- ASIC Momentum Ignition Detection Tool
Solution
ASIC's algorithmic-trading surveillance tool detecting "momentum ignition" — a market manipulation tactic in which traders execute aggressive orders to ignite price momentum then unwind into the…
- Joachim Wuermeling: Artificial intelligence (AI) in finance - six warnings from a central banker
Speech · 27 February 2018
Intervention by Prof Joachim Wuermeling, Member of the Executive Board of the Deutsche Bundesbank, at the 2nd Annual FinTech Conference, Brussels, 27 February 2018.The views expressed in this speech…
- Detecting layering and spoofing in markets*
Report · 31 July 2023
Layering and spoofing are among the fastest growing market manipulation techniques, involving placing non-genuine orders into a market to deceive other traders. We develop empirical techniques to…
- The Market Analysis and Intelligence (MAI) system
Solution · 24 November 2013
The Australian Securities and Investments Commission (ASIC) Market Analysis and Intelligence (MAI) system is an advanced, high-speed surveillance tool used by ASIC to monitor Australian financial…
- IOSCO concludes Thematic Review on Technological
Challenges to Effective Market Surveillance
Survey, Report · 19 February 2025
IOSCO's Thematic Review found that most market authorities have made significant progress in addressing technological challenges to market surveillance. Still, some regulators lack the necessary…
- Prudential Supervisory Disclosure (PSD) with Supervisory Technology (SupTech): Lessons from a FinTech Crisis
Report · 5 April 2025
The U.S. financial markets faced an unprecedented rapid decline and recovery on May 6, 2010, known as the May 6 flash crash. Roughly one trillion $ market value in less than thirty minutes vanished…
- Economics of Technology, Securities and Capital Markets
Report · 10 October 2019
In this survey, I focus on the economic implications of FinTech innovation for securities and capital markets. I outline the key economic issues that have emerged in this area, review the literature…
- Innovations in Financial IS and Technology Ecosystems: High-Frequency Trading in the Equity Market
Report · 5 March 2015
Technology-based financial innovations over the past four decades have led to transformations in the financial markets. Understanding technological innovations in financial information systems (IS)…
- The Regulation of AI Trading from an AI Life Cycle Perspective
Report · 5 July 2025
mong innovative technologies, Artificial Intelligence (AI) is often avouched as the game changer in the provision of financial services. In this regard, the algorithmic trading domain is no…
- The Algorithmic Future of EU Market Conduct Supervision: A Preliminary Check
Report · 21 May 2025
Technological innovation, such as advancements in Artificial Intelligence (AI) within the ramification of algorithmic trading, has been shaping the organisation and operation of global capital…
- Japan's Financial Services Agency (FSA) releases discussion paper on promoting sound AI utilisation in financial sector
Report · 4 March 2025
The document outlines preliminary points for promoting responsible AI use across the financial sector. It also highlights the FSA's own AI initiatives, including machine learning for credit risk…