- Securities and Exchange Board of India (SEBI) preparing action plan for quantum-safe computing: Tuhin Kanta Pandey
News · 8 October 2025
SEBI is planning for quantum resilience by 2028–29, with a shift to post-quantum cryptography to protect financial systems from emerging cyber threats. Speaking at the Global Fintech Fest, Chairman…
- South Korea's Financial Supervisory Service (FSS) to build surveillance system for Nextrade
News · 18 August 2025
FSS Korea is developing a direct monitoring system for NextTrade, Korea's first alternative trading system (ATS), amid rising volumes and unfair trading concerns. Unlike the monopolistic Korea…
- Supervisory Response to AI in Financial Services
Presentation · 22 May 2025
This presentation examines supervisory responses to AI adoption in financial services, covering AI concepts, AI adoption and supervisory responses, and the IMF's role in addressing AI-related…
- SupTech Week 2024: State of SupTech 2024
Video · 9 December 2024
During this session the Cambridge SupTech Lab will present the State of SupTech Report 2024. A panel will follow you to discuss recent advancements, emerging trends, and major milestones. We will…
- SupTech: Leveraging Technology for Better Supervision
Report · 1 July 2018
The focus of this Note is on how suptech can help supervisors meet common challenges in discharging their responsibilities, with focus on data collection, data analytics and digitization of processes…
- United Kingdom and United States launch joint taskforce to tackle crypto and capital markets innovation
News · 22 September 2025
The UK and US governments have established the Transatlantic Taskforce for Markets of the Future to strengthen cooperation on digital assets, capital markets, and other emerging financial…
- United States (US) Securities and Exchange Commission (SEC) creates AI task force to enhance innovation and efficiency
News · 1 August 2025
The SEC has launched an AI task force to spearhead responsible AI integration across the agency's operations, with the newly appointed Chief AI Officer leading the initiative. The task force will…
- Update on the functioning of innovation facilitators – innovation hubs and regulatory sandboxes
Report · 11 December 2023
Following the 2019 Report of the European Supervisory Authorities (ESAs) on innovation hubs and regulatory sandboxes (herein referred to as innovation facilitators), this report provides an updated…
- Building a Supervision Model for Open Finance: the Case of Chile
Report · 23 October 2024
The document outlines a proposed supervision model for Open Finance System (OFS) in Chile under the auspices of the Fintech Law, explaining the roles of various participants (banks, fintechs…
- Spectrum of Adoption of Blockchain Technology: Implication for Emerging Capital Markets in Africa
Report · 20 June 2025
The purpose of this paper is to examine the implications of blockchain technology adoption in capital markets in Africa with a key focus on governance, custody of assets, and enforcement mechanisms.…
- Asset Allocation: Emerging Markets and Technology Stocks
Report · 1 March 2002
During the last two decades, liberalization of capital markets in emerging markets was a common trend. Liberalization caused an increased responsiveness to world factors. Indeed, as argued in this…
- Explaining the Infrastructure Underpinning Securities Markets – Market Failure and the Role of Technology
Report · 29 March 2017
In this paper I am going to develop explanations for the distinctive characteristics of the infrastructure underpinning securities markets. I am going to advance the thesis that this infrastructure…
- From IPOs to ICOs: The Impact of Blockchain Technology on Financial Regulation
Report · 11 June 2018
In this paper, by comparing initial public offerings (IPOs) and initial coin offerings (ICOs), we study the impact of blockchain technology on financial regulation. After an initial study of the…
- Can Digital Technology Make Self-Listed Firms More Efficient?
Report · 24 March 2022
This article investigates if digital technology could allow corporations to trade their own shares more efficiently without the costs and unethical systemic dysfunctional governance processes…
- A Comparison of Goodwill Trends between Financial and Information Technology Firms
12 January 2005
The purpose of this project is to compare the trends in goodwill between the top two most active industries in terms of mergers and acquisitions, financial and information technology firms, after…
- The International Financial Reporting Standards 9 Financial Instruments, Information Quality and Stock Returns in the Modern Technology Era
Report · 20 March 2021
Purpose: This paper investigates the relationship between information quality and stock returns during the International Financial Reporting Standards (IFRS 9) pre-adoption announcements and examines…
- Regulation of Fixed Income Securities Markets in the United States
20 April 2016
Friedman looks at the development and regulation of the fixed income securities market in the United States. The U.S. fixed income market is one of the oldest and most developed debt markets in the…
- Growth Opportunities, Technology Shocks, and Asset Prices
27 January 2012
We explore the impact of investment-specific technology (IST) shocks on the crosssection of stock returns. IST shocks reflect technological advances embodied in new capital goods. Using a structural…
- Economics of Technology, Securities and Capital Markets
Report · 10 October 2019
In this survey, I focus on the economic implications of FinTech innovation for securities and capital markets. I outline the key economic issues that have emerged in this area, review the literature…
- Distributed Ledger Technology and the Evolution of Post Trade
Report · 22 November 2022
The consistent trend towards dematerialisation and business process automation that has been developing around the world over recent years has also shaped the recent evolution of securities markets.…
- Trading Technology and Stock Market Liquidity: A Global Perspective
Report · 18 December 2006
We characterize the technological revolution that swept financial markets around the world and assess its profound effects. Computerization and satellite communication have transformed the industrial…
- Financial Data Technology and Product Market Competition: Financial Market Efficiency, Information Acquisition, and the Real Economy
Report · 25 May 2023
Corporate market power has been experiencing a significant change from decades ago to the current era of "FinTech". We analytically show that product market competition crucially determines…
- Financial Technology and Efficiency of Enterprise Investment an Empirical Study Based on China's Listed Companies
14 July 2022
Using the panel data of Chinese A-share listed companies from 2011 to 2019, we examine the impact of financial technology (FinTech) development on enterprise investment efficiency. In addition, we…
- Disclosure 2.0: Can Technology Solve Overload, Complexity, and Other Information Failures?
24 December 2016
In recent years, securities law scholars have either renewed an old attack on mandatory issuer disclosure or questioned the effectiveness of securities disclosure in the context of modern financial…
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