- A Novel Multi-Step-Prompt Approach for LLM-based Q&As on Banking Supervisory Regulations
Report · 7 September 2025
This paper investigates the use of large language models (LLMs) in analysing and answering questions related to banking supervisory regulations. We propose a multi-step-prompt approach that enriches…
- Five Emerging Issues in Deposit Insurance
Report · 29 August 2025
Deposit insurers operate within an ever-evolving global financial system. This Policy Brief offers an overview of five emerging issues that are expected to significantly affect the activities of…
- DLT Compliance Reporting
Report · 13 August 2025
The IS discourse on the potential of distributed ledger technology (DLT) in the financial services has grown at a tremendous pace in recent years. Yet, little has been said about the related…
- Some Implications of New Data Sources for Economic Analysis and Official Statistics
Report · 8 August 2025
On the back of new technologies, new data sources are emerging. These are of very high frequency, with greater granularity than traditional sources, and can be accessed across the board, in many…
- Preventing the Next Financial Failure Post–COVID–19
Report · 21 July 2025
While the U.S. economic position today is unlike any period in modern U.S. history, understanding the cyclical nature of financial regulation and economic behavior patterns delivers valuable insights…
- ResTech: Innovative Technologies for Crisis Resolution
Report · 23 June 2020
The use of financial technologies (FinTech) by financial market participants fostered a discussion among public authorities on the use technologies for regulatory (RegTech) and supervisory (SupTech)…
- AI Meets Financial Regulation: How the EU Is Advancing the Algorithmic Shift
Report · 9 June 2025
fter considering the evolution of European Union (EU) regulation in tech-related fields, this Chapter specifically examines the EU AI Act and its implications for AI governance and oversight within…
- Reconceptualization of Corporate Governance for Fintech Firms
5 June 2025
[enter Abstract Body]The recent scandals involving some major fintech firms/platforms such as FTX, Wirecard, Celsius, TerraLuna and Lending Club raise questions about the efficacy of the current…
- Good Supervision: Lessons from the Field
Report · 13 September 2023
Keeping banks safe and sound hinges on good supervision. The bank failures of March 2023 precipitated questions about the effectiveness of supervision. This paper reflects on lessons learned from…
- Connecting the Dots of the International Debate on the Standardization and Granularity of Regulatory Data
Report · 22 May 2025
The European banking reporting 'ecosystem' for statistical, prudential and resolution purposes has become increasingly complex and costly for both authorities and financial institutions. We are…
- Changing Contours of Risk Management in a Digitized Financial Space: The Future Started Yesterday
Report · 25 June 2019
The first wave of digitization has automated the front-end of banking institution, now it’s the turn for digitizing back-end and use technology in risk management for gaining a competitive advantage.…
- The Future Evolution of AI in Banking Supervision and Regulation: From Experimentation to Critical Integration
Report · 22 August 2025
This paper examines the future evolution of artificial intelligence (AI) in banking supervision and regulation, analyzing the transition from experimental deployment to critical operational…
- Good Administration in AI-Enhanced Banking Supervision: A Risk-Based Approach
Report · 28 October 2024
Banking supervisors worldwide recognise the pressing need to harness frontier technologies such as artificial intelligence (AI), particularly machine learning (ML), to enhance their efficiency and…
- ResTech and the Resolution of Critical Financial Infrastructures: An Application to Central Counterparties
Report · 8 August 2025
This paper analyses the potential of resolution technology (ResTech) as a strategic tool for improving the planning, execution, and monitoring of central counterparty (CCP) resolution processes.…
- Interconnectedness and Financial Stability in the Era of Artificial Intelligence
Report · 12 October 2022
This paper explains how some AI use cases may amplify some threats to the stability of the financial system. It argues that lack of a consistent approach to AI Governance by financial regulators and…
- Empowering Financial Supervision: A SupTech Experiment using Machine Learning in an Early Warning System
Report · 8 April 2025
New technologies have made available a vast amount of new data in the form of text, recording an exponentially increasing share of human and corporate behavior. For financial supervisors, the…
- An AML SupTech Solution for the Mexican National Banking and Securities Commission (CNBV) - R2A Project Retrospective and Lessons Learned
Case study · 7 April 2025
Supervisory Technology (SupTech) is poised to effect a paradigm shift in the fight against financial crime. SupTech-based data architectures that combine advanced data transmission, storage, and…
- The Necessity of Artificial Intelligence in Fintech for SupTech and RegTech Supervisory in Banks and Financial Organizations
Report, Case study · 6 April 2025
In the rapidly evolving financial landscape, the integration of Artificial Intelligence (AI) into Supervisory Technology (SupTech) and Regulatory Technology (RegTech) has become increasingly vital.…
- Regulatory Innovation and Permission to Fail: The Case of Suptech
Report · 31 March 2025
The recent U.S. Supreme Court decision West Virginia v. EPA has cast a pall over the discretion of administrative agencies at a very inopportune time. The private sector is currently adopting new…
- Digitalisation of Financial Supervision with Supervisory Technology (SupTech)
Report · 30 March 2025
In this article, we discuss and analyse the main components of a digital financial supervisory system with supervisory technology (SupTech). This work offers a new SupTech definition and configures…
- The Disciplining Effect of Bank Supervision: Evidence from SupTech
Report · 25 March 2025
Regulators increasingly rely on supervisory technologies (SupTech) to enhance bank supervision, but their potential role in disciplining bank behavior remains unclear. We address this knowledge gap…
- FSCA Regulatory Strategy 2021-2025
Strategy · 14 December 2021
The Financial Sector Conduct Authority (FSCA) has published its Regulatory Strategy for 14 December 2021 to 31 March 2025, outlining its structure, operations, and five strategic objectives. The…
- FSCA publishes Its Regulatory Strategy for 2025 - 2028
News · 6 May 2025
The Financial Sector Conduct Authority (FSCA) has launched its Regulatory Strategy for 2025–2028, reaffirming its commitment to fair outcomes for customers, tackling misconduct, promoting innovation…
- SRM: Vision 2028 – a strategy for the next phase of the SRM
Strategy · 13 February 2024
With key milestones achieved, including a fully established resolution planning cycle, strong progress on bank resolvability and the completion of the Single Resolution Fund, the SRB has launched…
Showing 2,233–2,256 of 2,731 resources.