- Publication of "FSA Analytical Notes (2025.5) "
Report · 31 May 2025
Japan's FSA leveraged AI technology, including large language models, to systematically analyse text data from financial institutions' disclosure reports and extract information on specific topics…
- Risk Management Club of Dominican Republic hosts webinar on suptech for early risk detection
Event · 25 June 2025
The event attracted over 150 financial sector professionals who explored innovative approaches to early risk detection through alert generation using suptech. The session featured research findings…
- Suptech tools for prudential supervision and their use during the pandemic
Report · 2 December 2021
A landmark FSI study documenting 71 discrete suptech tools used for prudential supervision across 20 jurisdictions, examining benefits, risks, and implementation challenges. The paper captures the…
- John C Williams: Opening remarks - New York Fed Regional and Community Banking Conference
Speech · 25 March 2025
Williams underscores the centrality of community and regional banks to financial system resilience and emphasizes the New York Fed’s role in supervision, payments (including FedNow), and…
- Empowering Financial Supervision: A SupTech Experiment using Machine Learning in an Early Warning System
Report · 1 October 2025
The paper argues that modern text data, processed through natural language processing techniques, provides financial supervisors with insights beyond traditional balance-sheet indicators. Using…
- CASPER: a versatile platform for efficient data collection and validation
Solution · 1 January 2022
Complementing the IMAS portal, the centralised submission platform “CASPER” is a comprehensive platform that does more than merely receive data. It primarily handles ad hoc data collections covering…
- Digital Financial Services Supervision (DFS) programme to take place from 8-12 September 2025
Training · 8 September 2025
The Toronto Centre's virtual programme empowers supervisors to understand digital financial services and their implications for financial stability and market conduct through group activities and…
- Information Management System (IMAS) Portal
Solution · 1 January 2020
The IMAS Portal allows supervised banks and third parties to submit information related to supervised processes, track their status and exchange information with supervisors. Launched in 2020, IMAS…
- Listening to the Buzz: Social Media Sentiment and Retail Depositors' Trust
Report · 1 January 2018
We investigate the relationship between the rumours on Twitter regarding banks and deposits growth. The sentiment expressed in tweets is analysed and employed for the nowcasting of retail deposits.…
- Risk analyser
Solution · 16 November 2023
This platform employs AI to sift through extensive documents related to a supervised firm, offering targeted insights about the firm to FSRA supervisors. These insights assist in FSRA’s assessment…
- The external STAR portal: simplifying the management of stress test exercises
Solution · 1 January 2017
Introduced in 2017, the platform allows banks to collaborate digitally and securely with the ECB and NCAs during stress test exercises and to exchange market-sensitive data. Banks input their data…
- Utilising Generative AI Tools to Monitor Systemic Risks in Global Banking: An Analysis of Earnings Call Transcript Data
Report · 1 January 2025
This paper introduces a framework that uses the large language modeling (LLM)2 technique to analyse banks’ earnings call transcripts, aiming to generate insights into the key and emerging risks…
- An Early Warning System for Less Significant Italian Banks
Report · 6 August 2019
This paper presents a statistical early warning system for less significant institutions (LSIs) under the direct supervision of the Bank of Italy. The model is calibrated on the basis of a wider…
- Early Warning Networks: Temporal Graph Neural Networks for Banking Supervision and Systemic Risk Assessment
Report · 29 October 2025
Despite decades of regulatory advances, banking crises persist, perhaps because traditional supervision relies on backward-looking metrics that frequently overlook emerging risks until institutions…
- The Role of External Auditors and International Accounting Bodies in Financial Regulation and Supervision
23 May 2009
The emergence of powerful financial conglomerates operating at a global level has led to unified supervision of financial services in the UK and Germany. These changes in regulatory structures have a…
- Building Responsive Supervision Over Smaller Banks in Europe: An Insight from the Principal-Agent Perspective
1 August 2018
The Single Supervisory Mechanism (SSM) is an administrative arrangement of national assistance to the ECB in exercising its exclusive supervisory competence. It sets two systems of assistance: ECB…
- Data for Microprudential Supervision of U.S. Banks
Report · 13 September 2012
This chapter provides an overview of data collection for microprudential supervision in one of the most highly regulated parts of the U.S. financial sector, the banking industry. The process is…
- Building an integrated surveillance framework for highly leveraged NBFIs – lessons from the HKMA
Report · 19 September 2025
This paper proposes a new approach to monitoring systemic risks arising from highly leveraged non-bank financial institutions (NBFIs) such as hedge funds and family offices. These types of entities…
- Empowering Financial Supervision: A SupTech Experiment using Machine Learning in an Early Warning System
Report · 8 April 2025
New technologies have made available a vast amount of new data in the form of text, recording an exponentially increasing share of human and corporate behavior. For financial supervisors, the…
- An AML SupTech Solution for the Mexican National Banking and Securities Commission (CNBV) - R2A Project Retrospective and Lessons Learned
Case study · 7 April 2025
Supervisory Technology (SupTech) is poised to effect a paradigm shift in the fight against financial crime. SupTech-based data architectures that combine advanced data transmission, storage, and…
- Guernsey Financial Services Commission (GFSC) classification and identification of documents
Solution · 1 December 2021
The GFSC is experimenting with NLP to classify and identify documents with material issues of supervisory concern. The information classification tool aims to reduce supervisory effort by flagging…
- Rethinking bank oversight in the wake of recent banking turmoil
Report · 20 April 2023
Rethinking bank oversight in the wake of recent banking turmoil examines the fundamental shifts in the American financial regulatory landscape following the rapid collapse of Silicon Valley Bank and…
- Pre-publication revisions of bank financial statements: a novel way to monitor banks?
Report · 27 March 2024
BIS Working Papers | No 1177 | 28 March 2024by Andre Guettler, Mahvish Naeem, Lars Norden and Bernardus F Nazar Van DoornikPDF full text (1,001kb) | 37 pagesSummaryFocusA novel source of information…
- Project AISE: AI-enabled supervisory analytics for retail payments supervision
Solution, Proof of concept (POC) · 2 April 2025
Project AISE (pronounced "ace") stands for AI Supervisory Enablement. It is a technical proof of concept exploring how central banks and supervisory authorities could use artificial intelligence (AI)…
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