- PRIIPs KID Data Collection and Analysis Tool (Pilot)
Solution · 30 March 2023
The European Insurance and Occupational Pensions Authority developed a supervisory technology (SupTech) pilot tool in 2023 to collect and analyse PRIIPs Key Information Documents (KIDs). The system…
- KID/PRIIPs Compliance Assessment
Solution
Automated CONSOB compliance assessment of Key Information Documents under the EU PRIIPs framework, verifying disclosure requirements for packaged retail investment and insurance products against…
- Unregistered Investment Advisory Identification (UIAI) Tool
Solution
UIAI is an in-house suptech tool developed by SEBI India's operational department to detect unregistered investment advisory activity on social media platforms including YouTube, Instagram, and Meta.…
- IOSCO Principles – Executive Summary
29 June 2023
FSI Executive Summaries | 29 June 2023PDF full text (468kb) | 3 pagesThe International Organization of Securities Commissions (IOSCO) is the global standard setter for securities regulation. IOSCO…
- Jacqueline Loh: Broadening and deepening Shanghai-Singapore cooperation
27 November 2018
Keynote address by Ms Jacqueline Loh, Deputy Managing Director of the Monetary Authority of Singapore, at the 4th Shanghai-Singapore Financial Forum, Singapore, 27 November 2018.The views expressed…
- Joachim Wuermeling: Artificial intelligence (AI) in finance - six warnings from a central banker
Speech · 27 February 2018
Intervention by Prof Joachim Wuermeling, Member of the Executive Board of the Deutsche Bundesbank, at the 2nd Annual FinTech Conference, Brussels, 27 February 2018.The views expressed in this speech…
- Joint Forum release of "Customer suitability" paper
30 April 2008
Press release | 30 April 2008The Joint Forum released a paper today entitled Customer suitability in the retail sale of financial products and services.The customer suitability report considers how…
- Klaas Knot: The need for high quality data in banking supervision and regulation
Speech · 25 April 2017
Word of welcome by Mr Klaas Knot, President of the Netherlands Bank, at the GUUG-CPMI-IOSCO HG workshop, Amsterdam, 25 April 2017.The views expressed in this speech are those of the speaker and not…
- Arthur Yuen: Keep up the momentum - importance of sound bank culture in times of pandemic
8 September 2021
Keynote speech by Mr Arthur Yuen, Deputy Chief Executive of the Hong Kong Monetary Authority, at the ASIFMA (Asia Securities Industry & Financial Markets Association) Compliance Week 2021, Virtual…
- Ardo Hansson: European and domestic economic challenges for Estonia in 2014
26 May 2015
Speech by Mr Ardo Hansson, Governor of the Bank of Estonia (Eesti Pank), to the Riigikogu (the unicameral Parliament of Estonia), at the presentation of Bank of Estonia's Annual Report 2014, Tallinn…
- Andreas Dombret: The euro area - where do we stand?
Speech · 4 March 2015
Speech by Dr Andreas Dombret, Member of the Executive Board of the Deutsche Bundesbank, at the American Council on Germany, New York City, 4 December 2015.The views expressed in this speech are those…
- Andreas Dombret: On the prospects of growing electronification in the capital markets
News · 24 April 2016
In his April 2016 address, Dr. Andreas Dombret explores the "electronification" of capital markets, emphasizing that while digital innovation offers immense opportunities for efficiency, it does not…
- Andreas Dombret: Finding the right measure of consolidation in the banking sector
30 April 2018
Speech by Dr Andreas Dombret, Member of the Executive Board of the Deutsche Bundesbank until 30 April 2018, at the Center for Financial Studies, Frankfurt am Main, 24 April 2018.The views expressed…
- Amando M Tetangco, Jr: Adapting to change - creating advantages from challenges
Speech · 30 June 2015
In this 2015 address, Governor Amando Tetangco, Jr. prepares the Philippine financial community for the launch of the ASEAN Economic Community (AEC). He emphasizes that the Philippines enters this…
- SC Malaysia Web Crawler Scam Detection
Solution
The Securities Commission Malaysia has deployed a web crawler tool for proactive surveillance of unlicensed activities and investment scams. The tool increased scam trigger detection from ~20 per…
- Liquidity Risk Ratio Estimation
Solution · 1 December 2021
De Nederlandsche Bank (DNB) has an experimental tool that combines monthly regulatory reporting data with daily payment systems data to estimate a daily proxy of the liquidity risk ratio of…
- Luis de Guindos: Building the EU's capital markets - what remains to be done
Speech · 23 May 2019
Speech by Mr Luis de Guindos, Vice-President of the European Central Bank, at the Association for Financial Markets in Europe Conference, Supervision and Integration Opportunities for European…
- Luis de Guindos: Capital markets union - the role of equity markets and sustainable finance
Speech · 3 March 2020
Contribution by Mr Luis de Guindos, Vice-President of the European Central Bank, on the occasion of the publication of the ECB report on "Financial integration and structure in the euro area"…
- Luis de Guindos: Financial stability in the euro area
Speech · 18 November 2024
Speech by Mr Luis de Guindos, Vice-President of the European Central Bank, at the Frankfurt Euro Finance Week, organised by the dfv Euro Finance Group, Frankfurt am Main, 18 November 2024. The views…
- Mapping shadow banking in China: structure and dynamics
Report · 12 February 2018
BIS Working Papers | No 701 | 12 February 2018by Torsten Ehlers, Steven Kong and Feng ZhuPDF full text (580kb) | 42 pagesSummaryFocusWe study the structure of the shadow banking system in China…
- Margin requirements for non-centrally cleared derivatives
15 February 2013
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Consultative | 15 February 2013 | Status: ClosedPDF full text…
- Margin requirements for non-centrally cleared derivatives
18 March 2015
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Standards | 18 March 2015 | Status: SupersededPDF full text…
- Mário Centeno: Global capital markets - understanding the future
Speech · 5 November 2021
Opening remarks by Mr Mário Centeno, Governor of the Banco de Portugal, at the Conference "Global capital markets - understanding the future", Lisbon, 5 November 2021.The views expressed in this…
- Mark Carney: Worthy of trust? Law, ethics and culture in banking
Speech · 21 March 2017
Remarks by Mr Mark Carney, Governor of the Bank of England and Chairman of the Financial Stability Board, at the Banking Standards Board Panel "Worthy of trust? Law, ethics and culture in banking"…
Showing 97–120 of 437 resources.