- CP14/14: Strengthening the Alignment of Risk and Reward: New Remuneration Rules
Report · 23 September 2015
The Financial Conduct Authority (FCA), in collaboration with the Prudential Regulation Authority (PRA), published Consultation Paper CP14/14 on 30 July 2014 to seek views on proposed revisions to the…
- CASS compliance – the bigger picture
Speech · 2 December 2014
In December 2014, David Lawton, the FCA’s Director of Markets, delivered a keynote speech emphasizing that the Client Assets Sourcebook (CASS) remains a top regulatory priority for the UK. Following…
- Conduct in a new era: leaders rejecting complacency
Speech · 12 June 2013
In his 2013 address to TheCityUK, John Griffith-Jones, the first Chairman of the FCA, set out a vision for a "new era" of regulation. He argued that for London to remain a global financial centre of…
- Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector
News · 29 July 2014
In July 2014, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) launched two landmark joint consultations designed to overhaul individual responsibility and…
- FCA publishes final rules to make those in the banking sector more accountable
News · 6 July 2015
In July 2015, the FCA and PRA published final rules establishing the Senior Managers and Certification Regime (SM&CR), a landmark regulatory framework designed to restore trust in the banking sector…
- Rajeshwar Rao: Role of statutory auditors in emerging financial landscape
Speech · 8 July 2024
In this forward-looking address, Deputy Governor Rajeshwar Rao delineates the evolving responsibilities of statutory auditors within India's maturing financial landscape. He posits that as the…
- Nestor A Espenilla, Jr: Good governance in the pursuit of mandates
Speech · 16 July 2018
In this insightful address to the Institute of Corporate Directors, Governor Nestor A. Espenilla, Jr. articulates a profound connection between institutional integrity and macroeconomic performance.…
- Ignazio Visco: The euro area - uncertainty and growth
Speech · 21 September 2016
In this lunch address at the OMFIF Main Meeting, Ignazio Visco examines the complex interplay between global political instability and the euro area’s fragile economic recovery. He begins by…
- Peter Praet: The outlook for reform - cementing growth and delivering sustainable employment
Speech · 30 November 2017
Peter Praet’s speech provides an assessment of the Euro area's economic recovery, characterizing it as broad-based and "home-grown." While acknowledging the success of the ECB’s accommodative…
- Glenn Stevens: Observations on the financial system
Speech · 27 April 2015
In his 2015 address to the Australian Financial Review Banking & Wealth Summit, Governor Glenn Stevens reflects on the evolution of Australia's financial system through the lens of the Financial…
- Rajeshwar Rao: Reflections - challenges in regulations
Speech · 2 November 2023
In this 2023 address, Deputy Governor Rajeshwar Rao reflects on the essential "Challenge of Regulation" during a period of profound structural shifts. He argues against the "minimal regulation" myth…
- Luís Máximo dos Santos: 10 years of Single Supervisory Mechanism (SSM) – a Pari Passu journey
Speech · 3 June 2024
In this June 2024 address, Vice-Governor Luís Máximo dos Santos reflects on the 10th anniversary of the Single Supervisory Mechanism (SSM), the first and most critical pillar of the European Banking…
- Financial reporting: from shadows to limelight
Speech · 12 June 2002
In this pivotal keynote address, Andrew Crockett explores the critical intersection of financial reporting and systemic stability, elevating accounting from a mere "scorekeeping" exercise to a…
- Guidance on external audits of banks issued by the Basel Committee
Standard or Guidance · 30 March 2014
This supervisory guidance published by the Basel Committee on Banking Supervision (BCBS) represents a significant modernization of the global standards governing the relationship between banks…
- Principles for enhancing corporate governance issued by Basel Committee
Standard or Guidance · 26 March 2010
This 2010 consultative document, Principles for Enhancing Corporate Governance, represents a critical regulatory pivot by the Basel Committee following the systemic failures of the 2008 financial…
- Supervisory guidance on external audits of banks published for consultation by the Basel Committee
News · 21 March 2013
The Basel Committee on Banking Supervision (BCBS) published a consultative paper in March 2013 to enhance and supersede its existing guidance on external audits of banks. Driven by the evolution of…
- An integrated approach to a safer and more resilient banking system
Speech
Keynote address by Mr Agustín Carstens, General Manager of the BIS, at the conference on "Exploring Conventional Bank Funding Regimes in an Unconventional World" co-sponsored by the Federal Reserve…
- Basel Committee organisation and governance
The governance structure of the Basel Committee comprises a chair, standing groups focused on risk assessment, supervision, standard-setting and outreach, and the Secretariat hosted by the BIS. The…
- Management of the BIS
BIS Management is under the overall direction of the General Manager, who is responsible to the Board of Directors for the conduct of the Bank.In accordance with the Bank's Statutes, the General…
- Consultative paper on revised "Core principles for effective banking supervision" issued by the Basel Committee
News · 19 December 2011
The Basel Committee on Banking Supervision has released for public comment its revised Core Principles for Effective Banking Supervision, updating the 2006 framework and merging it with the…
- Enhancing Corporate Governance for Banking Organisations
News · 28 July 2005
The Basel Committee on Banking Supervision has issued for consultation updated guidance, Enhancing Corporate Governance for Banking Organisations, revising its 1999 framework in line with…
- Core principles for effective banking supervision - revised version endorsed by global bank supervisors
News · 13 September 2012
Banking supervisors and central bankers from over 100 countries have endorsed the Basel Committee’s revised Core Principles for Effective Banking Supervision, the global standard for sound bank…
- Report on the 2023 banking turmoil
Report · 4 October 2023
The banking turmoil that started in March 2023 is the most significant system-wide banking stress since the Great Financial Crisis (GFC) in terms of scale and scope. The bank failures, while having…
- Banco de España’s (BdE’s) external evaluation of suptech's role.
Video · 9 May 2024
This assessment – launched in 2023 – includes a critical review of the use of innovative technologies to improve the prudential supervision processes of credit institutions, with particular emphasis…
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