- SSC IT master plan 2024-2026 and overall market surveillance system
Strategy · 25 July 2025
The State Securities Commission is implementing an overall IT system for 2024-2026 with a central specialised data warehouse, and in July 2025 announced an overall three-level trading surveillance…
- SEC Thailand market surveillance system (Korea Exchange)
Solution · 8 January 2015
SEC Thailand contracted Korea Exchange in January 2015 for a market surveillance system linking surveillance of the cash and derivatives markets; it was Korea Exchange's first export of its…
- Integrated Market Surveillance System (IMSS)
Solution · 1 January 2007
A comprehensive cross-market surveillance system implemented by SEBI to monitor trading activity across stock exchanges and market segments (equities and derivatives) in India. IMSS integrates data…
- Terms of Reference for Implementation of Data Analytics Projects and Building of Data Models at SEBI
RFP · 1 June 2021
This SEBI Terms of Reference document outlines the scope of work for a bidder to implement AI/ML-based data analytics projects and build data models on SEBI's Data Lake platform. It details…
- Implementation of Data Analytics Projects and Building of Data Models at SEBI - Expression of Interest
RFP · 21 November 2019
An Expression of Interest (EOI) issued by the Securities and Exchange Board of India (SEBI) inviting solution providers to build AI/ML-based analytical models and data analytics capabilities on top…
- The Completeness Challenge: Architecting Surveillance for New Frontiers and 24/7 Markets
Event · 6 August 2026
A Regulation Asia webinar examining how financial market surveillance frameworks must evolve to address 24/7 trading, new asset classes (crypto derivatives, tokenised assets, carbon markets…
- MAS and CSRC Reaffirm Commitment to Enhance Capital Markets and Supervisory Cooperation
Event, News · 1 July 2026
The Monetary Authority of Singapore (MAS) and the China Securities Regulatory Commission (CSRC) held their 10th annual supervisory roundtable in Singapore on 29 June 2026, marking a decade of…
- International Banking and Financial Market Developments: First Quarter 1999
News · 14 June 1999
Press release | 14 June 1999The BIS is releasing today its regular quarterly review and statistics on recent international banking and financial market developments . Conditions in global financial…
- Fabio Panetta: Central clearing in turbulent times - frontiers in regulation and oversight
Speech · 22 June 2023
Keynote speech by Mr Fabio Panetta, Member of the Executive Board of the European Central Bank, at the Fifth Joint Deutsche Bundesbank, European Central Bank and Federal Reserve Bank of Chicago…
- AFM CASPs Advertising and Cost Disclosure Monitoring
Report
A live conduct supervision application that systematically reviews crypto-asset service providers’ websites and advertisements for compliance with MiCAR disclosure requirements, identifying…
- Consolidated Audit Trail (CAT)
Solution
FINRA CAT, LLC, a subsidiary of FINRA has has selected Amazon Web Services (AWS) as its cloud provider for the Consolidated Audit Trail (CAT). The CAT will allow regulators to improve securities…
- Jacqueline Loh: Broadening and deepening Shanghai-Singapore cooperation
27 November 2018
Keynote address by Ms Jacqueline Loh, Deputy Managing Director of the Monetary Authority of Singapore, at the 4th Shanghai-Singapore Financial Forum, Singapore, 27 November 2018.The views expressed…
- Luis de Guindos: Building the EU's capital markets - what remains to be done
Speech · 23 May 2019
Speech by Mr Luis de Guindos, Vice-President of the European Central Bank, at the Association for Financial Markets in Europe Conference, Supervision and Integration Opportunities for European…
- Mapping shadow banking in China: structure and dynamics
Report · 12 February 2018
BIS Working Papers | No 701 | 12 February 2018by Torsten Ehlers, Steven Kong and Feng ZhuPDF full text (580kb) | 42 pagesSummaryFocusWe study the structure of the shadow banking system in China…
- Philip Lowe: Some implications of the Internationalisation of the renminbi
Speech · 26 March 2014
Opening remarks by Mr Philip Lowe, Deputy Governor of the Reserve Bank of Australia, to the Centre for International Finance and Regulation Conference on the Internationalisation of the Renminbi…
- The importance of international co-operation
Speech · 19 October 2018
Speaker: Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists Event: The Pan Asian Regulatory Summit 2018, Hong Kong Delivered: 8 October 2018 Note: this is the…
- Cambridge SupTech Lab — Financial Market Monitoring (Application Incubation)
Open Code
Open-code reference implementation produced by the Cambridge SupTech Lab × SBS Peru × FNA Application Incubation cohort. End-to-end pipeline for market-surveillance signal generation: regulatory-data…
- Vítor Constâncio: Synergies between banking union and capital markets union
Speech · 19 May 2017
Keynote speech by Mr Vítor Constâncio, Vice-President of the European Central Bank, at the joint conference of the European Commission and European Central Bank on European Financial Integration…
- CambioAM – Unsupervised ML for FX Fraud Detection
Solution
CambioAM is a pilot project applying unsupervised machine learning algorithms to identify financial institutions whose operational patterns in foreign exchange contracts deviate from the norm…
- BLENDER
Solution · 31 December 2012
This tool, developed by the FCA Market Oversight Division, is a suptech application designed to detect market abuse by integrating and standardising data from multiple trading venues. Launched as a…
- The Market Analysis and Intelligence (MAI) system
Solution · 24 November 2013
The Australian Securities and Investments Commission (ASIC) Market Analysis and Intelligence (MAI) system is an advanced, high-speed surveillance tool used by ASIC to monitor Australian financial…
- Commodity Futures Trading Commission replaces 1990s-era system with Nasdaq's advanced market surveillance technology
Solution, News · 27 August 2025
The United States CFTC has deployed Nasdaq's market surveillance platform to replace its decades-old legacy system, providing automated alerts and cross-market analytics for the first time. The…
- Tool for integrated capital market surveillance (PSX–SECP Market Monitoring System)
Solution, News · 23 September 2025
The PSX–SECP Market Monitoring System is an integrated surveillance framework established through a 2025 Memorandum of Understanding between the Pakistan Stock Exchange (PSX) and the Securities and…
- FINRA expands AI oversight in new regulatory era
News · 26 November 2025
FINRA is accelerating its embrace of artificial intelligence as part of a broader push to modernise US financial regulation, signalling a pivotal shift in supervisory and compliance practices.…
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