- Nikhil Rathi – APM opening remarks 2022
Speech · 11 October 2022
In his 2022 opening remarks, Nikhil Rathi describes an era of "once-in-100-year events" occurring every few months, requiring the FCA to be an assertive and agile regulator. He details the agency’s…
- Open regulators and open markets
Speech · 20 February 2024
In this 2024 speech, FCA Chair Ashley Alder emphasizes that despite the UK’s pursuit of a new statutory objective for international competitiveness, the regulator remains deeply committed to global…
- The FCA and innovation
Speech · 21 May 2015
In this 2015 speech, Christopher Woolard introduces the FCA’s Innovation Hub as a dedicated team designed to help firms navigate complex regulations while promoting competition. Unlike traditional…
- The role of the FCA in a changing regulatory landscape
Speech · 26 October 2022
In his 2022 Mansion House speech, Nikhil Rathi reflects on a tenure defined by "once-in-a-hundred-year events," highlighting the FCA's transition toward becoming a more assertive, data-led, and…
- FCA launches discussion on competition impacts of Big Tech on financial services industry
News · 24 October 2022
In 2022, the Financial Conduct Authority initiated a public discussion to evaluate the competitive influence of Big Tech firms—such as those providing major digital platforms and cloud…
- PSR and FCA launch joint call for information on big tech and digital wallets
News · 14 July 2024
Following the joint Call for Information (CFI) launched in July 2024, the Financial Conduct Authority (FCA) and the Payment Systems Regulator (PSR) published their official Feedback Statement…
- Emerging Technology Research Hub
Organisation chart · 30 March 2023
The Emerging Technology (EmTech) Research Hub serves as the FCA’s primary sensory organ for technological change, shifting regulatory focus from reactive oversight to proactive foresight. As of 2026…
- Shaping the rules for a data-driven future
Speech · 15 June 2022
Nikhil Rathi described the Financial Conduct Authority (FCA) as transitioning from a traditional financial regulator into a "regulator of data." He highlighted the trade-off consumers make between…
- FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
News · 11 March 2019
In 2019, the Financial Conduct Authority (FCA) issued a comprehensive statement detailing the reporting requirements for derivatives under the UK EMIR regime in the event of a no-deal Brexit. This…
- FCA proposes changes to complaint handling rules to help victims of authorised push payment fraud
News · 25 June 2018
This press release from the Financial Conduct Authority (FCA) announces a consultation proposing changes to complaint handling rules to better protect victims of authorised push payment (APP) fraud.…
- National campaign will target those most at risk of investment fraud, says FCA
News · 11 April 2024
This press release from the Financial Conduct Authority (FCA) announces a national campaign aimed at protecting consumers from investment fraud, funded by recovered criminal proceeds. The campaign…
- Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate
News · 7 November 2016
This press release from the Financial Conduct Authority (FCA) marks the second anniversary of Project Innovate and announces the first cohort of firms accepted into the regulatory sandbox. The…
- Financial Conduct Authority‘s Project Innovate celebrates first anniversary with plans for ‘regulatory sandbox’
News · 10 November 2015
In November 2015, the Financial Conduct Authority (FCA) celebrated the first anniversary of Project Innovate by unveiling plans for the world’s first regulatory sandbox. This initiative was designed…
- FCA opens a discussion on the impact of climate change and green finance on financial services
News · 14 October 2018
In October 2018, the Financial Conduct Authority (FCA) published a landmark Discussion Paper signaling its intent to integrate climate change and green finance into its regulatory framework. This…
- FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies
News · 13 February 2013
In February 2013, the Financial Services Authority (FSA) published the results of a major mystery shopping review into the quality of investment advice provided by banks and building societies. This…
- A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I
Speech · 23 September 2021
In a 2021 address to the Investment Association, Sheldon Mills, the FCA’s Executive Director for Consumers and Competition, underscored that corporate culture remains a central pillar of the…
- Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations
Standard or Guidance · 20 December 2018
In December 2018, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) issued a joint statement clarifying the reporting requirements for "private" securitisations.…
- The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements
News · 29 March 2019
In March 2019, the Financial Conduct Authority (FCA) and the US Securities and Exchange Commission (SEC) signed two updated Memoranda of Understanding (MOUs) to ensure uninterrupted regulatory…
- Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds
News · 7 November 2023
In a review published in late 2023 and updated through 2025, the Financial Conduct Authority (FCA) called on payment service providers to significantly strengthen their anti-fraud systems and improve…
- British and Australian regulators strengthen cooperation on FinTech through Enhanced Cooperation Agreement
News · 22 March 2018
In March 2018, the Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) signed an Enhanced Cooperation Agreement to deepen their collaboration on…
- Andrew Bailey speech at press conference for the publication of FCA corporate documents
Speech · 17 April 2017
In his 2017 address, Andrew Bailey, then-Chief Executive of the Financial Conduct Authority (FCA), introduced a landmark suite of corporate documents designed to define the regulator's core mission…
- OPBAS finds improvements needed amongst anti-money laundering supervisors
News · 22 September 2024
In its fifth official report released in late 2024, the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) issued a call for significant improvements among the UK’s legal and…
- A changing landscape: the FCA’s strategic priorities for the pensions sector
Speech · 3 July 2019
In his 2019 speech at Pensions and Benefits UK, Edwin Schooling Latter, the FCA’s Director of Markets and Wholesale Policy, detailed the regulator's expanding role in a pensions landscape undergoing…
- Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech · 11 July 2023
In a 2023 speech at The Economist, FCA Chief Executive Nikhil Rathi detailed the regulator’s emerging strategy for managing the intersection of Big Tech, Artificial Intelligence (AI), and financial…
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