- State of SupTech Report 2023
Report · 29 February 2024
The Cambridge SupTech Lab’s State of SupTech Report 2023 presents insights on the evolution and current state of the digital transformation of financial supervision worldwide. The Report provides a…
- High expectation but low integration? Experiences in modernising and integrating information systems for supervision
Report · 13 August 2026
This FSI Insights paper examines the evolution of information systems that support supervision and the current maturity level of supervisory authorities in terms of systems integration. Based on…
- Individual Relationship Mapping for Prudential
Solution, Report · 1 December 2021
FINMA’s experimental tool automates the identification of links between persons from various structured and unstructured data sources, with the potential to be used in a range of prudential use cases.
- Luis de Guindos: EU banking package
Speech · 9 June 2023
Contribution by Mr Luis de Guindos, Vice-President of the European Central Bank, at the Seminar on the Capital Requirements Regulation and Directive (CRR/CRD), Madrid, 9 June 2023. The views…
- Nathanaël Benjamin: The modern gatekeeper
Speech · 23 November 2023
Speech by Mr Nathanaël Benjamin, Executive Director for Authorisations, Regulatory Technology, and International Supervision of the Bank of England, at TheCityUK, London, 23 November 2023.The views…
- Basle Committee, IOSCO and IAIS release final documents on the Supervision of Financial Conglomerates
News · 19 February 1999
Press release | 19 February 1999The Basle Committee on Banking Supervision (Basle Committee), the International Organisation of Securities Commissions (IOSCO) and the International Association of…
- Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector
RFP · 30 July 2014
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published two joint consultation papers aimed at improving individual responsibility and accountability in…
- Sabine Lautenschläger: European banking supervision - achievements, challenges and the way forward
Speech · 28 September 2017
Speech by Ms Sabine Lautenschläger, Member of the Executive Board of the European Central Bank and Vice-Chair of the Supervisory Board of the European Central Bank, at the ESE Conference 2017…
- Sabine Lautenschläger: Single Supervisory Mechanism - Single Supervisory Law?
Speech · 27 January 2016
Keynote speech by Ms Sabine Lautenschläger, Member of the Executive Board of the European Central Bank and Vice-Chair of the Supervisory Board of the Single Supervisory Mechanism, at the workshop of…
- S S Mundra: Emerging contours of regulation and supervision in the Indian banking sector
Speech · 13 November 2014
Special address by Mr S S Mundra, Deputy Governor of the Reserve Bank of India, at the Investors' Conference, organized by Axis Capital Limited, Mumbai, 13 November 2014.The views expressed in this…
- Supervision of Financial Conglomerates
Report · 18 February 1998
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Consultative | 18 February 1998 | Status: ClosedPDF full text…
- Urjit R Patel: Banking regulatory powers should be ownership neutral
Speech · 14 March 2018
Inaugural Lecture by Dr Urjit R Patel, Governor of the Reserve Bank of India, at the Centre for Law & Economics, Centre for Banking & Financial Laws Gujarat National Law University, Gandhinagar, 14…
- The 2026 Global AI in Financial Services Report – Adoption, Impact and Risks
Report · 27 April 2026
This report examines the current adoption of AI in financial services from industry, technology and vendor perspectives. It also assesses the impact of AI on the financial services industry…
- Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
News · 26 March 2015
This 2015 announcement from the Financial Conduct Authority (FCA) marks a pivotal shift in UK financial regulation, moving from the broad Approved Persons Regime (APR) to a more targeted and…
- AI Projects in Financial Supervisory Authorities
Report · 3 October 2025
This paper discusses the imperative for financial supervisory authorities to enhance their toolkit through the adoption of Artificial Intelligence in response to the growing digitalization of…
- Heimdall: leveraging machine reading technology in fit and proper procedures
Solution · 1 June 2022
Heimdall is a custom tool supporting the assessment of fit and proper questionnaires. With thousands of assessments each year, supervisors need to process and analyse vast volumes of data. Heimdall…
- Information Management System (IMAS) Portal
Solution · 1 January 2020
The IMAS Portal allows supervised banks and third parties to submit information related to supervised processes, track their status and exchange information with supervisors. Launched in 2020, IMAS…
- The International Association of Insurance Supervisors (IAIS) publishes application paper on AI supervision
Report · 2 July 2025
The IAIS has released the final version of its application paper on the supervision of AI, updated following early 2025 consultation feedback. The paper reinforces the importance of Insurance Core…
- The SSM Digitalisation Blueprint 2021-2023
Strategy, Presentation · 29 June 2023
Elizabeth McCaul’s 2023 speech introduced the SSM Digitalisation Blueprint, a strategy focused on equipping supervisors with integrated, real-time data, advanced analytics and modern digital…
- SSM digitalisation – from exploration to full-scale adoption
Strategy · 12 June 2024
Technological innovation has become a necessity for European banking supervision, driven by the sector's rapid transformation, the emergence of new fintech models, and data volumes expected to grow…
- Advancing financial supervision: Best practices in SupTech and RegTech
Report · 5 November 2025
The report explores how SupTech and RegTech are modernizing financial supervision through automation, analytics, and AI to improve compliance, risk management, and consumer protection. The report…
- Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector
News · 29 July 2014
This 2014 press release marks a watershed moment in UK financial regulation, as the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) jointly proposed a rigorous new…
- FCA publishes final rules to make those in the banking sector more accountable
News · 6 July 2015
In July 2015, the FCA and PRA published final rules establishing the Senior Managers and Certification Regime (SM&CR), a landmark regulatory framework designed to restore trust in the banking sector…
- Loi M Bakani: The future of credit unions given the global regulatory trends
Speech · 6 November 2014
Speech by Mr Loi M Bakani, Governor of the Bank of Papua New Guinea, at the Pacific Credit Union Technical Congress 2014, Port Moresby, 6 November 2014.The views expressed in this speech are those of…
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