- Framework for supervisory information about the derivatives activities of banks and securities firms (Joint report by the Basel Committee on Banking Supervision and the Technical Committee of the 'IOSCO'.)
Report · 28 May 1995
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Guidelines | 28 May 1995 | Status: SupersededPDF full text…
- Eddie Yue: Financial markets in Asia - turning challenges into opportunities
10 April 2019
Speech by Mr Eddie Yue, Deputy Chief Executive of the Hong Kong Monetary Authority, at the International Swaps and Derivatives Association (ISDA) 34th Annual General Meeting, Hong Kong, 10 April…
- Prudential supervision of banks' derivatives activities
Report · 15 December 1994
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Other | 15 December 1994 | Status: SupersededPDF full text (40kb)…
- Margin requirements for non-centrally cleared derivatives
15 February 2013
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Consultative | 15 February 2013 | Status: ClosedPDF full text…
- Margin requirements for non-centrally cleared derivatives
18 March 2015
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Standards | 18 March 2015 | Status: SupersededPDF full text…
- Market turbulence and soaring margins: lessons from two recent episodes
Report · 27 February 2023
Box extracted from Overview "Perceptions of risk and policy outlook drive markets"BIS Quarterly Review | March 2023 | 27 February 2023by Benjamin H Cohen and Kevin TracolAn increasing share of…
- OTC derivatives statistics at end-December 2019
7 May 2020
07 May 2020PDF full text (149kb) | 8 pagesNotional amounts of OTC derivatives rose from $544 trillion at end-December 2018 to $559 trillion at end-December 2019. This, however, corresponds to a…
- Basel Committee and IOSCO announce deferral of final implementation phases of the margin requirements for non-centrally cleared derivatives
3 April 2020
Press release | 03 April 2020The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) continue to monitor the impact of the rapid spread…
- Review of margining practices
26 October 2021
Consultative report by the Basel Committee on Banking Supervision (BCBS), the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions…
- Keynote Address at the ISDA Derivatives Trading Forum Hong Kong
Speech · 18 November 2025
In his keynote at the ISDA Derivatives Trading Forum in Hong Kong, HKMA Deputy Chief Executive Howard Lee highlighted ISDA’s pivotal role in building resilient global derivatives markets over the…
- IOSCO concludes Thematic Review on Technological
Challenges to Effective Market Surveillance
Survey, Report · 19 February 2025
IOSCO's Thematic Review found that most market authorities have made significant progress in addressing technological challenges to market surveillance. Still, some regulators lack the necessary…
- Cambodia's securities regulator tests suptech system for enhanced derivatives oversight
News · 30 July 2025
The Securities and Exchange Regulator of Cambodia (SERC) is advancing its supervisory capabilities through final testing of a new IT system designed to streamline regulatory reporting for derivatives…
- Deutsche Börse enhances market surveillance with artificial intelligence (AI)-powered social media monitoring
Solution, News · 24 September 2025
Deutsche Börse has become the first major exchange to integrate social media intelligence into its trading surveillance operations, combining AI-driven analytics from Stockpulse with long-standing…
- Financial Markets and Institutions: A European Perspective (Chapter 1)
Report · 4 June 2020
Written for undergraduate and graduate students of finance, economics and business, the fourth edition of Financial Markets and Institutions provides a fresh analysis of the European financial…
- Living on the Edge: Securitization Supervision and Characterization Problems
18 February 2014
What is securitization? Before the 2007-2008 crisis it was a somewhat obscure technique; afterwards its has then been characterized as a destructive innovation, or hailed as a mechanism to enhance…
- Innovation in Decentralized Markets: Technology vs. Synthetic Products
18 November 2021
dvances in market-clearing technology for multiple assets and synthetic products present alternative ways to leverage complementarities and substitutabilites in asset returns. This paper compares…
- CCP Supervision After Brexit: From Extraterritoriality to a Model of Shared Control
23 May 2023
Brexit has triggered a battle over the clearing of derivatives between the United Kingdom and the European Union. While the former seeks to maintain its preeminent market position, the latter seeks…
- Basel Committee and IOSCO issue near-final proposal on margin requirements for non-centrally-cleared derivatives
Standard or Guidance · 15 February 2013
This 2013 consultative paper represents a critical milestone in the global regulatory reform of the Over-the-Counter (OTC) derivatives market, led by the Basel Committee and IOSCO. The "near-final"…
- Margin requirements for non-centrally-cleared derivatives - consultative document issued BCBS and IOSCO
Standard or Guidance · 5 July 2012
This 2012 consultative document marks a critical turning point in the post-crisis G20 derivatives reform agenda. While earlier measures focused on moving standardized over-the-counter (OTC)…
- Margin requirements for non-centrally cleared derivatives
Standard or Guidance · 1 September 2013
This landmark framework mandates that all financial firms and systemically important non-financial entities exchange initial margin (IM) and variation margin (VM) for derivatives not cleared through…
- CPMI and IOSCO publish discussion paper, call for comments on streamlining variation margin (VM) in centrally cleared markets
News · 14 February 2024
The Bank of International Settlements’ Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) are calling for comments on a new…