- Artificial Intelligence (AI) update – further to the Government’s response to the AI White Paper
Standard or Guidance · 21 April 2024
In this April 2024 update, the FCA detailed its strategic alignment with the UK Government’s "Pro-Innovation Approach to AI Regulation." Moving away from creating a new, separate AI regulator, the…
- Innovating for the future: the next phase of Project Innovate
Speech · 9 April 2017
In his 2017 speech at the Innovate Finance Global Summit, Christopher Woolard, the FCA’s then-Executive Director of Strategy and Competition, detailed the evolution of Project Innovate. Launched in…
- The FCA and innovation
Speech · 21 May 2015
In this 2015 speech, Christopher Woolard introduces the FCA’s Innovation Hub as a dedicated team designed to help firms navigate complex regulations while promoting competition. Unlike traditional…
- FCA launches discussion on competition impacts of Big Tech on financial services industry
News · 24 October 2022
In 2022, the Financial Conduct Authority initiated a public discussion to evaluate the competitive influence of Big Tech firms—such as those providing major digital platforms and cloud…
- FCA launches call for input on the use of technology to achieve smarter regulatory reporting
News · 20 February 2018
In February 2018, the Financial Conduct Authority (FCA) launched a call for input to explore how technology could modernize regulatory reporting. This initiative followed a successful "TechSprint"…
- FCA agrees MoUs with ESMA and EU regulators to allow cooperation and exchange of information
News · 1 February 2019
In early 2019, the FCA proactively secured several Memoranda of Understanding (MoUs) with the European Securities and Markets Authority (ESMA) and EU national regulators. These agreements were…
- FCA reveals next round of successful firms in its regulatory sandbox
News · 5 December 2017
As of March 2026, the FCA’s regulatory sandbox has evolved from a series of discrete "cohorts" into a permanent, "supercharged" infrastructure designed to support the UK’s goal of becoming a global…
- FCA publishes Wholesale Insurance Brokers Market Study final report
News · 20 February 2019
The Financial Conduct Authority (FCA) has published the final report of its Wholesale Insurance Brokers Market Study, examining how competition functions within the London Insurance Market, a major…
- FCA and US CFTC sign Arrangement to collaborate on FinTech innovation
News · 19 February 2018
In 2018, the FCA and the US Commodity Futures Trading Commission (CFTC) signed a landmark cooperation arrangement to foster cross-border FinTech innovation. This agreement, the first of its kind…
- FCA publishes final report into asset management sector
News · 27 June 2017
In June 2017, the Financial Conduct Authority (FCA) published its final report on the asset management sector, concluding a comprehensive market study that identified significant weaknesses in price…
- FCA publishes terms of reference for asset management market study
News · 18 November 2015
In November 2015, the Financial Conduct Authority (FCA) launched a comprehensive market study into the asset management industry to evaluate whether competition was working effectively for both…
- Competition Policy in Financial Markets – the view from the regulators
Speech · 21 June 2016
In a 2016 address at the Centre for Competition Policy, Mary Starks, then the FCA’s Director of Competition, detailed the regulator's strategic transition from a traditional "firm-by-firm"…
- ‘Big Tech a priority’ says FCA Chief Executive
News · 21 April 2024
In a key 2024 address, FCA Chief Executive Nikhil Rathi identified the influence of "Big Tech" as a primary strategic priority for the regulator. The focus centers on the asymmetric data relationship…
- The FCA’s role in promoting innovation
Speech · 21 September 2016
In his September 2016 speech, Christopher Woolard marked a historic pivot for the FCA. By moving beyond the "status quo," the FCA became the first regulator in the world to launch a Regulatory…
- Innovation and improving outcomes
Speech · 15 June 2016
In this 2016 address, Christopher Woolard, the FCA’s Director of Strategy and Competition, outlines how the regulator is moving beyond traditional oversight to actively foster disruptive innovation…
- Competition policy in regulated markets
Speech · 29 June 2014
In 2014, Mary Starks framed the FCA’s unique competition objective as a tool to "repopulate the challenger fringe" and move beyond the stagnant, concentrated banking markets that followed the 2008…
- FCA publishes terms of reference for its investment and corporate banking market study
News · 21 May 2015
In 2015, the FCA launched its first-ever competition market study into the investment and corporate banking sector. This move was a significant step in the regulator's mandate to ensure wholesale…
- François Villeroy de Galhau: Innovation and change
Speech · 19 January 2016
In this strategic address at the Annual Exchange Conference, François Villeroy de Galhau addresses the critical need for the French and European economies to transition from a debt-heavy financing…
- The Euro and Financial Markets: Challenges for Bankers and Policymakers
Speech · 13 November 1999
This paper, presented by William R. White shortly after the introduction of the euro, provides a profound early assessment of the systemic transformations within the European financial landscape. The…
- AI in Finance: How to Approach Financial Regulation
Video, Podcast · 25 November 2024
In this episode of the "Future of Finance" podcast, host Itay Goldstein discusses the benefits of AI in the investment industry – and the ways AI might lead to unintentional collusion. Italy…
- Artificial intelligence, data and competition
Report · 24 May 2024
This paper by the Organization for Economic Co-operation and Development (OECD) explores the recent advancements in AI, particularly gen AI, and its potential impact on various markets. While…
- Australian Securities and Investments Commission (ASIC) seeks input on rules to promote competitive outcomes in cash equity clearing and settlement services provided by the ASX Group.
News · 30 July 2024
The consultation seeks feedback on ASIC’s proposals to: implement the 2017 Council of Financial Regulators Regulatory Expectations for Conduct in Operating Cash Equity Clearing and Settlement…
- Consumer Complaints
Open Code
The model analyses consumer complaints filed against companies for various financial products, such as credit card payment problems or debt collection tactics. The model, determines, for each…
- Dashboards for banking data comparison
Solution
Central bank of Israel publishes interactive data to facilitate consumer evaluation of banking services. With the goal of enabling people to make more informed financial decisions, the Bank of Israel…
Showing 217–240 of 245 resources.