- Global AML and Financial Crime TechSprint
Event · 30 May 2018
The 2018 Global AML and Financial Crime TechSprint was a landmark three-day event that addressed the stark reality that less than 1% of the estimated $1.6 trillion laundered annually is intercepted.…
- FCA Research into the issue of de-risking
Report · 23 May 2016
In this 2016 report, the FCA addressed the complex phenomenon of "de-risking"—the trend of banks withdrawing services from certain customer groups (such as charities, fintechs, and money…
- Regulating for better outcomes - next steps in consumer credit
Speech · 7 October 2021
In this 2021 speech, Nisha Arora, Director of Consumer and Retail Policy at the FCA, outlines a transformative strategy for the consumer credit market in the wake of the pandemic's financial fallout.…
- Closing remarks - Financial Crime Conference
Speech · 10 November 2016
In this 2016 closing address, Nausicaa Delfas, then-Director of Specialist Supervision at the FCA, underscores the collective responsibility of the financial sector in making the UK a "hostile place"…
- Consumer Credit Seminar
Speech · 20 October 2014
In this 2014 speech, Linda Woodall, then-Director of Mortgage and Consumer Lending, reflects on the first six months of the FCA’s regulation of the consumer credit market. The transition from the…
- Money laundering and supervising trusted professionals
Speech · 12 March 2019
In this 2019 speech, Alison Barker, Director of Specialist Supervision at the FCA, details the findings of the first comprehensive review by OPBAS (the Office for Professional Body Anti-Money…
- Building cyber resilience
Speech · 26 January 2018
Robin Jones, the FCA’s Head of Technology, Resilience & Cyber, delivered this 2018 address to emphasize that as technological innovation accelerates, the window for responding to digital threats is…
- Financial crime in the payments and e-money sector: webinar
Event · 17 July 2023
The Financial Conduct Authority will host a webinar with the UK Financial Intelligence Unit on 18 July 2023 to address financial crime in the payments and e-money sector. The session will cover the…
- FCA seeks views regarding the Office for Professional Body Anti-Money Laundering Supervision
News · 23 July 2017
In July 2017, the FCA launched a consultation to establish the Office for Professional Body Anti-Money Laundering Supervision (OPBAS). This new body was designed to oversee the 22 professional body…
- FCA Early Careers: Building Skills for Financial Regulation
Vacancy or job opportunity · 22 September 2016
The Financial Conduct Authority offers a range of early careers opportunities designed to help graduates, apprentices, and interns develop skills in financial regulation and related fields. Through…
- FCA Prudential Supervision Forum
News · 20 May 2015
In this 2015 keynote, the FCA detailed its foundational approach to the prudential supervision of over 24,000 firms, marking a distinct shift from traditional "zero-failure" models. Unlike the…
- Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech · 11 July 2023
In this 2023 speech, FCA Chief Executive Nikhil Rathi addresses the dual nature of Artificial Intelligence as both a transformative opportunity for productivity and a significant source of systemic…
- The Climate Financial Risk Forum publishes its guide to help the financial industry address climate-related financial risks
News · 28 June 2020
In June 2020, the Climate Financial Risk Forum (CFRF) released a pioneering guide designed to help the UK financial sector navigate the systemic challenges of climate change. Jointly established by…
- FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic Working Group Chair
News · 8 August 2022
In August 2022, the Joint Regulatory Oversight Committee (JROC)—co-chaired by the FCA and the Payment Systems Regulator (PSR)—appointed Bryan Zhang as the independent chair of the Strategic Working…
- Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association
Speech · 25 February 2019
In this 2019 speech, then-FCA Chief Executive Andrew Bailey evaluates the early impact of MiFID II reforms on the investment research market, specifically focusing on the transition from "bundled"…
- Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate
News · 6 November 2016
The FCA today marks the second anniversary of Project Innovate by announcing the first cohort of firms accepted into its regulatory sandbox, a global first that provides a safe space to test…
- How can we ensure that Big Data does not make us prisoners of technology?
Speech · 10 July 2018
In this 2018 address at the Reuters Newsmaker event, Charles Randell, then Chair of the FCA and PSR, delivered a cautionary yet optimistic assessment of the "algocracy"—a future where algorithms…
- Artificial Intelligence (AI) update – further to the Government’s response to the AI White Paper
Report · 21 April 2024
Following the UK Government’s pro-innovation AI strategy, the Financial Conduct Authority outlines its approach to promoting the safe, responsible use of AI in financial markets while supporting…
- FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators
News · 1 March 2016
The FCA’s 2016 "Live & Local" initiative represents a strategic effort to decentralize regulation and foster direct, face-to-face engagement with small and medium-sized firms across 12 UK regions.…
- Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds
News · 7 November 2023
In late 2023, the FCA published a critical review of how payment service providers manage fraud and support victims, particularly in cases of Authorised Push Payment (APP) fraud. With over 116,000…
- Financial Conduct Authority outlines lessons learned in year one of its Regulatory Sandbox
News · 19 October 2017
The Financial Conduct Authority has published its first-year review of the Regulatory Sandbox, showing early success in supporting innovation while protecting consumers. Since opening in June 2016…
- FCA and Bank of England announce proposals for data reforms across the UK financial sector
News · 6 January 2020
The Financial Conduct Authority and the Bank of England have outlined plans to strengthen their data and analytics capabilities to enhance financial stability, market integrity, and consumer…
- The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
News · 20 July 2022
In July 2022, the Bank of England, PRA, and FCA issued a joint Discussion Paper (DP3/22) outlining a new oversight regime for Critical Third Parties (CTPs). This initiative addressed the "systemic…
- FCA joins forces with global regulators to foster digital innovation with Project Guardian
Standard or Guidance · 31 October 2023
As of March 2026, the partnership between the Financial Conduct Authority (FCA) and the Monetary Authority of Singapore (MAS) under Project Guardian has moved from experimental pilots to the creation…
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