- The Role of the External Auditor in the Regulation and Supervision of the UK Banking System
Report · 22 May 2009
This paper focuses on how the external auditor can assist the FSA through two of its principal regulatory tools in the FSA's response to risk, namely supervision and enforcement. The external auditor…
- Integrated Financial Supervision: Lessons from Northern European Experience
20 April 2016
In the past, financial supervision tended to be organized around specialist agencies for the banking, securities, and insurance sectors. In recent years, several countries have moved toward…
- Financial Supervision Regimes and Bank Efficiency: International Evidence
Report · 21 June 2013
There exists a lively debate as for the appropriate architecture of the financial supervision regime, with a long list of theoretical advantages and disadvantages associated with each one of its key…
- Challenges to the Dual Banking System: The Funding of Bank Supervision
12 December 2005
This article examines the funding of bank supervision in the context of the dual banking system. Since 1863, commercial banks in the United States have been able to choose to organize as national…
- Does Monetary Policy Affect the Central Bank's Role in Bank Supervision?
30 March 2008
This paper examines whether monetary policy responsibilities alter the central bank's role as a bank supervisor. The analysis focuses on the United States, where the Federal Reserve System shares…
- Supervision of Financial Conglomerates : The Case of Chile
Report · 22 April 2005
This paper describes the presence of financial conglomerates and assesses the extent to which the risks they introduce to the Chilean financial system are mitigated by existing oversight arrangements…
- International Survey of Integrated Financial Sector Supervision
20 April 2016
Despite the intense debate on the advantages and disadvantages of adopting integrated supervision that has taken place in recent years, little is known about the experiences of countries that have…
- Optimal Supervisory Policies and Depositor-Preference Laws
13 December 2005
When supervisors have imperfect information about the soundness of banks, they may be unaware of insolvency problems that develop in the interval between on-site examinations. Supervising banks more…
- Optimal Supervisory Policies and Depositor-Preferences Laws
18 April 2011
When supervisors have imperfect information about the soundness of banks, they may be unaware of insolvency problems that develop in the interval between on-site examinations. Supervising banks more…
- Еволюция На Банковия Надзор в България (Evolution of Banking Supervision in Bulgaria)
Report · 8 June 2016
Bulgarian Abstract: Доклада проследява възникването и развитието на банкови надзор у нас. Особен акцент е поставен върху първите години на Българска народна банка и нейната роля за…
- The Structure, Scope, and Independence of Bank Supervision: An International Comparison
20 January 2012
Many countries around the world have experienced banking crises in the past two decades, and all countries are witnessing substantial changes in the structure and nature of banking. These…
- Central Bank Design and Banking Supervision
30 July 2016
The agenda of “Central Banking and Monetary Policy: Which Will Be the New Normal?” conference included a timely discussion about the involvement of central banks in the banking supervision, in the…
- Supervising Large, Complex Financial Institutions: What Do Supervisors Do?
2 March 2017
The supervision of large, complex financial institutions is one of the most important, but least understood, activities of the Federal Reserve. Supervision entails monitoring and oversight to assess…
- Extension of the Scope of Banking Supervision
14 September 2018
The aim of the paper is to present the dynamics in banking supervision. Adapting banking supervision to the new reality is justified by protecting stakeholders and preventing future crises. To a…
- Political Promotion Incentives and Banking Supervision: Evidence from the Cbirc Merger
5 September 2022
This study investigates how to incentivize financial regulators to prevent regulatory inaction. Using the 2018 China Banking and Insurance Regulatory Commission merger as a quasi-natural experiment…
- Banking Supervision in the European Union: National Policies
14 September 2018
The dynamics of the banking system poses new challenges to supervisory policies. Building of complex banking structures stays ahead of supervision policies. The transformation of banking groups to…
- Financial Governance of Banking Supervision
24 July 2007
This article analyses the economics of financing banking supervision and attempts to respond to two questions: What are the most common financing practices? Can the differences in current financing…
- Cross-Border Coordination of Prudential Supervision and Deposit Guarantees
12 October 2011
We study the optimal joint design of prudential supervision and deposit guarantee regulations in a multi-country, integrated banking market, where policy-makers have preferences regarding…
- The Independence of Central Bank Supervision
13 June 2025
The Dodd-Frank Act of 2010 gave the Federal Reserve (Fed) sweeping power to supervise the banking system. Consequently, the Fed as bank supervisor has the ability to steer the allocation of credit in…
- Central Banking and Supervision: The Political Cycle
7 November 2012
By the early ‘2000 an increasing numbers of countries had adopted a well defined central bank framework, which is characterized by two intertwined features: the authority becomes specialized in…
- Resource Allocation in Bank Supervision: Trade-offs and Outcomes
21 March 2016
We estimate a structural model of resource allocation on work hours of Federal Reserve bank supervisors to disentangle how supervisory technology, preferences, and resource constraints impact bank…
- Risk, Discretion, and Bank Supervision
4 June 2025
This Article argues that an ancient but sometimes overlooked form of governmental oversight - bank supervision – sits at the center of a foundational tension in the governance of the American…
- Financial Supervision Unification and Central Bank Fragmentation Effect
29 September 2005
This paper analyses how the central bank role can influence the unification process of the overall financial supervision architecture. We claim that the policymaker's choices can be viewed as a…
- In the Shadow of Litigation: Understanding Bank Supervision
12 July 2024
When three banks failed in Spring 2023, bank regulators were roundly criticized for failing to adequately supervise the now-insolvent institutions. Bank supervision-contentiously defined as…
Showing 97–120 of 139 resources.