- Optimal Communication in Banking Supervision
12 February 2024
We present a model of banking supervision in which the supervisor first communicates her information to a privately informed bank and later decides whether to approve or disapprove the bank's…
- AI Meets Financial Regulation: How the EU Is Advancing the Algorithmic Shift
Report · 9 June 2025
fter considering the evolution of European Union (EU) regulation in tech-related fields, this Chapter specifically examines the EU AI Act and its implications for AI governance and oversight within…
- Good Supervision: Lessons from the Field
Report · 13 September 2023
Keeping banks safe and sound hinges on good supervision. The bank failures of March 2023 precipitated questions about the effectiveness of supervision. This paper reflects on lessons learned from…
- SVB’s collapse exposes the Fed’s massive failure to see the bank’s warning signs
Blog · 16 March 2023
This op-ed provides a stinging critique of the Federal Reserve’s performance as a bank supervisor, specifically regarding the collapse of Silicon Valley Bank (SVB). The author, Aaron Klein, argues…
- Hutchins Roundup: Bank supervision, bus service privatization, and more
News · 24 March 2016
The provided text is a summary of recent economic research and global financial commentary, focusing on the impact of bank supervision, the efficiency of public service privatization, and the drivers…
- FCA restricts Direct Trading Technologies from carrying out regulated activities
News · 5 February 2025
The Financial Conduct Authority (FCA) has imposed urgent restrictions on Direct Trading Technologies (DTT), effectively halting its ability to conduct regulated activities and freezing its assets to…
- Joint statement from FCA, PRA and Bank of England on the government’s proposed amendments to the CCP run-off regime
News · 25 May 2023
In 2023, the FCA, PRA, and the Bank of England issued a joint statement supporting the UK government’s proposed amendments to the Central Counterparty (CCP) run-off regime. This coordinated effort…
- FCA Prudential Supervision Forum
News · 20 May 2015
In this 2015 keynote, the FCA detailed its foundational approach to the prudential supervision of over 24,000 firms, marking a distinct shift from traditional "zero-failure" models. Unlike the…
- Andrew Bailey speech at Lord Mayor’s City Banquet
Speech · 23 October 2019
In his 2019 address at the Mansion House, Andrew Bailey, then Chief Executive of the FCA, explored the complex challenge of balancing the promotion of open, innovative financial markets with the…
- Journey towards a conduct regulator
Speech · 5 March 2013
In this 2013 speech, Clive Adamson, then Director of Supervision at the Financial Services Authority, details the strategic and structural blueprint for the transition into the Financial Conduct…
- Overview of the FCA prudential approach
Speech · 24 October 2024
In this 2015 speech, Nausicaa Delfas, then-Director of Specialist Supervision, outlines the FCA’s role as the largest prudential regulator in Europe, overseeing the financial health of over 24,000…
- Benjamin E Diokno: The Philippines - structural reforms, macroeconomic performance, moving forward
Speech · 15 October 2019
In this 2019 opening statement, Governor Benjamin E. Diokno presents a compelling narrative of the Philippines' economic metamorphosis, shifting from a historically stagnant economy to one of the…
- Core principles for effective banking supervision - Executive Summary
Standard or Guidance · 19 June 2024
The Core Principles for effective banking supervision, also known as the Basel Core Principles (BCPs), are the minimum global standards for the sound prudential regulation and supervision of banks…
- As highlighted by Central Banking, strategic planning and capacity building are key drivers in transforming supervisory practices.
Blog · 8 November 2024
The adoption of suptech is rapidly advancing, with numerous reports showcasing this trend over the past few years. Most financial authorities have implemented suptech solutions for data…
- ASBA-Microsoft: Tech and Supervision
Event · 18 June 2025
The 18 June 2025 session explored how blockchain, cloud computing, and advanced data analytics are transforming banking supervision, bringing together over 80 participants from 15 member…
- Effective Supervision Program (CFS Level 2)
Training · 7 April 2025
This five-half-day virtual course, to be held via zoom, addresses supervisory improvements following the 2023 bank failures. The programme examines risk monitoring, stress testing, business model…
- European Banking Authority (EBA) publishes its annual report on the convergence of supervisory practices for 2023 and unveils the European Supervisory Examination Programme (ESEP) for 2025.
News · 8 July 2024
The annual report highlights the European Union (EU)-wide, consistent implementation of 2023 priorities in supervisory work programmes but underlines the need for further consistency in the…
- Risk-based Supervision training by the International Monetary Fund (IMF).
Training · 3 June 2024
The International Monetary and Capital Markets Department of the IMF will host an in-person training for Mid-level bank supervisors in Kuwait between 2nd and 6th June 2024 on the fundamentals and…
- European Banking Authority (EBA) publishes its annual report on the convergence of supervisory practices for 2023 and unveils the European Supervisory Examination Programme (ESEP) for 2025.
8 July 2024
The annual report highlights the European Union (EU)-wide, consistent implementation of 2023 priorities in supervisory work programmes but underlines the need for further consistency in the…
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