- Yves Mersch: Powering into the future - Germany and Europe
Speech · 14 May 2014
Speech by Mr Yves Mersch, Member of the Executive Board of the European Central Bank, at the 70th Banking Conference of German Cooperative Banks, Berlin, 14 May 2014.The views expressed in this…
- Project Athena: using AI to facilitate textual analysis
Solution
Athena is the European Central Bank's (ECB) NLP platform for the analysis of multiple supervisory documents. It is designed to address supervisory and regulatory blind spots by enabling over 1,000…
- Supervision Innovators Conference 2024
Event · 17 September 2024
Held between September 18 and 19, this annual event brings together global leaders in banking supervision to foster collaboration, share experiences, and showcase cutting-edge tools and technologies.…
- Suptech tools for prudential supervision and their use during the pandemic
Report · 2 December 2021
A landmark FSI study documenting 71 discrete suptech tools used for prudential supervision across 20 jurisdictions, examining benefits, risks, and implementation challenges. The paper captures the…
- Kevin Stiroh: Opening remarks - Community Bankers Conference
5 April 2019
Kevin Stiroh highlights that although community banks have become fewer in number since the financial crisis, those that remain are strong, well-capitalised, and profitable, reflecting prudent risk…
- Sarah Dahlgren: Five years since the crisis - where are we now?
Speech · 3 December 2013
Sarah Dahlgren, Executive Vice President of the Financial Institution Supervision Group of the Federal Reserve Bank of New York, reflects on progress made five years after the financial…
- Theodore Mitrakos: Distressed loans in the Greek banking system - restructuring portfolios, reviving enterprises
Speech · 31 March 2016
He highlights the Bank of Greece’s recent supervisory initiatives—stricter NPE management rules, the Code of Conduct for borrowers in arrears, targeted on-site reviews, segmentation studies, new…
- The Basle Committee Issues a Framework for Internal Control Systems in Banking Organisations
Standard or Guidance · 22 November 1998
The press release presents a comprehensive internal-control framework covering oversight, risk identification, control activities, segregation of duties, information flows, monitoring, and…
- Automated Insights for Inspectors
Solution · 1 December 2021
MAS is developing tools to automate the data analysis process so that inspectors can analyse entire data sets instead of only relying on sampling. Inspectors will be able to focus on statistical…
- Information Management System (IMAS) Portal
Solution · 1 January 2020
The IMAS Portal allows supervised banks and third parties to submit information related to supervised processes, track their status and exchange information with supervisors. Launched in 2020, IMAS…
- Lessons on supervisory effectiveness – a literature review
Report · 17 July 2025
Drawing from academic research, policy work, observed bank failures, and supervisory practices, the review defines supervisory effectiveness as the ability to promptly assess prudential risks…
- OSICredit: automating business processes for credit risk inspections
Solution · 1 January 2020
The ECB’s OSICredit provides end-to-end support to credit inspections, including on and off-site credit file reviews. The tool, which went live in 2020, simplifies inspectors’ work by processing…
- The use of artificial intelligence for policy purposes
Report · 10 October 2025
The report examines how central banks, financial regulators and supervisory authorities are using AI for policy purposes. They regularly work with vast data sets and complex decision-making processes…
- Supervisory Effectiveness and Bank Risk
This paper investigates the role of banking supervision, measured in terms of enforcement outputs (i.e. on-site audits and sanctions), in containing bank risk-taking. First, a direct relationship is…
- Bank Bailouts with On-Site Monitors: Evidence from a Supervisory Experiment
9 March 2016
I use unique supervisory intervention – discretionary installment of de novo Resident Examiners in Russian banks that received government liquidity and capital support funds – to study the causal…
- Ad Un Anno Dal Single Supervisory Mechanism: Riflessioni Per Un Primo Bilancio (One Year after the Single Supervisory Mechanism: Considerations for a First Analysis)
Report · 3 January 2018
Italian Abstract: Il saggio raccoglie alcune riflessioni sulle dinamiche di vigilanza che caratterizzano il mercato interno dei capitali dopo l'entrata in vigore del meccanismo unico di supervisione.…
- Strengthening Governance Practices of TCSPs in the EU's Smallest Member State
Report · 15 November 2024
In Malta, Trust and Company Service Providers (TCSPs) are subject to sector-specific legislation and regulation, overseen by the Malta Financial Services Authority (MFSA) responsible for their…
- SVB 사태의 교훈: 금융감독 제도의 개선 방향(Lessons from the SVB Failure: How to Fix the Financial Supervision System)
Report · 7 July 2025
This paper reviews policy reports and white papers to analyze the causes of the Silicon Valley Bank (SVB) collapse in March 2023 and the response of financial supervisory authorities. Our findings…
- Supervising Failing Banks
Report · 17 October 2025
This paper studies the role of banking supervision in anticipating, monitoring, and disciplining failing banks. We document that supervisors anticipate most bank failures with a high degree of…
- The Fed's New Model of Supervision for 'Large Complex Banking Organizations': Coordinated Risk-Based Supervision of Financial Multinationals for International Financial Stability
Report · 10 February 2006
Large internationally active financial institutions, in particular multinational banks, have the capacity to create profound disturbances in the globalized financial markets in the event of failure.…
- The Importance of Qualitative Risk Assessment in Banking Supervision Before and During the Crisis
Report · 8 June 2016
Banking supervision requires regular inspection and assessment of financial institutions. In Germany this task is carried out by the central bank ('Deutsche Bundesbank, BBK') in cooperation with the…
- Challenge of International Cooperation and Institutional Design in Financial Supervision: Beyond Transgovernmental Networks
21 April 2010
This paper explores the case for a global financial regulator. It first identifies two problems with how legal scholars viewed the international financial architecture before the financial crisis.…
- Bank Supervision
Report · 11 November 2022
We provide a critical review of the empirical and theoretical literature on bank supervision. This review focuses on microprudential supervision: the supervision of individual banking institutions…
- The Need for Greater Pro Active Involvement by Regulators in Financial Regulation and Supervision: Lessons from the Legal and General Case
18 June 2009
This paper considers the need for a more pro active approach which facilitates greater on site work being carried out by supervisors - as highlighted in the Legal and General Case. It also considers…
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