Framework for Monitoring and Supervision of System Audit of Stock Brokers (SBs) through Technology based Measures
By Securities and Exchange Board of India
Sebi has mandated stock exchanges to implement technology-based systems for monitoring and supervising stockbrokers' audit lifecycles, set to begin in FY 2025-26. This initiative will include secure web portals, geo-location tracking for physical audits, and OTP access for auditors, enhancing oversight and transparency.
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