- A Novel Banking Supervision Method Using the Minimum Dominating Set
Report · 29 January 2014
The magnitude of the recent financial crisis, which started from the U.S. and expanded in Europe, change the perspective on banking supervision. The recent consensus is that to preserve a healthy and…
- Regulatory Choices in Global Financial Markets: Restoring the Role of Aggregate Utility in the Shaping of Market Supervision
Report · 19 February 2008
In financial market studies, public supervision has rarely been found to have any effects on financial market development. This is true, even though the primary objective of supervisory legislation…
- The Death of a Regulator: Strict Supervision, Bank Lending and Business Activity
We exploit the extinction of the thrift supervisor (OTS) to analyze the effects of supervision on bank lending and bank management. We first show that the OTS replacement resulted in stricter…
- Multinational Banks and Supranational Supervision
7 February 2017
Supervision of multinational banks (MNBs) by national supervisors suffers from coordination failures. We show that supranational supervision solves this problem, and decreases the expected costs of a…
- The Regulator's Trade-Off: Bank Supervision vs. Minimum Capital
10 September 2012
We develop a simple model of banking regulation with two policy instruments: minimum capital requirements and supervision of domestic banks. The regulator faces a trade-off: high capital requirements…
- Macro-Prudential Supervision – A Panacea for the Global Financial Crisis‘
2 August 2010
This article assesses the role of macro-prudential supervision as an effective policy tool in the global financial crisis.
- Embedded Supervision: How to Build Regulation into Blockchain Finance
Report · 27 November 2019
The spread of distributed ledger technology (DLT) in finance could help to improve the efficiency and quality of supervision. This paper makes the case for embedded supervision, i.e., a regulatory…
- The Effect of Bank Supervision and Examination on Risk Taking: Evidence from a Natural Experiment
22 March 2017
We exploit an exogenous reduction in bank supervision to demonstrate a causal effect of supervisory resources on financial institutions' willingness to take risk. The additional risk took the form of…
- The Vanishing Supervisor
25 January 2015
This Article begins with two stories that are emblematic of related trends in broker-dealers: the importance of compliance officers and the significance of technology in the oversight of brokers and…
- Banking Supervision and External Auditors: What Works Best?
3 May 2017
What are the pros and cons of involving external auditors in banking supervision? This paper investigates the relationship between banking supervision and the involvement of external auditors from a…
- Multinational Banks and Supranational Supervision
13 June 2016
We study the supervision of multinational banks (MNBs), allowing for either national or supranational supervision. National supervision leads to insufficient monitoring of MNBs due to a coordination…
- Bank Supervision and Corporate Finance
20 April 2016
Beck, Demirguc-Kunt, and Levine examine the impact of bank supervision on the financing obstacles faced by almost 5,000 corporations across 49 countries. They find that firms in countries with strong…
- Is One Watchdog Better than Three?: International Experience with Integrated Financial Sector Supervision
26 April 2006
Over the past two decades, there has been a clear trend toward integrating the regulation and supervision of banks, nonbank financial institutions, and securities markets. This paper reviews the…
- Cross-Border Coordination of Prudential Supervision and Deposit Guarantees
12 October 2011
We study the optimal joint design of prudential supervision and deposit guarantee regulations in a multi-country, integrated banking market, where policy-makers have preferences regarding…
- Bank Regulation, Supervision and Liquidity Creation
9 January 2021
The exposures of the banking system during the global financial crisis of 2007-2009 alerted regulators who strengthened their regulation and supervision of banks to prevent future problems. Yet…
- Can Short Sellers Inform Bank Supervision?
Report · 27 February 2016
We investigate the timeliness and accuracy of supervisory information and short seller signals to assess whether short sellers have the potential to inform bank supervision. We find that short…
- The Independence of Central Bank Supervision
13 June 2025
The Dodd-Frank Act of 2010 gave the Federal Reserve (Fed) sweeping power to supervise the banking system. Consequently, the Fed as bank supervisor has the ability to steer the allocation of credit in…
- Banking Supervision, Monetary Policy and Risk-Taking: Big Data Evidence from 15 Credit Registers
Report · 4 January 2020
We analyse the effects of supranational versus national banking supervision on credit supply, and its interactions with monetary policy. For identification, we exploit: (i) a new, proprietary dataset…
- Central Banking and Supervision: The Political Cycle
7 November 2012
By the early ‘2000 an increasing numbers of countries had adopted a well defined central bank framework, which is characterized by two intertwined features: the authority becomes specialized in…
- Capital Market Supervision and Investor Protection: Romania in the European Context
18 December 2013
The core aim of this article is to give an overview of the domestic public supervision of securities markets in Romania and in the European Union in order to understand the role of Romania in the…
- Who Pays for Banking Supervision? Principles, Practices, and Determinants
21 July 2006
This paper is focused on the economics of financing banking supervision. Two questions are investigated: What are the most common financing practices? Can we explain differences in current financing…
- Resource Allocation in Bank Supervision: Trade-offs and Outcomes
21 March 2016
We estimate a structural model of resource allocation on work hours of Federal Reserve bank supervisors to disentangle how supervisory technology, preferences, and resource constraints impact bank…
- Integration of Financial Supervision
Report · 26 September 2007
The emergence of financial conglomerates and multinational financial institutions as well as the development of new financial products have raised concerns as to the ability of separate sectoral…
- Foreign Bank Supervision and Challenges to Emerging Market Supervisors
15 February 2006
The increased presence of foreign banks in a country`s domestic banking system necessitates the development of effective cross-border prudential supervision where the consolidated supervision is the…
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