- Financial regulation, complexity and innovation
4 June 2014
Speech by Mr Jaime Caruana, General Manager of the Bank for International Settlements, prepared for the Promontory Annual Lecture, London, 4 June 2014.BIS speech | 04 June 2014by Jaime CaruanaPDF…
- Financial disclosure in the banking, insurance and securities sectors: issues and analysis
Report · 24 May 2004
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Sound practices | 24 May 2004 | Status: CurrentPDF full text…
- Finance for growth: does a balanced financial structure matter?
1 July 2008
01 July 2008by Lucia Cuadro-Saez and Alicia García-HerreroPDF full text (424kb) | 29 pagesAbstractIn this paper we explore empirically a long-standing question in the literature on finance for…
- Final criteria for identifying "simple, transparent and comparable" securitisations issued by the Basel Committee and IOSCO
23 July 2015
Press release | 23 July 2015The Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) today released final Criteria for identifying simple…
- Fabio Panetta: Central clearing in turbulent times - frontiers in regulation and oversight
Speech · 22 June 2023
Keynote speech by Mr Fabio Panetta, Member of the Executive Board of the European Central Bank, at the Fifth Joint Deutsche Bundesbank, European Central Bank and Federal Reserve Bank of Chicago…
- Source code and model for Financial Market Monitoring via Social Media & Web Extraction Platform
Open Model, Open Code · 1 June 2026
Integrated social media scraping technologies by Winnow Technologies (Winnow), including sentiment analysis, topic modeling, segmentation, categorization and other advanced ML techniques to discover…
- Erik Thedéen: Keynote address - OSC Dialogue 2024
22 May 2024
Keynote address by Mr Erik Thedéen, Governor of the Sveriges Riksbank, at the Ontario Securities Commission Dialogue 2024, Toronto, 22 May 2024.The views expressed in this speech are those of the…
- Eddie Yue: Financial markets in Asia - turning challenges into opportunities
10 April 2019
Speech by Mr Eddie Yue, Deputy Chief Executive of the Hong Kong Monetary Authority, at the International Swaps and Derivatives Association (ISDA) 34th Annual General Meeting, Hong Kong, 10 April…
- David Ramsden: Renewed RTGS - digital public infrastructure as a platform for innovation
Speech · 29 April 2025
Speech by Sir David Ramsden, Deputy Governor for Markets and Banking of the Bank of England, at the Innovate Finance Global Summit 2025, London, 29 April 2025.The views expressed in this speech are…
- Daniel Mminele: Ethics in finance and financial markets
Speech · 28 October 2014
Address by Mr Daniel Mminele, Deputy Governor of the South African Reserve Bank, to the South African Chapter of ACI - The Financial Markets Association, Johannesburg, 28 October 2014.The views…
- Christodoulos Patsalides: Navigating economic challenges - strategies for financial resilience and growth
Speech · 22 May 2025
Speech by Mr Christodoulos Patsalides, Governor of the Central Bank of Cyprus, at 4th ICPAC (Institute of Certified Public Accountants of Cyprus)Mediterranean Finance Summit, Limassol, 22 May…
- Chee Hong Tat: Keynote speech - Securities Investors Association Singapore (SIAS) 25th Anniversary Corporate Governance Conference 2024
16 September 2024
Keynote speech by Mr Chee Hong Tat, Minister for Transport and Second Minister for Finance, and Deputy Chairman of the Monetary Authority of Singapore, at the Securities Investors Association…
- Prudential supervision of banks' derivatives activities
Report · 15 December 1994
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Other | 15 December 1994 | Status: SupersededPDF full text (40kb)…
- ML for Market Oversight
Solution · 1 July 2018
The Market Oversight team at the FCA utilizes machine learning to flag market irregularities and identify insider trading (Pg 10, no. 24.).
- CGFS releases report on role of ratings in structured finance
News · 17 January 2005
Press release | 17 January 2005The Bank for International Settlements is today releasing the latest report from the Committee on the Global Financial System (CGFS)1 entitled The role of ratings in…
- Carlos da Silva Costa: Ten years after the 2008 financial crisis - where are we heading now?
30 June 2018
Keynote address by Mr Carlos da Silva Costa, Governor of the Bank of Portugal, at the International Finance and Banking Society Conference 2018, Porto Business School, Porto, 30 June 2018.The views…
- SupTech Week 2024: Harmonizing data for suptech: models, schemas, and ontologies
Video · 10 December 2024
Session description: Explore the critical role of data schemas in modernising financial supervision, focusing on innovations that enhance data flow, transparency, and regulatory efficiency. Join us…
- Acquiring Patents in Secret: Disclosure Timing in Markets for Technology
Report · 30 April 2025
Markets for technology provide a vibrant channel through which firms purchase ownership rights to patented inventions. Although such transactions enable firms to secure access to intangible assets…
- 8th IOSCO/Program on International Financial Systems and Harvard Law School (PIFS-HLS) Global Certificate Program for regulators of securities markets.
Training · 24 June 2024
The first phase of the 8th edition of the IOSCO/PIFS-Harvard Law School Global Certificate Program for regulators of securities markets took place between 24th and 28th June 2024 in Madrid, Spain.…
- Summary of CPMI-IOSCO workshops on climate risks for financial market infrastructures
Report, Event · 19 December 2024
The CPMI-IOSCO workshops highlight the growing need to address climate risks within financial market infrastructures (FMIs). On March 26 and April 16, 2024, the CPMI and IOSCO hosted virtual…
- ASIC INFO 269 Finfluencer Guidance and Telegram Pump-and-Dump Intervention Suite
Solution
ASIC's intervention programme under Information Sheet INFO 269 (Discussing financial products and services online), targeting finfluencer-driven misconduct and direct disruption of pump-and-dump…
- ASIC Momentum Ignition Detection Tool
Solution
ASIC's algorithmic-trading surveillance tool detecting "momentum ignition" — a market manipulation tactic in which traders execute aggressive orders to ignite price momentum then unwind into the…
- AFM CASPs Advertising and Cost Disclosure Monitoring
Report
A live conduct supervision application that systematically reviews crypto-asset service providers’ websites and advertisements for compliance with MiCAR disclosure requirements, identifying…
- Consolidated Audit Trail (CAT)
Solution
FINRA CAT, LLC, a subsidiary of FINRA has has selected Amazon Web Services (AWS) as its cloud provider for the Consolidated Audit Trail (CAT). The CAT will allow regulators to improve securities…
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