The Need for Greater Pro Active Involvement by Regulators in Financial Regulation and Supervision: Lessons from the Legal and General Case

The Need for Greater Pro Active Involvement by Regulators in Financial Regulation and Supervision: Lessons from the Legal and General Case

The Need for Greater Pro Active Involvement by Regulators in Financial Regulation and Supervision: Lessons from the Legal and General Case

This paper considers the need for a more pro active approach which facilitates greater on site work being carried out by supervisors - as highlighted in the Legal and General Case. It also considers the recommendations made to the UK’s regulator - the FSA, and in particular to the FSA Board, following the Legal and General Case.

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