- L’Architettura di vertice dell’ordinamento finanziario europeo: funzioni e limiti della supervisione (EU Financial Supervision System)
Report · 30 May 2013
The paper examines the opportunities given by the “crisis,” with regards to changes in national financial regulations and the top architecture of European financial system. The latter is now focused…
- Cross-Border Coordination of Prudential Supervision and Deposit Guarantees
Report · 18 December 2008
The scramble to expand deposit guarantees in Europe in response to recent financial turmoil confirms that the on-going integration of European financial markets requires closer coordination of…
- Banking Supervision in Integrated Financial Markets: Implications for the EU
Report · 11 December 2002
I analyze the optimal design of banking supervision in the presence of cross-border lending. Cross-border lending could imply that an individual bank failure in one country could trigger negative…
- The Future of Financial Regulation and Supervision in Europe
Report · 30 May 2005
The EU financial regulatory and supervisory scheme has recently been substantially changed. Several new directives both in securities and banking - followed soon by insurance - will overhaul…
- Reflections on the Proposed European AMLCFT Supervisor
Report · 27 December 2022
In July 2021, the European Commission made several legislative proposals aimed at strengthening the regulation and supervision of anti-money laundering and the countering of financing of terrorism…
- Supervision of Financial Conglomerates : The Case of Chile
Report · 22 April 2005
This paper describes the presence of financial conglomerates and assesses the extent to which the risks they introduce to the Chilean financial system are mitigated by existing oversight arrangements…
- A Stiglerian View on Banking Supervision
18 November 2004
The system of banking supervision in Europe is undergoing substantial reforms. According to Stigler's capture theory regulation often follows the preferences of producers. Therefore, the interests of…
- Supervision and Oversight in the National Payment System: Correlation and Problems of Establishment
Report · 21 May 2013
The article is essentially an analysis of supervision and oversight in the national payment system as the activities of the Bank of Russia. The essence of supervision and oversight in the light of…
- Financial Supervision in the EU: Is There Convergence in the National Architectures?
14 February 2009
gainst the background of the debate on the advisability of further centralizing prudential supervision in the EU this paper develops a study of applied institutional economics, analyzing the…
- Consolidated Regulation and Supervision in the United States
7 February 2011
This paper builds on a Technical Note produced as part of the IMF’s 2010 Financial Sector Assessment Program (FSAP) review of the United States. It addresses enterprise-wide oversight of financial…
- International Survey of Integrated Financial Sector Supervision
20 April 2016
Despite the intense debate on the advantages and disadvantages of adopting integrated supervision that has taken place in recent years, little is known about the experiences of countries that have…
- Bank Supervision and Administrative Law
15 December 2020
This article presents a systematic consideration of how administrative law doctrines apply to banking supervision, an unusual form of administrative practice. First, it describes the rationales for…
- Financial Stability, Monetary Policy, Banking Supervision, and Central Banking
5 August 2014
The paper gives an overview over issues concerning the role of financial stability in monetary policy and the relation between banking supervision and central banking. Following a brief account of…
- Do Regulations and Supervision Shape the Capital Crunch Effect of Large Banks in the EU?
17 October 2015
This paper extends the literature on the capital crunch effect by examining the role of public policy for the link between lending and capital in a sample of large banks operating in the European…
- Risk-Based Supervision of Pension Funds in Australia
Report · 20 April 2016
This paper examines the development of risk-based supervision of pension funds in Australia. The large number of pension funds has meant that since the inception of pension fund supervision in the…
- Bank Supervision and Corporate Finance
11 April 2003
We examine the impact of bank supervision on the financing obstacles faced by almost 5,000 corporations across 49 countries. We find that firms in countries with strong official supervisory agencies…
- Challenging the Prudential Supervisor: Liability Versus (Regulatory) Immunity
9 August 2003
Over the last decades, bank failures in different EU-countries have increasingly led to liability claims being directed against supervisory authorities for alleged negligence or improper conduct in…
- Brexit and the Equivalence of Regulation and Supervision
17 November 2017
fter Brexit, the UK will become a third country. In the absence of a transitional agreement, its access to the EU markets will be conditioned on meeting the condition of “equivalence of regulation…
- Helping Buyers Beware: The Need for Supervision of Big Retail
13 May 2015
Since the financial crisis, consumer regulators have closely supervised sellers of credit cards and home mortgages to stamp out anticompetitive practices. Supervision programs give financial…
- Financial Supervision Fragmentation and Central Bank Independence: The Two Sides of the Same Coin?
5 November 2005
This paper analyses how the central bank's role in the monetary institutional setting can affect the unification process of the overall financial supervision architecture. Using indicators of…
- Рискови Зони в Банковия Надзор На България (Risk Areas in the Banking Supervision of Bulgaria)
Report · 20 May 2022
English Abstract: Banking supervision is a ‘hot’ topic in the organization and supervision of the banking system due to its significance for the stability of the financial companies creating money.…
- Architectures of Financial Supervisors and Banking Supervision
5 February 2009
This paper analyses theoretically and empirically the architecture of supervisory powers, including the role of the central bank and the degree of integration of banking supervision with the…
- Albanian Regulatory Framework on Banking or Financial Group Supervision
This paper analyzes the legal and regulatory framework regarding consolidated supervision for banking and financial groups in Albania and the compliance with the existing Law “On banks in the…
- Supervision of Conduct of Business: Ensuring a Fair Deal for Clients in Europe's Smallest Member State
Report · 15 November 2024
The Malta Financial Services Authority (MFSA) prioritises promoting market integrity and consumer protection, particularly for retail clients. To prevent misconduct by financial service providers…
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