- State of SupTech Report 2023
Report · 29 February 2024
The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
- Integrated Market Surveillance System (IMSS)
Solution · 1 January 2007
A comprehensive cross-market surveillance system implemented by SEBI to monitor trading activity across stock exchanges and market segments (equities and derivatives) in India. IMSS integrates data…
- AI-Powered Virtual Asset Market Surveillance and Investigation System
Solution · 20 August 2026
The Financial Supervisory Service (FSS) of South Korea deployed an AI-powered market surveillance system for the virtual asset market, expanded in August 2026. The system automates the full pipeline…
- The Cambridge Digital Innovation and Regulation Initiative launches Global 'Agentic Regulator' Hackathon to shape the future of AI-enabled digital regulation
News · 8 July 2026
The Cambridge Digital Innovation and Regulation Initiative (C:\>DIR), hosted by Financial Innovation for Impact (Fii), announced the launch of a global 'Agentic Regulator' Hackathon bringing together…
- Terms of Reference for Implementation of Data Analytics Projects and Building of Data Models at SEBI
RFP · 1 June 2021
This SEBI Terms of Reference document outlines the scope of work for a bidder to implement AI/ML-based data analytics projects and build data models on SEBI's Data Lake platform. It details…
- Implementation of Data Analytics Projects and Building of Data Models at SEBI - Expression of Interest
RFP · 21 November 2019
An Expression of Interest (EOI) issued by the Securities and Exchange Board of India (SEBI) inviting solution providers to build AI/ML-based analytical models and data analytics capabilities on top…
- Data Warehousing Business Intelligence System (DWBIS)
Solution · 14 February 2011
A data warehouse and business intelligence platform launched by SEBI to significantly enhance its investigation and surveillance capabilities. DWBIS acquires data daily from external entities…
- Chapter 9: Technology - SEBI Annual Report 2025-26
Report · 6 August 2026
This chapter of SEBI's Annual Report 2025-26 details the regulator's technology initiatives across cybersecurity, market surveillance, investor protection, and internal digital transformation. Key…
- International Banking and Financial Market Developments - Third Quarter 2000
News · 27 November 2000
Press release | 27 November 2000A growing unease in financial marketsBetween summer and early autumn 2000, the climate in financial markets seemed to change from cautious optimism to unease. Equity…
- International Banking and Financial Market Developments: Third Quarter 1999
News · 22 November 1999
Press release | 22 November 1999The continued rise of long-term interest rates in Europe and the United States does not appear to have hampered issuing activity in the international securities…
- Financial regulation, complexity and innovation
4 June 2014
Speech by Mr Jaime Caruana, General Manager of the Bank for International Settlements, prepared for the Promontory Annual Lecture, London, 4 June 2014.BIS speech | 04 June 2014by Jaime CaruanaPDF…
- Source code and model for Financial Market Monitoring via Social Media & Web Extraction Platform
Open Model, Open Code · 1 June 2026
Integrated social media scraping technologies by Winnow Technologies (Winnow), including sentiment analysis, topic modeling, segmentation, categorization and other advanced ML techniques to discover…
- SupTech Week 2024: Harmonizing data for suptech: models, schemas, and ontologies
Video · 10 December 2024
Session description: Explore the critical role of data schemas in modernising financial supervision, focusing on innovations that enhance data flow, transparency, and regulatory efficiency. Join us…
- ASIC INFO 269 Finfluencer Guidance and Telegram Pump-and-Dump Intervention Suite
Solution
ASIC's intervention programme under Information Sheet INFO 269 (Discussing financial products and services online), targeting finfluencer-driven misconduct and direct disruption of pump-and-dump…
- ASIC Momentum Ignition Detection Tool
Solution
ASIC's algorithmic-trading surveillance tool detecting "momentum ignition" — a market manipulation tactic in which traders execute aggressive orders to ignite price momentum then unwind into the…
- Consolidated Audit Trail (CAT)
Solution
FINRA CAT, LLC, a subsidiary of FINRA has has selected Amazon Web Services (AWS) as its cloud provider for the Consolidated Audit Trail (CAT). The CAT will allow regulators to improve securities…
- SC Malaysia Web Crawler Scam Detection
Solution
The Securities Commission Malaysia has deployed a web crawler tool for proactive surveillance of unlicensed activities and investment scams. The tool increased scam trigger detection from ~20 per…
- Staying Ahead of Scams: Smarter Tools, Stronger Coordination
Event · 15 June 2025
From AI-generated manipulation to fast-moving cross-border scams, fraud is evolving faster than ever — challenging the limits of traditional regulatory approaches. How can regulators stay ahead of…
- IOSCO Asia Pacific Hub Webinar on SupTech & Fraud Detection in Capital Markets, Virtual, 19 May 2026
Event · 18 May 2026
The IOSCO Asia Pacific Hub is organizing a Webinar on SupTech & Fraud Detection in Capital Markets on 19 May 2026. Supervisory technology is becoming an essential tool for regulators addressing…
- Detecting layering and spoofing in markets*
Report · 31 July 2023
Layering and spoofing are among the fastest growing market manipulation techniques, involving placing non-genuine orders into a market to deceive other traders. We develop empirical techniques to…
- SupTech (supervisory technology) a strategic priority for financial market supervisory authorities across the world
30 April 2025
In a speech at the IOSCO Annual Meeting in 2025, FINMA Chair Marlene Amstad said supervisory technology (suptech) is becoming increasingly important for financial regulators as markets grow more…
- SupTech – a core supervisory tool
Event, Presentation · 7 October 2025
At the Global Fintech Fest 2025 in Mumbai, FINMA Chair Marlene Amstad presented findings from the International Organization of Securities Commissions’ (IOSCO) first global survey on suptech, led by…
- Innovating Financial Supervision with SupTech
Speech · 12 November 2025
Speaking at the 2025 Singapore FinTech Festival, FINMA Chair Marlene Amstad said financial regulators must integrate supervisory technology, or suptech, to keep pace with increasingly digital markets…
- Global Trends in SupTech: A Supervisory Perspective
Speech · 8 December 2025
In a speech at New York SupTech Week 2025, Swiss Financial Market Supervisory Authority Chair Marlene Amstad said financial supervisors must embrace artificial intelligence and supervisory technology…
Showing the 24 most recent of 92 resources.