- SC Malaysia Web Crawler Scam Detection
Solution
The Securities Commission Malaysia has deployed a web crawler tool for proactive surveillance of unlicensed activities and investment scams. The tool increased scam trigger detection from ~20 per…
- Staying Ahead of Scams: Smarter Tools, Stronger Coordination
Event · 15 June 2025
From AI-generated manipulation to fast-moving cross-border scams, fraud is evolving faster than ever — challenging the limits of traditional regulatory approaches. How can regulators stay ahead of…
- IOSCO Asia Pacific Hub Webinar on SupTech & Fraud Detection in Capital Markets, Virtual, 19 May 2026
Event · 18 May 2026
The IOSCO Asia Pacific Hub is organizing a Webinar on SupTech & Fraud Detection in Capital Markets on 19 May 2026. Supervisory technology is becoming an essential tool for regulators addressing…
- Detecting layering and spoofing in markets*
Report · 31 July 2023
Layering and spoofing are among the fastest growing market manipulation techniques, involving placing non-genuine orders into a market to deceive other traders. We develop empirical techniques to…
- SupTech (supervisory technology) a strategic priority for financial market supervisory authorities across the world
30 April 2025
In a speech at the IOSCO Annual Meeting in 2025, FINMA Chair Marlene Amstad said supervisory technology (suptech) is becoming increasingly important for financial regulators as markets grow more…
- SupTech – a core supervisory tool
Event, Presentation · 7 October 2025
At the Global Fintech Fest 2025 in Mumbai, FINMA Chair Marlene Amstad presented findings from the International Organization of Securities Commissions’ (IOSCO) first global survey on suptech, led by…
- Innovating Financial Supervision with SupTech
Speech · 12 November 2025
Speaking at the 2025 Singapore FinTech Festival, FINMA Chair Marlene Amstad said financial regulators must integrate supervisory technology, or suptech, to keep pace with increasingly digital markets…
- Global Trends in SupTech: A Supervisory Perspective
Speech · 8 December 2025
In a speech at New York SupTech Week 2025, Swiss Financial Market Supervisory Authority Chair Marlene Amstad said financial supervisors must embrace artificial intelligence and supervisory technology…
- Digital Heatmap tool
Solution
An in-house 'Digital Heatmap' tool developed for market surveillance of Swiss-listed securities. The tool visualizes not only executed trades but the full order book depth at every price level within…
- BaFin Market Abuse Alert System
Solution
BaFin's Market Abuse Alert System is an AI-augmented surveillance platform that analyzes mandatory bank-reported securities transaction data, ad-hoc issuer disclosures, directors' dealings…
- The suptech generations
Report, Taxonomy · 1 October 2019
This paper examines the evolving definition and scope of suptech by analysing initiatives across 39 global financial authorities through surveys and data collection. The authors categorise…
- Are star funds really shining? Cross-trading and performance shifting in mutual fund families
26 August 2016
BIS Working Papers | No 577 | 26 August 2016by Alexander Eisele, Tamara Nefedova and Gianpaolo ParisePDF full text (709kb) | 59 pagesThe majority of financial trades take place in open and highly…
- Randal K Quarles: Introductory remarks - Alternative Reference Rates Committee Roundtable
19 July 2018
Speech by Mr Randal K Quarles, Vice Chairman for Supervision of the Board of Governors of the Federal Reserve System, at the Alternative Reference Rates Committee Roundtable, The Federal Reserve Bank…
- Effective Supervision
Report · 13 April 2026
A TC Notes publication from Toronto Centre examining what constitutes effective financial supervision, the drivers of supervisory complexity, and proposals for improving supervisory effectiveness.…
- The rising influence of retail investors
Report · 1 March 2021
BIS Quarterly Review | March 2021 | 01 March 2021by Sirio Aramonte and Fernando AvalosRecent events have drawn attention to the growing role of retail investors in equity markets. In addition to…
- The valuations of tech stocks: dotcom redux?
16 September 2024
Box extracted from Overview chapter "Carry off, carry on"BIS Quarterly Review | 16 September 2024by Marco Jacopo Lombardi and Gabor PinterOver the past few years, equity prices have risen steadily…
- SIPM Early Warning System
Solution
SIPM Early Warning System (EWS) for securities supervision is designed to detect potential problems or irregularities in securities trading or investor's behaviour.
- Safe FBDC
Solution
The funded project “Investigation of the Suitability of a Financial Big Data Cluster (FBDC) for Securing Data Sovereignty in the Financial Sector” (project acronym “safeFBDC”) is part of the BMWi…
- SFC data analytics platform
Solution · 21 December 2022
Hong Kong's Securities and Futures Commission data analytics platform is a key suptech initiative that leverages big data and artificial intelligence to analyse trading-related data submitted by…
- BLENDER
Solution · 31 December 2012
This tool, developed by the FCA Market Oversight Division, is a suptech application designed to detect market abuse by integrating and standardising data from multiple trading venues. Launched as a…
- Driving better consumer outcomes in the era of big data and artificial intelligence
Speech · 2 November 2016
In a speech to the Corporate Governance Discussion Group in Sydney on 3 November 2016, Greg Medcraft, Chairman of the Australian Securities and Investments Commission (ASIC), explains how advances in…
- The Market Analysis and Intelligence (MAI) system
Solution · 24 November 2013
The Australian Securities and Investments Commission (ASIC) Market Analysis and Intelligence (MAI) system is an advanced, high-speed surveillance tool used by ASIC to monitor Australian financial…
- The promises and pitfalls of SupTech for corporate governance-related enforcement
Report · 1 June 2021
Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the…
- Commodity Futures Trading Commission replaces 1990s-era system with Nasdaq's advanced market surveillance technology
Solution, News · 27 August 2025
The United States CFTC has deployed Nasdaq's market surveillance platform to replace its decades-old legacy system, providing automated alerts and cross-market analytics for the first time. The…
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