- Global financial regulators convene in Qatar for International Organisation of Securities Commissions' (IOSCO's) 50th annual meeting
Event · 15 May 2025
Nearly 500 senior representatives from 130 jurisdictions gathered in Doha for the IOSCO 50th annual meeting, focusing on critical issues including retail investor protection and technological…
- Global quarterly financial regulatory highlights report releases second edition covering Q2 financial regulatory and suptech developments
Report · 30 June 2025
The comprehensive 25+ page report, powered by Regxplora intelligence platform, provides a synthesis of major policy priorities and supervisory attention points across multiple thematic areas.…
- Guidelines to Stock Exchanges, Clearing Corporations and Depositories
Standard or Guidance · 22 November 2024
These guidelines include resolving whistleblower complaints within 60 days, adopting regtech and suptech for better regulatory and supervisory mechanisms, and establishing standard operating…
- ICTportal
Solution
The ICT Reporting and Incident Management Portal at the National Bank of Moldova is planned to be a web-based platform designed to streamline the process of reporting and managing ICT incidents…
- Indonesia Financial Services Authority (OJK) rolls out integrated financial data portal
News · 17 March 2025
The portal provides dynamic, interactive access to information from banking, capital markets and non-bank financial industries, replacing static presentations previously available on the OJK website.…
- Indonesia’s Financial Services Authority (OJK) embraces AI-powered suptech to strengthen supervision in emerging markets
Blog · 30 September 2025
OJK is advancing its AI-driven suptech strategy, aiming to enhance oversight across the financial sector, particularly in multifinance, where 70% of assets are tied to vehicle financing. Through its…
- Indonesia's Financial Services Authority (OJK) launches new suptech tool to enhance capital market surveillance
News · 25 February 2025
The OJK has introduced OSIDA PMDK, a new data analytics application designed to improve capital market monitoring and investor protection. The system will initially focus on investor profiles and…
- Integrated management of micro-databases Deepening business intelligence within central banks’ statistical systems
Report
- International leadership program for securities supervisors.
Training · 29 July 2024
Organised by the Toronto Centre, this virtual program designed for mid- to senior-level staff and managers involved in regulation and supervision of the securities sector is set to occur between 29th…
- IOSCO consults on business models of ever-expanding exchanges.
News · 4 April 2024
The International Organisation of Securities Commissions (IOSCO) has launched a consultation paper to examine the evolving business models and ownership structures of stock exchanges and other market…
- IOSCO launches new alerts portal to help combat retail investment fraud
News · 20 March 2025
IOSCO has unveiled its International Securities & Commodities Alerts Network (I-SCAN), enabling investors and institutions worldwide to verify whether financial regulators have flagged suspicious…
- IOSCO unveils work program focused on investor protection and financial stability
News · 12 March 2025
The plan addresses several key priorities: enhancing financial resilience through collaboration with the Financial Stability Board on market-based finance issues and fund liquidity management…
- Japan's Financial Services Agency (FSA) releases discussion paper on promoting sound AI utilisation in financial sector
Report · 4 March 2025
The document outlines preliminary points for promoting responsible AI use across the financial sector. It also highlights the FSA's own AI initiatives, including machine learning for credit risk…
- Latin American capital market supervision workshop examines technological innovation and internal digital transformation
Event · 9 June 2025
The 9-13 June 2025 workshop in Montevideo, Uruguay, brought together representatives from twelve regulatory agencies across Latin America and Spain to discuss technological innovation in supervisory…
- Market Analysis Platform (MAP)
Solution
Market Analysis Platform (MAP) is a data repository and analytics system which collects post-trade data from exchanges, alternative trading systems (ATSs) and dealers/brokers in order to facilitate…
- ML for Fraud Likelihood
Solution
Through a series of steps, the SEC is able to draw on machine learning applications to identify market misconduct and predict the likelihood of fraud. DERA – the Division of Economic and Risk…
- Natural language processing solution developed by the European Central Bank (ECB), DELPHI.
Report, News · 22 November 2023
Intelligent Search solution, Delphi, is a suptech tool based on textual analysis that generates insights from news articles and relates them with quantitative information on investor sentiment from…
- RegTech & SupTech Innovation - IFWG Innovation Hub
Presentation
- SEBI Virtual Assistant (SEVA) Chatbot
Solution, News · 29 July 2024
SEVA is an AI-powered conversational platform developed by the Securities and Exchange Board of India (SEBI) to enhance investor protection and engagement. The chatbot provides users with accessible…
- Securities and Exchange Board of India (SEBI) Chief Urges Secure, Easy Know Your Customer (KYC) Access for Non-Resident Indians (NRIs) to Boost Market Participation
News · 11 October 2025
SEBI Chairman Tuhin Kanta Pandey has identified making Know Your Customer (KYC) access easy and secure for Non‑Resident Indians (NRIs) as an urgent priority to boost their participation in India’s…
- Selected Issues in the Regulation and Supervision of Fintech (SIFR)
Training · 30 July 2024
This course is designed to be interactive by using a combination of lectures, case studies, and discussions. The course focuses on the regulation and supervision of technology enabled innovation in…
- Regulatory and Supervisory Technology Research: A Bibliometric Analysis
Report · 10 January 2025
A recent bibliometric analysis of suptech and regtech highlights the rapid growth in research over the past decade. Key themes like compliance, regulation, and finance dominate, with notable…
- Research proposes AI-driven surveillance framework to address India's Offer for Sale (OFS) information leakage
14 August 2025
Research analysing 39 OFS cases on India's National Stock Exchange (2012-2023) revealed concerning floor price information leakage, particularly affecting public sector undertaking companies. The…
- Nasdaq to boost market surveillance with generative artificial intelligence (GenAI).
15 May 2024
Exchange operator Nasdaq is integrating a GenAI-powered feature into its market surveillance technology. The operator says the feature will boost the quality, speed, and efficiency of market abuse…
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