- Indonesia's Financial Services Authority (OJK) launches new suptech tool to enhance capital market surveillance
25 February 2025
The OJK has introduced OSIDA PMDK, a new data analytics application designed to improve capital market monitoring and investor protection. The system will initially focus on investor profiles and…
- Finra Trace
Open Code
Research project on Financial Industry Regulatory Authority (FINRA) Trade Reporting and Compliance Engine (TRACE) academic version. The model analysed interaction and trading behaviour among dealers…
- Consolidated Audit Trail (CAT)
Blog
FINRA CAT, LLC, a subsidiary of FINRA has has selected Amazon Web Services (AWS) as its cloud provider for the Consolidated Audit Trail (CAT). The CAT will allow regulators to improve securities…
- Benefits from advanced technology infrastructure in supervision
News · 14 May 2025
The ECB has revolutionised banking supervision through advanced digital platforms and artificial intelligence (AI) tools, according to Frederik Hoppe. Key systems including the IMAS portal, CASPER…
- Advanced Misconduct Detection
Speech
The SEC uses a sequential approach in some of its misconduct detection methods. The SEC ingests a large corpus of structured and unstructured data from regulatory filings of investment advisers into…
Showing 433–437 of 437 resources.