Australian Securities and Investments Commission (ASIC) seeks input on rules to promote competitive outcomes in cash equity clearing and settlement services provided by the ASX Group.

Australian Securities and Investments Commission (ASIC) seeks input on rules to promote competitive outcomes in cash equity clearing and settlement services provided by the ASX Group.

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Australian Securities and Investments Commission (ASIC) seeks input on rules to promote competitive outcomes in cash equity clearing and settlement services provided by the ASX Group.

The consultation seeks feedback on ASIC’s proposals to: implement the 2017 Council of Financial Regulators Regulatory Expectations for Conduct in Operating Cash Equity Clearing and Settlement Services in Australia (Regulatory Expectations) as enforceable obligations; and impose additional requirements in several key areas, including technical interoperability, management of intragroup conflicts…

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