- Can Soft Regulation Prevent Financial Crises?: The Dutch Central Bank's Supervision of Behavior and Culture
14 November 2018
Financial regulation has traditionally been “hard”: national legislatures and regulators (and sometimes international bodies) require certain kinds of behavior and forbid others, on pain of business…
- 금융소비자 보호를 위한 최적의 금융감독체계: 통합형 vs. 쌍봉형 (Optinal Framework of Financial Supervision for Consumer Protection: One peak or Twin peaks?)
Report · 11 February 2019
Korean Abstract: 본 연구는 규제 외부성과 규제 불완결성을 가정한 이론모형에 기반하여 사회 최적의 금융감독체계를 도출하고 통합형과 쌍봉형 금융감독체계를 비교하였다. 그 결과, 규제 외부성이 완전히 내부화되어 규제 불완결성이 존재하지 않으면 통합형과 쌍봉형은 본질적으로 다르지 않다. 다만 이 경우 쌍봉형이 통합형보다 사회 최적을 달성하는 데 더…
- The Evolution of Nigerian Banking System, Supervision and Current Challenges
29 June 2013
The nature of any nation’s financial regulations and supervision of its banking system to a large extent determines the scope and extent of its economic challenges1 .It is very important to recognise…
- Financial Sector Governance in Banking Supervision: Theory and Practices
4 February 2009
This paper examines the relationship between the quality of banking supervision and governance of the supervisory agency. The analysis is based on indices constructed from the assessment of the Basel…
- Bank Supervision and Administrative Law
15 December 2020
This article presents a systematic consideration of how administrative law doctrines apply to banking supervision, an unusual form of administrative practice. First, it describes the rationales for…
- Challenging the Prudential Supervisor: Liability Versus (Regulatory) Immunity
9 August 2003
Over the last decades, bank failures in different EU-countries have increasingly led to liability claims being directed against supervisory authorities for alleged negligence or improper conduct in…
- Financial Supervision Fragmentation and Central Bank Independence: The Two Sides of the Same Coin?
5 November 2005
This paper analyses how the central bank's role in the monetary institutional setting can affect the unification process of the overall financial supervision architecture. Using indicators of…
- Albanian Regulatory Framework on Banking or Financial Group Supervision
This paper analyzes the legal and regulatory framework regarding consolidated supervision for banking and financial groups in Albania and the compliance with the existing Law “On banks in the…
- The Death of a Regulator: Strict Supervision, Bank Lending, and Business Activity
3 January 2018
We exploit the extinction of the thrift supervisor (OTS) to analyze the effects of supervision on bank lending and bank management. We first show that the OTS replacement resulted in stricter…
- Governor Ciampi and the “Ambrosiano Case”: International Banking Supervision and Monetary Policy
19 April 2021
Following bank failures in 1974, notably in Germany (Bankhaus Herstatt of Cologne on June 16) and the US (Franklin National Bank of New York on October 8), the Central Bank Governors of the G10…
- The European Central Bank's supervisory powers: the need for enhanced macro-prudential supervision
Report · 27 May 2025
This chapter discusses recent international regulatory reforms and developments in macro-prudential supervision in Europe and analyses whether the supervisory competences and the institutional design…
- Inside and Outside of the Central Banks: Independence and Accountability in Financial Supervision -Trends and Determinants
23 May 2008
This paper analyzes recent trends in, and determinants of, financial supervisory governance inside and outside central banks. We first identify similarities and differences between this emerging…
- New Advantages of Tying One’s Hands: Supervision, Monetary Policy and Central Bank Independence
17 July 2010
We investigate the reasons that induce policymakers to assign banking supervision to central banks rather than involving authorities outside the banking sector. We find that higher central bank…
- The Regulation and Supervision of the Belgian Financial System (1830 - 2005)
19 July 2022
This paper provides an overview of the regulation and supervision of the Belgian financial system from the creation of Belgium in 1830 to the early 21st century. After severe crises, the National…
- Strengthening the Governance of National Financial Supervision in the EU: Existing Weaknesses and a Proposal for Reform
Report
The paper is a contribution to the debate on the governance of financial supervision in Europe. It analyses the: [i] rationale for delegation of regulatory and supervisory powers to an independent…
- How Does Governmental Accounting and Financial Supervision Affect the Quality of Analysts’ Forecasts?
2 June 2025
This study investigates whether Chinese governmental accounting and financial supervision activities affect the quality of analysts’ earnings forecasts. The findings reveal that such supervision…
- Institutional Design for Financial Market Supervision: The Choice for National Systems
17 April 2014
Countries aspire to have a competitive financial system that is consistent with financial stability, inspires public confidence, and has the capacity to meet the needs of users and to foster growth…
- Monetary Policy and Banking Supervision: Coordination Instead of Separation
18 December 2012
Following the June 2012 European Council decision to place the ‘Single Supervisory Mechanism’ (SSM) within the European Central Bank, the general presumption in the policy discussions has been that…
- Global Post-Crisis Banking Supervision: Supervisory Powers and Institutional Changes in the Banking Sector
19 July 2022
This study utilizes new data across countries on bank supervision for the years 1999-2016 to examine the impact of supervisory powers and institutional changes in supervision. It examines key…
- Institutions Matter: Financial Supervision Architecture, Central Bank and Path Dependence. General Trends and the South Eastern European Countries
20 July 2022
We propose a path dependence approach to analyze the evolution of the financial supervisory architecture, focusing on the institutional role of the central bank, and then apply our framework to…
- Effective Systemic Players in the Corporate Governance of Banks: A Closer Look at Supervision
26 November 2008
Regulation and supervision set a particular corporate governance framework for the banking industry. The specificity of banks, the volatility of financial markets, increased competition and…
- Fundamental Rights and Banking Supervision
Report · 13 May 2023
This paper examines the intersections of fundamental rights and European banking supervision. It contributes to a more nuanced and refined understanding of the importance of European Union (EU)…
- The Economic Crisis: Did Financial Supervision Matter?
19 November 2011
The Asian financial crisis marked the beginning of worldwide efforts to improve the effectiveness of financial supervision. However, the crisis that started in 2007–08 was a crude awakening: several…
- Central Banking, Macroprudential Supervision and Insurance
Report · 7 February 2014
This paper offers a positive analysis of the relationships between central banking, macro prudential supervision and insurance, presenting three contributions. Starting from the review of the recent…
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