- OSIDA PMDK: OJK capital market big data analytics
Solution · 25 February 2025
Capital-market extension of OJK's OSIDA analytics platform for market surveillance, monitoring and analysis, launched in February 2025 with investor profile and segmentation modules. Market…
- SC Malaysia automated trade surveillance system
Solution · 1 January 2007
Securities Commission Malaysia operates an automated trade surveillance system, complemented by in-house advanced analytics, to identify and analyse suspicious trading. The SC went live on the SMARTS…
- SSC IT master plan 2024-2026 and overall market surveillance system
Strategy · 25 July 2025
The State Securities Commission is implementing an overall IT system for 2024-2026 with a central specialised data warehouse, and in July 2025 announced an overall three-level trading surveillance…
- SEC Thailand e-Enforcement tools (AI-Enforcement, Corporate Surveillance, E-link)
Solution · 1 December 2019
Big-data enforcement tools SEC Thailand has used since late 2019, described at a September 2021 media briefing. AI-Enforcement flags and visualises suspected trading misconduct such as price pushing…
- SSC Market Surveillance System (MSS)
Solution · 19 March 2013
Securities market surveillance system launched by Viet Nam's State Securities Commission on 19 March 2013, built by FPT Information System under the Luxembourg-funded Vietnam Capital Market…
- SEC Thailand market surveillance system (Korea Exchange)
Solution · 8 January 2015
SEC Thailand contracted Korea Exchange in January 2015 for a market surveillance system linking surveillance of the cash and derivatives markets; it was Korea Exchange's first export of its…
- Apollo
Solution · 20 March 2019
“Apollo” is an augmented intelligence system, deployed by Monetary Authority of Singapore (MAS), to automate the computation of key metrics used in the analysis of suspicious trading activities, and…
- AI-assisted market abuse surveillance – insider trading and market manipulation detection on unstructured data
Solution · 31 December 2025
Supervisory technology adopted by the CMF in 2025 that applies artificial intelligence to the analysis of unstructured data and automates the enforcement processes aimed at detecting market abuse…
- State of SupTech Report 2023
Report · 29 February 2024
The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
- Integrated Market Surveillance System (IMSS)
Solution · 1 January 2007
A comprehensive cross-market surveillance system implemented by SEBI to monitor trading activity across stock exchanges and market segments (equities and derivatives) in India. IMSS integrates data…
- AI-Powered Virtual Asset Market Surveillance and Investigation System
Solution · 20 August 2026
The Financial Supervisory Service (FSS) of South Korea deployed an AI-powered market surveillance system for the virtual asset market, expanded in August 2026. The system automates the full pipeline…
- The Cambridge Digital Innovation and Regulation Initiative launches Global 'Agentic Regulator' Hackathon to shape the future of AI-enabled digital regulation
News · 8 July 2026
The Cambridge Digital Innovation and Regulation Initiative (C:\>DIR), hosted by Financial Innovation for Impact (Fii), announced the launch of a global 'Agentic Regulator' Hackathon bringing together…
- Terms of Reference for Implementation of Data Analytics Projects and Building of Data Models at SEBI
RFP · 1 June 2021
This SEBI Terms of Reference document outlines the scope of work for a bidder to implement AI/ML-based data analytics projects and build data models on SEBI's Data Lake platform. It details…
- Implementation of Data Analytics Projects and Building of Data Models at SEBI - Expression of Interest
RFP · 21 November 2019
An Expression of Interest (EOI) issued by the Securities and Exchange Board of India (SEBI) inviting solution providers to build AI/ML-based analytical models and data analytics capabilities on top…
- Data Warehousing Business Intelligence System (DWBIS)
Solution · 14 February 2011
A data warehouse and business intelligence platform launched by SEBI to significantly enhance its investigation and surveillance capabilities. DWBIS acquires data daily from external entities…
- Chapter 9: Technology - SEBI Annual Report 2025-26
Report · 6 August 2026
This chapter of SEBI's Annual Report 2025-26 details the regulator's technology initiatives across cybersecurity, market surveillance, investor protection, and internal digital transformation. Key…
- International Banking and Financial Market Developments - Third Quarter 2000
News · 27 November 2000
Press release | 27 November 2000A growing unease in financial marketsBetween summer and early autumn 2000, the climate in financial markets seemed to change from cautious optimism to unease. Equity…
- International Banking and Financial Market Developments: Third Quarter 1999
News · 22 November 1999
Press release | 22 November 1999The continued rise of long-term interest rates in Europe and the United States does not appear to have hampered issuing activity in the international securities…
- Financial regulation, complexity and innovation
4 June 2014
Speech by Mr Jaime Caruana, General Manager of the Bank for International Settlements, prepared for the Promontory Annual Lecture, London, 4 June 2014.BIS speech | 04 June 2014by Jaime CaruanaPDF…
- Source code and model for Financial Market Monitoring via Social Media & Web Extraction Platform
Open Model, Open Code · 1 June 2026
Integrated social media scraping technologies by Winnow Technologies (Winnow), including sentiment analysis, topic modeling, segmentation, categorization and other advanced ML techniques to discover…
- SupTech Week 2024: Harmonizing data for suptech: models, schemas, and ontologies
Video · 10 December 2024
Session description: Explore the critical role of data schemas in modernising financial supervision, focusing on innovations that enhance data flow, transparency, and regulatory efficiency. Join us…
- ASIC INFO 269 Finfluencer Guidance and Telegram Pump-and-Dump Intervention Suite
Solution
ASIC's intervention programme under Information Sheet INFO 269 (Discussing financial products and services online), targeting finfluencer-driven misconduct and direct disruption of pump-and-dump…
- ASIC Momentum Ignition Detection Tool
Solution
ASIC's algorithmic-trading surveillance tool detecting "momentum ignition" — a market manipulation tactic in which traders execute aggressive orders to ignite price momentum then unwind into the…
- Consolidated Audit Trail (CAT)
Solution
FINRA CAT, LLC, a subsidiary of FINRA has has selected Amazon Web Services (AWS) as its cloud provider for the Consolidated Audit Trail (CAT). The CAT will allow regulators to improve securities…
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