- Who Should Supervise? The Structure of Bank Supervision and the Performance of the Financial System
21 September 2011
We assemble data on the structure of bank supervision, distinguishing supervision by the central bank from supervision by a nonbank governmental agency and independent from dependent governmental…
- Financial Regulation and Supervision Post the Global Financial Crisis
Report · 9 September 2015
China and East Asia have survived the global financial crisis of 2007-9 reasonably unscathed. China has achieved a real rate of growth of 9.1 percent in 2009 and 11.1 percent year-over-year in the…
- The Role of External Auditors in Bank Supervision: A Supervisory Gatekeeper?
Report · 13 December 2013
recent response to the financial crisis has been to reinvigorate the use of external auditors in financial regulation. The U.K. Prudential Regulation Authority and Financial Conduct Authority are to…
- Committee Statement on the Administrative Procedure Act and Banking Supervision
12 November 2021
In this statement, the Committee on Capital Markets Regulation (the “Committee”) reaffirms its long-standing position that the Administrative Procedure Act (the “APA”) fully applies to supervisory…
- The Role of External Auditors and International Accounting Bodies in Financial Regulation and Supervision
23 May 2009
The emergence of powerful financial conglomerates operating at a global level has led to unified supervision of financial services in the UK and Germany. These changes in regulatory structures have a…
- Supervision and Central Banking: Improving the Exchange of Information
Report · 9 July 2008
In the last few years, the relationship between supervision and central banking has evolved. Following the example of the UK, supervisory responsibilities have been allocated in some countries to…
- Banking Governance and the New EU Supervision
Report · 19 November 2016
The experience of the financial crisis gave rise to the reform of the set-up of EU supervision. The awareness of serious deficiencies in the governance of the banks has led to the introduction of new…
- Credit Rating Agencies and European Financial Market Supervision
31 August 2016
Credit rating agencies have been a core concern in the reform of the global and European financial architecture prompted by the financial crisis. The European Regulation on Credit Rating Agencies…
- The Impact of Bank Regulations, Supervision, Market Structure, and Bank Characteristics on Individual Bank Ratings: A Cross-Country Analysis
2 May 2006
We use country-level data and bank level data from 71 countries and 857 banks to investigate the impact of bank regulations, supervision, market structure, and bank characteristics on individual bank…
- Does Media Sentiment Influence Bank Supervision?
Report · 22 February 2025
This paper investigates the influence of media sentiment on the supervisory ratings of bank holding companies (BHCs) issued by the Federal Reserve System. Using an instrumented…
- Does Bank Supervision Impact Bank Loan Growth?
Report · 13 May 2015
We estimate the impact on individual bank loan growth caused by supervisory restrictions associated with a poor bank examination rating. We use a novel approach to control for bank loan demand…
- Research on the Evolutionary Game of Waste Classification and Recycling Supply Chain Finance Based on Blockchain Technology
Report · 24 April 2024
The new model of “Internet+” waste classification and recycling represents an inevitable trend in the development of renewable resource recycling. This model effectively prevents a large amount of…
- The Rationale for the Prudential Regulation and Supervision of Insurers
Report · 18 September 2013
The financial crisis has necessitated a re-examination of the level, nature and distribution of risk across the financial system, including insurance companies. In April 2013, the Prudential…
- Regulation and Supervision: An Ethical Approach
Report · 18 August 2013
This essay shows that government credit-allocation schemes generate incentive conflicts that undermine the quality of bank supervision and eventually produce banking crisis. For political reasons…
- The Architecture of Insurance Supervision Before and after the Financial Crisis
Report · 1 August 2010
Which is the current state of the insurance supervision architectures? The recent financial crisis has forcefully demonstrated that the financial services markets are deeply integrated, requiring an…
- The Supervision of Mixed Financial Services Groups in Europe
3 August 2005
Over time, the banking, insurance and securities sectors have become increasingly interlinked and one way through which this occurs is via financial conglomerates. Such groups, in particular those…
- The Role of the External Auditor in the Regulation and Supervision of the UK Banking System
Report · 22 May 2009
This paper focuses on how the external auditor can assist the FSA through two of its principal regulatory tools in the FSA's response to risk, namely supervision and enforcement. The external auditor…
- Reflections on Euro Area Banking Supervision: Context, Transparency, Review and Culture - A Contribution to the Conversation on the SSM after Three Years
Report · 28 December 2017
Reflections on context, transparency, review and culture of the Single Supervisory Mechanism (SSM), the Euro Area system of prudential supervision of banks, three years after its start. The paper…
- Regulations, Supervision Approaches and Acquisition Likelihood in the Asian Banking Industry
Report
We investigate the association between the regulatory and supervision framework and the likelihood of being involved in acquisitions either as acquirer or target in the Asian banking industry over…
- Building Responsive Supervision Over Smaller Banks in Europe: An Insight from the Principal-Agent Perspective
1 August 2018
The Single Supervisory Mechanism (SSM) is an administrative arrangement of national assistance to the ECB in exercising its exclusive supervisory competence. It sets two systems of assistance: ECB…
- Going Forward: Regulation and Supervision after the Financial Turmoil
Report · 23 June 2009
Today, the European Council is expected to endorse significant changes to the institutional set-up for financial supervision and regulation in the European Union. Undoubtedly these are important…
- Bank Regulation and Supervision Around the World: A Crisis Update
20 April 2016
This paper presents the latest update of the World Bank Bank Regulation and Supervision Survey, and explores two questions. First, were there significant differences in regulation and supervision…
- The Importance of Qualitative Risk Assessment in Banking Supervision Before and During the Crisis
Report · 8 June 2016
Banking supervision requires regular inspection and assessment of financial institutions. In Germany this task is carried out by the central bank ('Deutsche Bundesbank, BBK') in cooperation with the…
- Bank Supervision and Corruption in Lending
1 September 2005
Which commercial bank supervisory policies ease - or intensify - the degree to which bank corruption is an obstacle to firms raising external finance? Based on new data from more than 2,500 firms…
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