- Protection of Portfolios and Financial Consumers from Cryptoasset Frauds
5 May 2025
This chapter introduces the fundamentals of portfolio and financial consumer protection from frauds in the cryptoasset space. Cryptoassets pose new risks to portfolios and financial consumers…
- Technology-Enabled Co-Regulation for Blockchain Implementation
Report · 4 May 2025
Blockchain technology has great potential to reshape the financial industry. However, the existing policy and regulatory regimes fail to provide a supportive environment for blockchain technology to…
- Experimental Strategies for Regulating Fintech
2 May 2025
Faced with new technologies that confound existing financial regulatory structures, regulators around the world have been experimenting with new approaches to regulating fintech. The most prominent…
- Artificial Intelligence in Banking: The Changing Landscape in Compliance and Supervision
Report · 9 November 2022
The first part of the report assesses the current status of AI adoption in the Hong Kong banking industry based on an industry-wide survey conducted by the HKMA, and the findings indicate that banks…
- The Future Evolution of AI in Banking Supervision and Regulation: From Experimentation to Critical Integration
Report · 22 August 2025
This paper examines the future evolution of artificial intelligence (AI) in banking supervision and regulation, analyzing the transition from experimental deployment to critical operational…
- Good Administration in AI-Enhanced Banking Supervision: A Risk-Based Approach
Report · 28 October 2024
Banking supervisors worldwide recognise the pressing need to harness frontier technologies such as artificial intelligence (AI), particularly machine learning (ML), to enhance their efficiency and…
- Datafication of Sustainable Finance
Report · 24 April 2025
In the wake of the Paris Agreement of 2016, the EU Sustainable Finance Action Plan of 2018 and the EU Green Deal of 2019, the ongoing implementation of the EU's Sustainable Finance Strategy has led…
- Greenwashing Alert System for EU Green Bonds. The CONSOB-University of Trento Prototype
Report · 5 August 2025
The aim of this research research is to develop a first prototype that should be grounded in Artificial Intelligence (AI), which could support supervision activity by providing alerts for potential…
- ResTech and the Resolution of Critical Financial Infrastructures: An Application to Central Counterparties
Report · 8 August 2025
This paper analyses the potential of resolution technology (ResTech) as a strategic tool for improving the planning, execution, and monitoring of central counterparty (CCP) resolution processes.…
- From Industry Sandbox to Supervisory Control Box: Rethinking the Role of Regulators in the Era of FinTech
Report · 6 November 2019
Rapid developments of financial technology (fintech) and the unbundling of financial services have given rise to greater collaboration between financial institutions and fintech innovators. Such…
- Interconnectedness and Financial Stability in the Era of Artificial Intelligence
Report · 12 October 2022
This paper explains how some AI use cases may amplify some threats to the stability of the financial system. It argues that lack of a consistent approach to AI Governance by financial regulators and…
- Big Techs and Global Financial Regulation: Intersection, Challenges, and Solutions
Report · 16 April 2025
Big Techs are globally active digital platforms or technology firms, typically consisting of more than 100 million members or users. The emergence of Big Tech in finance has the potential to offer…
- Harmonising form and Function for Actionable Intelligence Roundtable Summary from Japan FinTech Festival
15 April 2025
How can technology empower financial authorities to move beyond spreadsheets and human-intensive processes? A pivotal roundtable with leading policymakers and think tanks explored the revolutionary…
- Implications of Germany’s Electronic Securities Act for Supervisory Technology
Report · 8 November 2021
Digital transformation requires a holistic approach; every step in a transformation should ultimately contribute to a big picture reflecting an acceptable balance among digital blocks and pixels.…
- Regulatory Technology (“Regtech”) Readiness in Honduras
Report · 22 July 2022
This report is the culmination of a ten month project to assess the readiness of the financial ecosystem in Honduras to apply machine learning, artificial intelligence (AI), blockchain processing and…
- Digital Technologies in Countering Illegal Financial Transaction
Report · 8 December 2022
The research deals with leading digital solutions, which countering illegal financial transactions. The author studies the impact of digitalization of the economy on the system of countering illegal…
- Building Regulatory and Supervisory Technology Ecosystems: For Asia’s Financial Stability and Sustainable Development
Report · 10 April 2025
Over the past 50 years, the financial sector has become one of the most digitalized, globalized, and regulated sectors of the global economy. Since the late 1960s, with the advent of the first ATM…
- Supervisory Technology & Dodd-Frank: Evaluation of Industry Experience for Applications of Supervisory Technology used by US Regulators to Evaluate the Risks of Large Financial Institutions
Report · 9 April 2025
This paper aims to outline the layman's understanding of technology within the financial services industry and its uses for compliance and monitoring with federal and state regulation, as an example…
- Empowering Financial Supervision: A SupTech Experiment using Machine Learning in an Early Warning System
Report · 8 April 2025
New technologies have made available a vast amount of new data in the form of text, recording an exponentially increasing share of human and corporate behavior. For financial supervisors, the…
- An AML SupTech Solution for the Mexican National Banking and Securities Commission (CNBV) - R2A Project Retrospective and Lessons Learned
Case study · 7 April 2025
Supervisory Technology (SupTech) is poised to effect a paradigm shift in the fight against financial crime. SupTech-based data architectures that combine advanced data transmission, storage, and…
- The Necessity of Artificial Intelligence in Fintech for SupTech and RegTech Supervisory in Banks and Financial Organizations
Report, Case study · 6 April 2025
In the rapidly evolving financial landscape, the integration of Artificial Intelligence (AI) into Supervisory Technology (SupTech) and Regulatory Technology (RegTech) has become increasingly vital.…
- Implications of Germany’s Draft Electronic Securities Regulation for RegTech and SupTech
Report · 4 April 2025
This paper documents implications of Germany’s draft regulation on electronic securities for regtech and suptech. Regulation of electronic securities or a dematerialized system should not only serve…
- Regulatory Innovation and Permission to Fail: The Case of Suptech
Report · 31 March 2025
The recent U.S. Supreme Court decision West Virginia v. EPA has cast a pall over the discretion of administrative agencies at a very inopportune time. The private sector is currently adopting new…
- Digitalisation of Financial Supervision with Supervisory Technology (SupTech)
Report · 30 March 2025
In this article, we discuss and analyse the main components of a digital financial supervisory system with supervisory technology (SupTech). This work offers a new SupTech definition and configures…
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