 May, bringing together more than 180 regulators and supervisors to explore how technology is increasingly influencing…
- BaFin Market Abuse Alert System
Solution
BaFin's Market Abuse Alert System is an AI-augmented surveillance platform that analyzes mandatory bank-reported securities transaction data, ad-hoc issuer disclosures, directors' dealings…
- FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets
News · 8 February 2017
Investing in illiquid assets provides investors with a number of benefits such as the potential to earn strong investment returns in the medium to long term and diversification of portfolio risk. One…
- Human face of regulation
Speech · 10 April 2013
The creation of the FCA – the new financial conduct regulator – is a direct response to what hasn’t worked. Time and again over the last 20 years we have had major scandals – pensions, endowments…
- Joint statement by the FCA, FRC and PRA
News · 26 March 2020
Please see our latest joint statement from the FCA and Financial Reporting Council (FRC) and our summary of measures page. The coronavirus (Covid-19) pandemic is an unprecedented situation but it is…
- Occasional Paper No. 27: Benchmark regulation and market quality
Report · 30 July 2017
Occasional Paper No. 27 (PDF) We have published this Occasional Paper alongside an Insight article - The power of benchmarks: an analysis of the ice swap rate. Find out more about Occasional Papers…
- Burkhard Balz: Optimisation in the clearing system – pass me the toolbox
Speech · 20 March 2024
Lecture by Mr Burkhard Balz, Member of the Executive Board of the Deutsche Bundesbank, at the World Federation of Exchanges (WFE), Madrid, 20 March 2024.The views expressed in this speech are those…
- BIS Quarterly Review March 2002 - International banking and financial market developments
News · 11 March 2002
Press release | 11 March 2002The BIS Quarterly Review is divided into two parts. The first part analyses recent developments in financial markets, financing flows and derivatives activity. The second…
- BIS Quarterly Review June 2002 - International banking and financial market developments
News · 27 May 2002
Press release | 27 May 2002The BIS Quarterly Review is divided into two parts. The first part analyses recent developments in financial markets, financing flows and derivatives activity. The second…
- Surveillance: The FCA's expectations and toolkits
Speech · 7 October 2014
Market abuse remains a high priority of the FCA, ensuring that our markets are clean and protecting the integrity of the UK financial system. Good afternoon and let me start by thanking the British…
- The importance of international co-operation
Speech · 19 October 2018
Speaker: Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists Event: The Pan Asian Regulatory Summit 2018, Hong Kong Delivered: 8 October 2018 Note: this is the…
- The suptech generations
Report, Taxonomy · 1 October 2019
This paper examines the evolving definition and scope of suptech by analysing initiatives across 39 global financial authorities through surveys and data collection. The authors categorise…
- Basel Committee and IOSCO announce deferral of final implementation phases of the margin requirements for non-centrally cleared derivatives
3 April 2020
Press release | 03 April 2020The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) continue to monitor the impact of the rapid spread…
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