- Keynote Address at the ISDA Derivatives Trading Forum Hong Kong
Speech · 18 November 2025
In his keynote at the ISDA Derivatives Trading Forum in Hong Kong, HKMA Deputy Chief Executive Howard Lee highlighted ISDA’s pivotal role in building resilient global derivatives markets over the…
- FINRA expands AI oversight in new regulatory era
News · 26 November 2025
FINRA is accelerating its embrace of artificial intelligence as part of a broader push to modernise US financial regulation, signalling a pivotal shift in supervisory and compliance practices.…
- FSS to expand English DART contents and launch English Open DART
News, Open Data · 11 February 2025
Korea's Financial Supervisory Service (FSS) launched an upgraded version of its English DART (electronic disclosure) platform on February 10, featuring expanded English content and a new open data…
- Korea Securities Depository launches testbed platform for security tokens
News · 26 June 2025
The Korea Securities Depository announced that it has completed a testbed platform to respond to the legislation of security tokens.
- Malaysia's SC Introduces Regulatory Sandbox to Facilitate Innovation
News · 18 February 2025
The Securities Commission Malaysia (SC) has unveiled its regulatory sandbox guidelines, offering a controlled environment for testing innovative capital market products and services. Applications…
- FCA Selects OneTick to Power Market Surveillance System
Solution · 15 November 2023
A cloud-based service that will provide the regulator with new tools to detect and investigate market anomalies, and help protect the integrity and orderly functioning of financial markets in the…
- Nasdaq to Enhance Global Market Surveillance Offering with Generative AI
News · 15 May 2024
Exchange operator Nasdaq is integrating a GenAI-powered feature into its market surveillance technology. The operator says the feature will boost the quality, speed, and efficiency of market abuse…
- Extending the Scope of Prudential Supervision: Regulatory Developments During and Beyond the 'Effective' Periods of the Post BCCI and the Capital Requirements Directives
Report · 17 January 2010
The main argument of this paper is, namely, the need for greater emphasis on disclosure requirements and measures – particularly within the securities markets. This argument is justified on the basis…
- Pacific island nation partners Japanese fintech for blockchain bond issuances
News · 19 July 2024
The Pacific Island nation of Palau has entered into an agreement with Japanese fintech company Soramitsu, which co-developed Cambodia’s digital currency, to create a blockchain platform for issuing…
- FCA responds to Treasury announcement on equivalence
News · 11 September 2020
The UK Treasury has announced equivalence decisions for EEA states across multiple financial services areas, effective after the Brexit transition period, aiming to provide regulatory certainty for…
- A Regulatory Surveillance Blueprint for Addressing India's OFS Leakage Issue
Blog · 14 August 2025
Research analysing 39 OFS cases on India's National Stock Exchange (2012-2023) revealed concerning floor price information leakage, particularly affecting public sector undertaking companies. The…
- Longevity risk transfer markets: market structure, growth drivers and impediments, and potential risks
Report, RFP · 15 August 2013
The Joint Forum has released a forward-looking report on longevity risk transfer (LRT) markets, highlighting challenges posed by ageing populations and the financial risks of longer-than-expected…
- Framework for Monitoring and Supervision of System Audit of Stock Brokers (SBs) through Technology based Measures
News · 1 February 2025
Sebi has mandated stock exchanges to implement technology-based systems for monitoring and supervising stockbrokers' audit lifecycles, set to begin in FY 2025-26. This initiative will include secure…
- Launch of ‘Bond Central’ - A Centralised Database Portal for Corporate Bonds
News · 28 February 2025
SEBI has introduced the centralised database portal for corporate bonds, which the Online Bond Platform Providers Association developed in collaboration with market infrastructure institutions. The…
- Consultation Paper on guidelines for responsible usage of AI/ML In Indian Securities Markets
Standard or Guidance, RFP · 21 June 2025
SEBI published a consultation paper on 20 June 2025 outlining guidelines for responsible AI and ML usage across five core principles: model governance, investor protection through disclosure…
- Sebi to deploy AI to process IPO documents, fasten approvals
News · 2 August 2024
Speaking at an industry event organised by FICCI, SEBI chairperson Madhabi Puri Buch mentioned that the capital markets regulator is working on a mechanism to expedite IPO approvals, where companies…
- SC Seeks Public Feedback on Proposed Framework on Tokenisation of Capital Market Products
News, RFP · 7 May 2025
The SC has published a consultation paper on regulating tokenised shares, bonds and funds. The proposed framework aims to enable exploration of programmable assets and fractional ownership while…
- Singapore and Viet Nam Enhance Collaboration in Capital Markets Regulation and Digital Asset Regulatory Framework
News · 13 March 2025
The Monetary Authority of Singapore (MAS) and the State Securities Commission of Vietnam (SSC) have signed a letter of intent to enhance collaboration on capital markets regulation and digital asset…
- Thai government targets public with tokenised bond issuance
News · 27 February 2025
Thailand's government plans to pilot the issuance of tokenised government bonds worth Baht 5 billion (approximately $148 million) before September 2025, with Finance Minister Pichai Chunhavajira…
- IOSCO publishes new Consultation Report on Artificial
Intelligence in Capital Markets: Use Cases, Risks, and Challenges
News, RFP · 12 March 2025
IOSCO has published a consultation report examining AI in capital markets and its implications for global investors. The report identifies five key findings, including AI's growing role in…
- IOSCO concludes Thematic Review on Technological
Challenges to Effective Market Surveillance
Survey, Report · 19 February 2025
IOSCO's Thematic Review found that most market authorities have made significant progress in addressing technological challenges to market surveillance. Still, some regulators lack the necessary…
- The MAS Academy is partnering with Toronto Centre to conduct the 18th regional leadership program for securities regulators on August 22 and August 26 - August 30, 2024.
Event · 22 August 2024
Designed for senior and upper-middle level regulators/supervisors, the program will focus on developing participants’ capability to implement change in their organisations effectively, make difficult…
- Moses D Pelaelo: Botswana Stock Exchange opening bell ceremony
Speech · 7 October 2021
Moses D. Pelaelo, Governor of the Bank of Botswana, highlights the significance of Access Bank PLC’s entry into Botswana through its acquisition of BancABC, noting that such a move requires rigorous…
- SEC Announces Cyber and Emerging Technologies Unit to Protect Retail Investors
News · 21 February 2025
The SEC has created CETU to combat cyber-related misconduct and protect retail investors. The 30-person team will focus on fraud prevention in emerging technologies, including AI, blockchain, social…
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