- The Basle Committee Issues Guidance on Bank Transparency
News · 22 September 1998
Press release | 22 September 1998The Basle Committee on Banking Supervision today issued guidelines to banks and bank supervisors on public disclosures in bank financial reports. The recommendations…
- The changing role of a bank supervisor
Speech · 25 May 2021
Closing comments by Ms Carolyn Rogers, Secretary General of the Basel Committee on Banking Supervision, for the 2021 Starling annual Compendium.BCBS speech | 25 May 2021by Carolyn RogersThe last…
- The policy life cycle and capacity-building needs of financial sector authorities
Speech · 8 February 2018
Keynote address by Mr Agustín Carstens, General Manager of the BIS, at the BIS-IMF symposium on "Capacity-building in financial sector regulation and supervision", Basel, 8 February 2018.BIS speech |…
- The relationship between banking supervisors and banks' external auditors
Report · 21 January 2002
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Sound practices | 21 January 2002 | Status: SupersededPDF full…
- Urjit R Patel: Banking regulatory powers should be ownership neutral
Speech · 14 March 2018
Inaugural Lecture by Dr Urjit R Patel, Governor of the Reserve Bank of India, at the Centre for Law & Economics, Centre for Banking & Financial Laws Gujarat National Law University, Gandhinagar, 14…
- When the music stops - holding bank executives accountable for misconduct
Report · 23 February 2023
FSI Insights | No 48 | 23 February 2023by Rita Oliveira, Ruth Walters and Raihan ZamilPDF full text (1,352kb) | 36 pagesExecutive SummaryThe Great Financial Crisis and its aftermath exposed a wave of…
- William C Dudley: The importance of incentives in ensuring a resilient and robust financial system
Speech · 26 March 2018
Remarks by Mr William C Dudley, President and Chief Executive Officer of the Federal Reserve Bank of New York, at the US Chamber of Commerce, Washington DC, 26 March 2018.The views expressed in this…
- William C Dudley: Worthy of trust? Law, ethics and culture in banking
Speech · 21 March 2017
Panel remarks by Mr William C Dudley, President and Chief Executive Officer of the Federal Reserve Bank of New York, at the Banking Standards Board Panel "Worthy of trust? Law, ethics and culture in…
- AI-powered Market Scanning Detection Model
Solution, Report · 31 March 2025
The SFC employs AI-empowered analytics to assess financial disclosures, market trends, and governance indicators to identify companies with elevated risk profiles. Rather than immediately initiating…
- Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
News · 26 March 2015
This 2015 announcement from the Financial Conduct Authority (FCA) marks a pivotal shift in UK financial regulation, moving from the broad Approved Persons Regime (APR) to a more targeted and…
- Margarita Delgado: Diverse and effective boards in a changing and competitive landscape
Speech · 27 April 2023
Speech by Ms Margarita Delgado, Deputy Governor of the Bank of Spain, at the Governance Workshop "Diverse and effective boards in a changing and competitive landscape", organised by the European…
- Indonesia: Financial Sector Assessment Program-Detailed Assessment of Observance-Basel Core Principles for Effective Banking Supervision
Report · 14 August 2024
The Financial Services Authority (OJK) has made substantial progress in updating its regulatory and supervisory frameworks since the last Financial Stability Assessment Program (FSAP) in 2017. The…
- Global rifts and financial shifts: supervising banks in an era of geopolitical instability
Speech · 27 September 2024
A keynote speech articulating a framework for how geopolitical risks affect banking supervision. Presents three transmission channels (financial markets, real economy, safety/security), distinguishes…
- Suptech tools for prudential supervision and their use during the pandemic
Report · 2 December 2021
A landmark FSI study documenting 71 discrete suptech tools used for prudential supervision across 20 jurisdictions, examining benefits, risks, and implementation challenges. The paper captures the…
- Yves Mersch: Appointment hearing as Vice-Chair of the ECB Supervisory Board
Speech · 4 September 2019
Yves Mersch outlines his priorities as candidate for Vice-Chair of the ECB Supervisory Board, drawing on decades of supervisory experience and his role in building the Single Supervisory Mechanism.…
- Sarah Dahlgren: Operating global, acting local
Speech · 7 October 2014
In her 2014 speech, Sarah Dahlgren, Executive Vice President of the Federal Reserve Bank of New York, emphasized the challenges of operating in a global financial system while complying with local…
- Sarah Dahlgren: Five years since the crisis - where are we now?
Speech · 3 December 2013
Sarah Dahlgren, Executive Vice President of the Financial Institution Supervision Group of the Federal Reserve Bank of New York, reflects on progress made five years after the financial…
- Norman T L Chan: Sound banking
Speech · 20 March 2017
He stresses that sound banking is not about excessive risk-taking or short-term profit chasing, but about prudence, fairness and sustainability. While robust regulation sets minimum standards, Chan…
- Fabio Panetta: The Italian banking system and the exit from the crisis
Speech · 29 June 2017
Panetta outlines Italy’s improved macroeconomic conditions and the banking sector’s significant strides in reducing non-performing loans, bolstering capital, and restoring profitability. He cautions…
- The Basle Committee Issues a Framework for Internal Control Systems in Banking Organisations
Standard or Guidance · 22 November 1998
The press release presents a comprehensive internal-control framework covering oversight, risk identification, control activities, segregation of duties, information flows, monitoring, and…
- Björk Sigurgísladóttir: Enhanced transparency and simplification – financial supervision in Iceland
Speech · 6 November 2025
The speaker reviews the major organisational reforms since the merger, explaining how supervisory functions were restructured into Conduct Supervision and Microprudential Supervision to improve…
- AI Projects in Financial Supervisory Authorities
Report · 3 October 2025
This paper discusses the imperative for financial supervisory authorities to enhance their toolkit through the adoption of Artificial Intelligence in response to the growing digitalization of…
- AI tools for assessing of board functioning
Solution · 1 January 2022
The Reserve Bank of India (RBI) is using AI and machine learning to enhance supervision by automating the assessment of board functioning and governance risks across banks and financial institutions.…
- Indonesia's Financial Services Authority (OJK) launches integrated risk management system to strengthen financial supervision
Solution, News · 24 July 2025
The SI-GRC platform, dedicated to governance, risk, and compliance, consolidates previously separate risk management and internal control systems across work units, featuring interactive dashboards…
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