- IOSCO concludes Thematic Review on Technological
Challenges to Effective Market Surveillance
Survey, Report · 19 February 2025
IOSCO's Thematic Review found that most market authorities have made significant progress in addressing technological challenges to market surveillance. Still, some regulators lack the necessary…
- Deutsche Börse enhances market surveillance with artificial intelligence (AI)-powered social media monitoring
Solution, News · 24 September 2025
Deutsche Börse has become the first major exchange to integrate social media intelligence into its trading surveillance operations, combining AI-driven analytics from Stockpulse with long-standing…
- Digital Transformation of Financial Regulators and the Emergence of Supervisory Technologies (SupTech): A Case Study of the U.K. Financial Conduct Authority - BLENDER
Case study · 27 April 2023
This article provides a case study of the use of suptech by the U.K. Financial Conduct Authority (FCA). Through 16 qualitative interviews with senior colleagues at the FCA and other regulators, this…
- South Korea's Financial Supervisory Service (FSS) to build surveillance system for Nextrade
News · 18 August 2025
FSS Korea is developing a direct monitoring system for NextTrade, Korea's first alternative trading system (ATS), amid rising volumes and unfair trading concerns. Unlike the monopolistic Korea…
- Building a Supervision Model for Open Finance: the Case of Chile
Report · 23 October 2024
The document outlines a proposed supervision model for Open Finance System (OFS) in Chile under the auspices of the Fintech Law, explaining the roles of various participants (banks, fintechs…
- Spectrum of Adoption of Blockchain Technology: Implication for Emerging Capital Markets in Africa
Report · 20 June 2025
The purpose of this paper is to examine the implications of blockchain technology adoption in capital markets in Africa with a key focus on governance, custody of assets, and enforcement mechanisms.…
- Cables, Sharks and Servers: Technology and the Geography of the Foreign Exchange Market
Report · 26 April 2016
We analyze the impact of technology on production and trade in services, focusing on the foreign exchange market. We identify exogenous technological changes by the connection of countries to…
- Energy Trading and Its Multiplicity of Supervisors: Effectiveness of Fragmented Supervision and Information Sharing in View of Reporting Obligations for Energy Trading Companies
Report · 9 November 2020
Energy companies trading in derivatives which have a value based on an energy product (“Energy Trading”) are subjected to a fragmented regulatory framework. They are supervised by a multitude of…
- Implications of Germany’s Electronic Securities Act for Supervisory Technology
Report · 8 November 2021
Digital transformation requires a holistic approach; every step in a transformation should ultimately contribute to a big picture reflecting an acceptable balance among digital blocks and pixels.…
- The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements
News · 29 March 2019
In early 2019, the FCA and the US SEC proactively updated two critical Memoranda of Understanding (MoUs) to ensure that the multi-billion dollar financial services trade between the UK and the US…
- Surveillance: The FCA's expectations and toolkits
Speech · 6 October 2014
In this speech, Patrick Spens, Head of Market Monitoring at the Financial Conduct Authority emphasizes that tackling market abuse is a core priority requiring strong collaboration between regulators…
- Regulatory co-operation between the UK and US: now and in the future
Speech · 10 June 2019
In this 2019 address in New York City, Nausicaa Delfas, then Executive Director of International, emphasized the systemic importance of the UK-US regulatory relationship. As the world’s two largest…
- Mario Draghi: The interaction between monetary policy and financial stability in the euro area
Speech · 23 May 2017
In this landmark 2017 speech, Mario Draghi delivers a powerful defense of the ECB’s unconventional measures, arguing that price stability and financial stability are "inherently interlinked." He…
- Crypto and DeFi Data Analytics Platform (Project Atlas)
Solution, Proof of concept (POC) · 3 October 2023
Developed by the Bank for International Settlements Innovation Hub, Project Atlas is a data analytics platform designed to help central banks and regulators better understand the macroeconomic…
- BIS report for the G20 on tokenisation highlights the opportunities, risks and future considerations for central banks.
News · 21 October 2024
The report outlines digital tokens and programmable platforms, noting that token arrangements can transform market structures through platform-based intermediation in financial asset life cycles.…
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