- SC Malaysia automated trade surveillance system
Solution · 1 January 2007
Securities Commission Malaysia operates an automated trade surveillance system, complemented by in-house advanced analytics, to identify and analyse suspicious trading. The SC went live on the SMARTS…
- AI-assisted market abuse surveillance – insider trading and market manipulation detection on unstructured data
Solution · 31 December 2025
Supervisory technology adopted by the CMF in 2025 that applies artificial intelligence to the analysis of unstructured data and automates the enforcement processes aimed at detecting market abuse…
- Integrated Market Surveillance System (IMSS)
Solution · 1 January 2007
A comprehensive cross-market surveillance system implemented by SEBI to monitor trading activity across stock exchanges and market segments (equities and derivatives) in India. IMSS integrates data…
- Terms of Reference for Implementation of Data Analytics Projects and Building of Data Models at SEBI
RFP · 1 June 2021
This SEBI Terms of Reference document outlines the scope of work for a bidder to implement AI/ML-based data analytics projects and build data models on SEBI's Data Lake platform. It details…
- Implementation of Data Analytics Projects and Building of Data Models at SEBI - Expression of Interest
RFP · 21 November 2019
An Expression of Interest (EOI) issued by the Securities and Exchange Board of India (SEBI) inviting solution providers to build AI/ML-based analytical models and data analytics capabilities on top…
- Data Warehousing Business Intelligence System (DWBIS)
Solution · 14 February 2011
A data warehouse and business intelligence platform launched by SEBI to significantly enhance its investigation and surveillance capabilities. DWBIS acquires data daily from external entities…
- InfoMerge (Investigation Department analytics app)
Solution
InfoMerge is an in-house developed application in SEBI Analytics portal for the Investigation Department. The portal automates multiple investigation activities such as data acquisition, data…
- Chapter 9: Technology - SEBI Annual Report 2025-26
Report · 6 August 2026
This chapter of SEBI's Annual Report 2025-26 details the regulator's technology initiatives across cybersecurity, market surveillance, investor protection, and internal digital transformation. Key…
- SEBI Annual Report 2024-25 – Chapter 9: Technology
Report · 12 August 2025
Chapter 9 of SEBI's Annual Report 2024-25 details the regulator's technology initiatives across cybersecurity, market surveillance, and internal digital transformation. It covers the Cybersecurity…
- Interest rate futures: an innovation in financial techniques for the management of risk
Report · 1 September 1984
BIS Economic Papers | No 12 | 01 September 1984by Allen B FrankelPDF full text (594kb) | 28 pagesIntroductionIn recent years there has been a marked advance in the prominence and status of financial…
- ML for Market Oversight
Solution · 1 July 2018
The Market Oversight team at the FCA utilizes machine learning to flag market irregularities and identify insider trading (Pg 10, no. 24.).
- Consolidated Audit Trail (CAT)
Solution
FINRA CAT, LLC, a subsidiary of FINRA has has selected Amazon Web Services (AWS) as its cloud provider for the Consolidated Audit Trail (CAT). The CAT will allow regulators to improve securities…
- SC Malaysia Web Crawler Scam Detection
Solution
The Securities Commission Malaysia has deployed a web crawler tool for proactive surveillance of unlicensed activities and investment scams. The tool increased scam trigger detection from ~20 per…
- IOSCO Asia Pacific Hub Webinar on SupTech & Fraud Detection in Capital Markets, Virtual, 19 May 2026
Event · 18 May 2026
The IOSCO Asia Pacific Hub is organizing a Webinar on SupTech & Fraud Detection in Capital Markets on 19 May 2026. Supervisory technology is becoming an essential tool for regulators addressing…
- SupTech (supervisory technology) a strategic priority for financial market supervisory authorities across the world
30 April 2025
In a speech at the IOSCO Annual Meeting in 2025, FINMA Chair Marlene Amstad said supervisory technology (suptech) is becoming increasingly important for financial regulators as markets grow more…
- BaFin Market Abuse Alert System
Solution
BaFin's Market Abuse Alert System is an AI-augmented surveillance platform that analyzes mandatory bank-reported securities transaction data, ad-hoc issuer disclosures, directors' dealings…
- The suptech generations
Report, Taxonomy · 1 October 2019
This paper examines the evolving definition and scope of suptech by analysing initiatives across 39 global financial authorities through surveys and data collection. The authors categorise…
- SFC data analytics platform
Solution · 21 December 2022
Hong Kong's Securities and Futures Commission data analytics platform is a key suptech initiative that leverages big data and artificial intelligence to analyse trading-related data submitted by…
- Driving better consumer outcomes in the era of big data and artificial intelligence
Speech · 2 November 2016
In a speech to the Corporate Governance Discussion Group in Sydney on 3 November 2016, Greg Medcraft, Chairman of the Australian Securities and Investments Commission (ASIC), explains how advances in…
- The Market Analysis and Intelligence (MAI) system
Solution · 24 November 2013
The Australian Securities and Investments Commission (ASIC) Market Analysis and Intelligence (MAI) system is an advanced, high-speed surveillance tool used by ASIC to monitor Australian financial…
- The promises and pitfalls of SupTech for corporate governance-related enforcement
Report · 1 June 2021
Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the…
- Tool for integrated capital market surveillance (PSX–SECP Market Monitoring System)
Solution, News · 23 September 2025
The PSX–SECP Market Monitoring System is an integrated surveillance framework established through a 2025 Memorandum of Understanding between the Pakistan Stock Exchange (PSX) and the Securities and…
- FCA Selects OneTick to Power Market Surveillance System
Solution · 15 November 2023
A cloud-based service that will provide the regulator with new tools to detect and investigate market anomalies, and help protect the integrity and orderly functioning of financial markets in the…
- A Regulatory Surveillance Blueprint for Addressing India's OFS Leakage Issue
Blog · 14 August 2025
Research analysing 39 OFS cases on India's National Stock Exchange (2012-2023) revealed concerning floor price information leakage, particularly affecting public sector undertaking companies. The…
Showing 1–24 of 38 resources.