- Tool for integrated capital market surveillance (PSX–SECP Market Monitoring System)
Solution, News · 23 September 2025
The PSX–SECP Market Monitoring System is an integrated surveillance framework established through a 2025 Memorandum of Understanding between the Pakistan Stock Exchange (PSX) and the Securities and…
- FINRA expands AI oversight in new regulatory era
News · 26 November 2025
FINRA is accelerating its embrace of artificial intelligence as part of a broader push to modernise US financial regulation, signalling a pivotal shift in supervisory and compliance practices.…
- FCA Selects OneTick to Power Market Surveillance System
Solution · 15 November 2023
A cloud-based service that will provide the regulator with new tools to detect and investigate market anomalies, and help protect the integrity and orderly functioning of financial markets in the…
- A Regulatory Surveillance Blueprint for Addressing India's OFS Leakage Issue
Blog · 14 August 2025
Research analysing 39 OFS cases on India's National Stock Exchange (2012-2023) revealed concerning floor price information leakage, particularly affecting public sector undertaking companies. The…
- IOSCO concludes Thematic Review on Technological
Challenges to Effective Market Surveillance
Survey, Report · 19 February 2025
IOSCO's Thematic Review found that most market authorities have made significant progress in addressing technological challenges to market surveillance. Still, some regulators lack the necessary…
- ICY market surveillance platform
Solution · 3 January 2018
ICY is the AMF's modernised market monitoring platform that became operational in January 2018, built on Big Data technologies to enhance detection of market abuse and misconduct. The platform…
- Advances in Artificial Intelligence: Implications for Capital Market Activities
Report · 1 January 2024
Chapter 1 shows that although near-term financial stability risks have remained contained, mounting vulnerabilities could worsen future downside risks by amplifying shocks, which have become more…
- Deutsche Börse enhances market surveillance with artificial intelligence (AI)-powered social media monitoring
Solution, News · 24 September 2025
Deutsche Börse has become the first major exchange to integrate social media intelligence into its trading surveillance operations, combining AI-driven analytics from Stockpulse with long-standing…
- Digital Transformation of Financial Regulators and the Emergence of Supervisory Technologies (SupTech): A Case Study of the U.K. Financial Conduct Authority - BLENDER
Case study · 27 April 2023
This article provides a case study of the use of suptech by the U.K. Financial Conduct Authority (FCA). Through 16 qualitative interviews with senior colleagues at the FCA and other regulators, this…
- Innovative technology in financial supervision (suptech) – the experience of early users
Report · 1 July 2018
Financial supervisors can harness the same innovative technologies that are driving fintech developments. Such so-called SupTech applications can be found in the areas of data collection and…
- Insights on Artificial Intelligence and Financial Supervision
Report · 6 August 2025
Italian Companies and Stock Exchange Commission (CONSOB) paper explores AI applications in financial supervision. The publication paper examines AI in supervisory activities, highlighting…
- Korean financial authorities unveil joint measures to combat stock market manipulation
News · 9 July 2025
The Financial Services Commission, Financial Supervisory Service, and Korea Exchange have announced comprehensive measures to combat unfair trading, including a joint response team at KRX and…
- Prudential Supervisory Disclosure (PSD) with Supervisory Technology (SupTech): Lessons from a FinTech Crisis
Report · 5 April 2025
The U.S. financial markets faced an unprecedented rapid decline and recovery on May 6, 2010, known as the May 6 flash crash. Roughly one trillion $ market value in less than thirty minutes vanished…
- Securities and Exchange Board of India (SEBI) launches securities market hackathon at Global Fintech Fest 2025
Event · 18 July 2025
SEBI, collaborating with BSE, CDSL, NSDL, and KFintech, has created a competition themed "Driving Innovation and tech oriented solutions in securities market." Participants must develop digital-first…
- Securities and Exchange Board of India (SEBI) preparing action plan for quantum-safe computing: Tuhin Kanta Pandey
News · 8 October 2025
SEBI is planning for quantum resilience by 2028–29, with a shift to post-quantum cryptography to protect financial systems from emerging cyber threats. Speaking at the Global Fintech Fest, Chairman…
- South Korea's Financial Supervisory Service (FSS) to build surveillance system for Nextrade
News · 18 August 2025
FSS Korea is developing a direct monitoring system for NextTrade, Korea's first alternative trading system (ATS), amid rising volumes and unfair trading concerns. Unlike the monopolistic Korea…
- SupTech: Leveraging Technology for Better Supervision
Report · 1 July 2018
The focus of this Note is on how suptech can help supervisors meet common challenges in discharging their responsibilities, with focus on data collection, data analytics and digitization of processes…
- Economics of Technology, Securities and Capital Markets
Report · 10 October 2019
In this survey, I focus on the economic implications of FinTech innovation for securities and capital markets. I outline the key economic issues that have emerged in this area, review the literature…
- Technology-Enabled Innovation in Financial Markets and Retail Investors a Systematic Literature Review
Report · 11 September 2024
The advent of technology-enabled innovation (TEI), in particular regarding the Internet, social networks, and mobile technologies, has profoundly reshaped financial markets. This transformation has…
- Long Run Growth of Financial Technology
30 May 2017
In most sectors, technological progress boosts efficiency. But financial technology and the associated data-intensive trading strategies have been blamed for market inefficiency. A key cause for…
- Long Run Growth of Financial Technology
Report · 23 May 2017
In most sectors, technological progress boosts efficiency. But financial technology and the associated data-intensive trading strategies have been blamed for market inefficiency. A key cause for…
- How Does Benchmarking Affect Market Efficiency? The Role of Learning Technology
15 November 2022
We study how asset managers' benchmarking affects market efficiency under two learning technologies: separative and integrative. With integrative learning, investors process portfolio-wide signals…
- Internal Models, Make Believe Prices, and Bond Market Cornering
10 March 2020
Exploiting position-level heterogeneity in regulatory incentives to misreport and novel data on regulators, we document that U.S. life insurers inflate the values of corporate bonds using internal…
- Price Bubbles of New-Technology Ipos
12 March 2002
et pricing models with atomistic agents typically relax assumptions concerning rationality and/or homogenous information in order to track endogenous bubbles. In this model, identically informed…
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