- In the Shadow of Litigation: Understanding Bank Supervision
12 July 2024
When three banks failed in Spring 2023, bank regulators were roundly criticized for failing to adequately supervise the now-insolvent institutions. Bank supervision-contentiously defined as…
- Bank Supervision
23 December 2020
We provide a critical review of the empirical and theoretical literature on bank supervision. The review focuses on microprudential supervision: the supervision of individual banking institutions…
- Optimal Communication in Banking Supervision
12 February 2024
We present a model of banking supervision in which the supervisor first communicates her information to a privately informed bank and later decides whether to approve or disapprove the bank's…
- Supranational Supervision
We exploit the establishment of a supranational supervisor in Europe (the Single Supervisory Mechanism) to learn how the organizational design of supervisory institutions impacts the enforcement of…
- Are More Integrated Prudential Supervision Agencies Characterized By Better Regulation and Supervision?
Report · 23 November 2025
Over the past two decades, there has been a clear trend in many countries toward integrating the prudential regulation and supervision of banks, nonbank financial institutions, and securities markets…
- Delegation as an Instrument for Financial Supervision
21 November 2025
financial integration proceeds, new issues are coming up in the field of supervision of financial markets. Some have to do with better cooperation among supervisors whether in the same field or on a…
- Third Country CCP Supervision as a Catalyst for More Centralized EU CCP Supervision?
20 November 2025
In early 2022, a UK CCP canceled some $4 billion of transactions in the war-affected nickel market, triggering outrage from market participants that were in the money. The ‘nickel debacle’…
- The Institutional Models for Financial Supervision: An Analysis
19 November 2025
The paper considers the different institutional models, which aim at delivering financial supervision at national level. It critically examines the three existing models, being the three pillar…
- Central Banks, Regulatory Capture and Banking Supervision Reforms
18 November 2025
Should central banks be in charge of micro-prudential as well as of macro-prudential supervision? This paper uses a formal model to analyze that question, and thereby informs the current reform…
- Can I Speak to Your Supervisor? The Importance of Bank Supervision
16 November 2025
In March of 2023, the U.S. banking industry experienced a period of significant turmoil involving runs on several banks and heightened concerns about contagion. While many factors contributed to…
- Supervisando Al Supervisor Bancario: Riesgos Y Estrategias De Cobertura (Supervising the Banking Supervisor: Risks and Hedging Strategies)
Report · 15 November 2025
Spanish Abstract: En la Sección 1. de carácter introductorio, se recuerda que el mito del supervisor siempre eficaz y eficiente es tan pernicioso como la fe ciega en la disciplina del mercado y que…
- LA SUPERVISIÓN, SU IMPACTO EN LA RENTABILIDAD FINANCIERA DE LAS PYMES: SECTOR MANUFACTURERO (Supervision, Impact on the Financial Profitability of Pymes: Manufacturing Sector
13 November 2025
Investigación descriptiva y correlacional, cualitativa y cuantitativa, realizada en 11 pequeñas y medianas empresas del sector manufacturero, de San Francisco de Campeche, Campeche, México. Aborda la…
- La Nueva Arquitectura Europea Para la Regulación y Supervisión Financiera (The New European Architecture for Financial Regulation and Supervision)
12 November 2025
El presente trabajo analiza la transformación del modelo europeo de regulación y supervisión de los mercados financieros. La nueva arquitectura para la regulación y supervisión financiera se asienta…
- Mapping Microscopic and Systemic Risks in TradFi and DeFi: A Literature Review
Report · 11 November 2025
This work explores the formation and propagation of systemic risks across traditional finance (TradFi) and decentralized finance (DeFi), offering a comparative framework that bridges these two…
- What Motives and Conditions Drive Countries to Adopt Macroprudential and Capital Management Measures?
Report · 25 October 2025
Countries choose diverse policy mixes of macroprudential and capital flow management measures, yet the drivers behind these policy choices remain largely unexplored. We identify potential conditions…
- Great Crypto Crisis: The Prudential Regulation of Systemically Important Crypto Conglomerates
Report · 18 October 2025
Since the crypto winter began in early 2022, several market crashes and institutional collapses of crypto intermediaries, particularly Three Arrows Capital and, recently FTX—have ravaged the…
- Technology and the ‘New Governance’ Techniques of Financial Regulation
Report · 17 October 2025
Modern data and information technologies are having a profound impact on financial services and opening new frontiers in regulation. This article explores the deployment of technology to embed…
- Idiosyncratic Risk Down, Contagion Risk Up: FinTech and Macroprudential Limits
6 October 2025
This paper examines how FinTech development affects banks’ systemic risk and the effectiveness of macroprudential regulation. Our analysis uses panel data on 184 Chinese commercial banks from 2014 to…
- The Value of Regulators as Monitors: Evidence from Banking
Report · 27 September 2025
While conventional wisdom suggests that financial supervision is costly for bank shareholders, agency theory suggests that supervisors’ audits can reduce shareholder monitoring costs. I study this…
- Building an integrated surveillance framework for highly leveraged NBFIs – lessons from the HKMA
Report · 19 September 2025
This paper proposes a new approach to monitoring systemic risks arising from highly leveraged non-bank financial institutions (NBFIs) such as hedge funds and family offices. These types of entities…
- PUMA Cooperation Between the Bank of Italy and the Intermediaries for the Production of Statistical, Supervisory and Resolution Reporting
Report · 16 September 2025
The Bank of Italy collects a large amount of data — statistical, supervisory and resolution — from banks and other financial intermediaries in order to fulfil its institutional functions and meet the…
- Building an Integrated Surveillance Framework for Highly Leveraged Nbfis – Lessons from the Hkma
Report · 15 September 2025
This paper proposes a new approach to monitoring systemic risks arising from highly leveraged non-bank financial institutions (NBFIs) such as hedge funds and family offices. These types of entities…
- Explainable Artificial Intelligence: Interpreting Default Forecasting Models Based on Machine Learning
Report · 14 September 2025
Forecasting models based on machine learning (ML) algorithms have been shown to outperform traditional models in several applications. The lack of an easily interpretable functional form, however, is…
- Las empresas fintech: panorama, retos e iniciativas (Fintech Companies: Panorama, Challenges and Initiatives
11 September 2025
Spanish Abstract: La aplicación de las tecnologías en áreas como la computación en la nube, la blockchain y el big data, trasladadas a las finanzas, además de generar nuevos modelos de negocio…
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