- OJK Suptech Integrated Data Analytics (OSIDA)
Solution · 22 March 2022
OSIDA uses integrated data analysis automation in detecting weaknesses of the bank business early on. OSIDA can detect early warning signals and compliance checks that are expected to examine…
- Supervision Innovators Conference 2025
Event · 24 September 2025
This invitation-only event will bring together global supervision innovators and banking representatives to explore the latest trends and developments in AI and innovation. The conference features…
- Bank of Italy (BdI) corporate governance analysis
Solution · 1 December 2021
Bank of Italy’s (BdI) corporate governance analysis aims to apply text mining to board of directors’ meeting minutes to help deepen the analysis of bank governance. These may contain key information…
- Text Mining for Bank Governance
Solution · 1 January 2018
Bank of Thailand’s board minute analyser reviews board minutes to identify risks that are being discussed and to assess the degree of board engagement. The tool was initially conceptualised to assist…
- The Board’s Responsibility for Information Technology Governance
Report · 22 October 2011
Few enterprise operational areas present as much inherent risk or prove as difficult to govern as Information Technology (“IT”). To be successful, IT governance requires enterprise commitment at the…
- The Single Supervisory Mechanism or 'SSM', Part One of the Banking Union
Report · 1 March 2014
The Regulation on the Single Supervisory Mechanism mandates the European Central Bank to exercise prudential supervision on the most significant banks located in the Euro area, whether directly by…
- The Effect of Regulatory and Supervisory Framework on Bank Risk Management in Nigeria
Report · 24 November 2010
The paper aims at investigating the relationship between Regulatory and Supervisory effects on banks risk management. Both descriptive and inferential statistics were used. A total of 260…
- Institutional Setup and Banking Regulation: Evidence From Panel Data
26 May 2020
In this paper, we study the effects of different institutional setups on banking regulation and supervision. In-depth econometric analyses are carried out on panel data over the period 1975- 2005 on…
- Power and Accountability in the EU Financial Regulatory Architecture: Examining Inter-Agency Relations, Agency Independence and Accountability
Report · 18 February 2015
Institutional reforms carried out at the EU level in the aftermath of the global financial crisis were purposed towards preserving the stability and well-functioning of financial markets in the EU.…
- A Perceived Trend in Modern International Financial Regulation: Increasing Reliance on a Public-Private Partnership
22 March 2016
This article examines the trend of increased involvement by the private sector in the area of international banking regulation and supervision. The analysis centers on an evolving "public-private…
- Cryptography and the Economics of Supervisory Information: Balancing Transparency and Confidentiality
Report · 12 November 2013
We elucidate the tradeoffs between transparency and confidentiality in the context of financial regulation. The structure of information in financial contexts creates incentives with a pervasive…
- The Regulatory Framework of Financial Conglomerates In Kenya Under The Banking Act: Identifying The Gaps and Proferring Reforms
20 August 2022
The definitions of banking, and particularly the definition aggrandized under the Banking Act, were drafted in so a rigid manner that they failed to possess futuristic qualities and foresight in…
- On Regulation, Supervision, (De)Leveraging and Banking Competition: Harder, Better, Faster, Stronger?
5 April 2011
This paper examines international differences in banks’ capital structure adjustments across a large panel of 94 countries over the period 1993 to 2007. A bank's ability to adjust its capital ratio…
- Banking Union: Aspects of the Single Supervisory Mechanism and the Single Resolution Mechanism Compared
Report · 28 April 2015
The Banking Union is based on different components, partly on directives applicable throughout the EU, partly on two regulations applicable only in the euro states introducing the Single Supervisory…
- Rural and Micro Finance Regulation in Ghana: Implications for Development and Performance of the Industry
7 May 2011
Legislation and regulations governing rural and micro finance institutions (RMFIs) in Ghana have evolved with the market, both opening up possibilities for new types of institutions and tightening up…
- Big Bank Boards: The Case for Heightened Administrative Enforcement
27 January 2018
Traditional mechanisms for monitoring management behavior in the form of shareholder derivative claims of breach of fiduciary duty are not well suited to the task of monitoring bank managers’…
- Public Risk Governance in Banking: A UK View
10 June 2014
This paper tackles the issue of risk governance of the banking sector. Since the 2007 financial crisis, there has been an increased awareness of risk governance in the banking sector. The importance…
- Is Meta-Regulation All It's Cracked Up to Be? The Case of UK Financial Regulation
27 September 2013
One of the key components of regulatory regimes is the approach that the regulator adopts towards the supervision of the regulated. Regulators are therefore always looking for supervisory approaches…
- Depicting the Limits to the SSM's Supervisory Powers: The Role of Constitutional Mandates and of Fundamental Rights’ Protection
17 February 2016
Given the complexity of the new supervisory architecture in the Euro zone, it seems necessary to provide a proper theoretical framework for the lawful exercise of both regulatory and supervisory…
- Preparing for Basel IV (Whilst Commending Basel III): Why Liquidity Risks Still Present a Challenge to Regulators in Prudential Supervision ( Part II)*
2 January 2011
Whilst the predecessor (Part I) to this paper addresses criticisms and challenges which have arisen in response to recent Basel Committee's initiatives aimed at addressing capital and liquidity…
- La Vigilanza Sul Sistema Finanziario: Obiettivi, Assetti E Approcci (Supervision of the Financial System: Objectives, Structures and Approaches)
12 May 2012
Dopo avere succintamente affrontato la specificità della finanza e le sue vulnerabilità, dalle quali quindi dipende la particolare attenzione che lo Stato dedica da sempre a questo settore, si…
- Using Market Information in Prudential Bank Supervision: A Review of the U.S. Empirical Evidence
10 April 1998
In principle, market and government supervision provide alternative devices for controlling (governing) any type of corporation. Most national governments have instituted nonmarket regulatory…
- Supervisory Incentives in a Banking Union
9 December 2016
We explore the behavior of supervisors when a centralized agency has full power over all decisions regarding banks, but relies on local supervisors to collect the information necessary to act. This…
- Corporate Governance of Banks after the Financial Crisis - Theory, Evidence, Reforms
17 August 2009
Poor corporate governance of banks has increasingly been acknowledged as an important cause of the recent financial crisis. Given the developments since the Asian financial crisis in 1997, this fact…
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