- Platformisation of Finance: DeFi’s Gradual Disintermediation Effect and the Leveraging of CBDCs in Smart Supervision
Report · 23 June 2022
The prominence of DeFi information intermediaries in emerging and developing economies is occasioning a paradigm shift in traditional intermediation towards a sharing economy. While the exponential…
- Risk-Based Supervision of Pension Institutions in Denmark
Report · 20 April 2016
This paper examines the move towards risk-based supervision of pension institutions in Denmark. Although Denmark has not adopted a comprehensive model to assess risk it has developed a number of…
- Developments in Financial Supervision and the Use of Macroprudential Measures in Central America
Report · 10 January 2012
Improvements in financial regulation and supervision in the Central American region (CAPDR) have strengthened financial stability. Prudential instruments with potential macroeconomic effects have…
- Let There Be More Light: Enhancing Public Accountability for Prudential Supervision
14 May 2022
Little is known about how Canadian prudential supervision is conducted in practice because it has traditionally operated behind a veil of secrecy. While the federal Office of the Superintendent of…
- The Basel Committee on Banking Supervision through the Lens of Its 2013 Charter
18 January 2017
The present study seeks to analyse the provisions of the 2013 Charter of the Basel Committee on Banking Supervision, which is one of the most important international financial fora composing the…
- Financial Regulation and Supervision in Corporate Governance of Banks
Report · 4 September 2015
This Essay discusses and analyzes the role of financial regulation and the state’s interference through financial supervision with corporate governance of banks from economic and political…
- A ‘Twin Peaks’ Vision for Europe
13 November 2017
The European financial supervisory architecture is based on a sectoral model with separate authorities for banking, insurance and securities and markets. New developments in the European financial…
- Reliance on Third Party Verification in Bank Supervision
Report
We examine how third party verification of internal controls over financial reporting (ICFR) affects bank supervision by exploiting a change in size thresholds for required FDICIA-related internal…
- International Financial Supervisory Convergence: How Much Should there Be? How Best to Assess the Appropriate Level of Cross Border Supervision and Enforcement?
Report · 17 January 2013
Taxpayers’ money may not be put at risk again. Financial firms have to be efficiently supervised in order to make the financial sector more resilient against any future market turmoil. Efficient…
- The New Mandate for the Supervision of Financial Services Conduct
1 October 2012
The UK is redesigning the institutional architecture of financial services supervision. The Financial Conduct Authority is meant to play a central role in the reformed system by delivering a new…
- Banking Supervision and the Special Resolution Regime of the Banking Act 2009: The Unfinished Reform
27 March 2009
One of the fundamental rationales underpinning banking regulation and justifying the costs it entails is the prevention of banking failures and associated depositor runs. This is exactly what the UK…
- Proposed Indicators for Macro-Prudential Supervision of the Banking System in the CEMAC Zone
Report · 27 June 2010
The main purpose of this paper is to determine the macro-prudential indicators of financial stability that can be used for supervising the banking system in the CEMAC zone. Going by a set of…
- Financial Regulation and Supervision in India and Japan: Case of Banking Sector
17 November 2011
Banks matter for economic growth, for poverty alleviation, for income distribution and for human welfare as a whole. And banks matter when they fail. According to Ross Levine (2005), the fiscal costs…
- The ECB After the Crisis: Existing Synergies Among Monetary Policy, Macroprudential Policies and Banking Supervision
12 December 2019
The prolonged crisis exposed the vulnerability of a monetary union without a banking union. The Single Supervisory Mechanism (SSM), which started operating in November 2014, is an essential step…
- Blockchain - ein Thema für die Finanzaufsicht? (Blockchain - A Topic for Financial Supervision?)
Report · 8 February 2022
German Abstract: Das Ziel der BaFin ist es, für einen stabilen und sicheren Finanzplatz zu sorgen, wobei das Aufsichtsrecht grundsätzlich technologieneutral ist. Blockchain ist aber nicht bloß eine…
- Consolidated Supervision of Financial Institutions and Financial Market in the Republic of Croatia
Report · 5 June 2013
The question of regulation and supervision of all parts of financial system is of major importance for any country. In order to protect the interest of the society and to accelerate the economic…
- The Economics of Supranational Bank Supervision
6 March 2018
We document large variation in the propensity and the intensity in which countries cooperate in the supervision of banks. We show that these variations can be linked to differences in cooperation…
- Financial Technology Research: Past and Future Trajectories
Report · 4 July 2023
The financial technology (fintech) research represents a critical, dynamic and rapid developing field of research, making it essential to review and prospect the fintech field systematically to…
- Toward a Framework for Macroprudential Regulation and Supervision of Systemically Important Financial Institutions (SIFI)
28 December 2010
One of the key features of regulatory-supervisory reform thinking post 2006-2007 Global Financial (nee US Subprime Mortgage) Crisis is emergence and popularisation of the ‘systemic’ theme. In a…
- Moderating Effect of Abusive Supervision on The Impact of Green Attitude on Green Work Behavior: An Evidence From Employees In Sri Lankan Licensed Commercial Banks
27 May 2022
Go green is the current thought of every organization, as there is a vivid concern increased towards greening the world. However, there is still a puzzle that to what extent green attitudes leads to…
- Does Regulatory Supervision Curtail Microfinance Profitability and Outreach?
20 April 2016
Regulation allows microfinance institutions to evolve more fully into banks, particularly for institutions aiming to take deposits. But there are potential trade-offs. Complying with regulation and…
- A Panel Data Analysis into the Impact of Regulations and Supervision on the African Banking Profitability and Risk Profile
Report · 3 May 2022
This paper investigated the effect of banking regulations and supervision on the profitability and risk profile of banks in selected African countries over the period 2009 to 2019. The study focused…
- Experiences and Challenges with the Introduction of Risk-Based Supervision for Pension Funds
Report · 22 April 2011
Given the move by other financial sectors to initiating a ‘risk-based’ approach to supervision, pension supervisory authorities are also looking to adopt such methods. Following the lead of…
- International Banking Regulation and Supervision after the Crisis: Implications for China
Report
gainst the background of the reform wave of banking regulation and supervision over the world, we review the development path of banking regulation and supervision in China to understand how and in…
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