- Toward an Effective Supervision of Partially Dollarized Banking Systems
23 March 2006
The paper presents a supervisory framework that addresses the vulnerabilities of partially dollarized banking systems. The tendency to underprice systemic liquidity risk and currency-induced credit…
- Restoring Confidence in Systemically Important Banks: Ecb Supervision and Bank Performance
Report · 16 July 2024
Since the introduction of the Single Supervisory Mechanism (SSM) in 2014, the European Central Bank (ECB) has directly supervised over 110 large banks in the euro area. We empirically examine how ECB…
- Banking Risk Management in India and RBI Supervision
Report · 14 September 2009
There are three main categories of risks as mentioned in the new capital accord: Credit Risk, Market Risk and Operational Risk. Credit risk or Default risk, a major source of loss, is the risk that…
- Dualistic System of Banking Supervision in Switzerland
29 January 2007
In this paper we describe and analyse the Swiss dualistic system of banking supervision and its evolution since 1934. The Swiss system is based on three pillars: internal control and supervision…
- Banking Supervision and Risk-Adjusted Performance in the Host Country Environment
19 March 2021
We study the effect of the banking supervision in institutional settings of foreign-bank dominated financial systems of Central, Eastern and South-Eastern Europe in post-crisis period 2012-2018. For…
- Parsing the Content of Bank Supervision
21 March 2016
We measure bank supervision using the database of supervisory issues, known as matters requiring attention or immediate attention, raised by Federal Reserve examiners to banking organizations. The…
- Governance of Securities Regulation and Supervision: Quo Vadis Europa?
27 March 2015
The paper contributes to the debate on the future of the governance of European financial regulation and supervision, triggered by the Commission’s review of the European System of Financial…
- The Effect of Bank Supervision and Examination on Risk Taking: Evidence from a Natural Experiment
22 March 2017
We exploit an exogenous reduction in bank supervision to demonstrate a causal effect of supervisory resources on financial institutions' willingness to take risk. The additional risk took the form of…
- Can Short Sellers Inform Bank Supervision?
Report · 27 February 2016
We investigate the timeliness and accuracy of supervisory information and short seller signals to assess whether short sellers have the potential to inform bank supervision. We find that short…
- FSCA publishes Its Regulatory Strategy for 2025 - 2028
News · 6 May 2025
The Financial Sector Conduct Authority (FSCA) has launched its Regulatory Strategy for 2025–2028, reaffirming its commitment to fair outcomes for customers, tackling misconduct, promoting innovation…
- Advancing financial supervision: Best practices in SupTech and RegTech
Report · 5 November 2025
The report explores how SupTech and RegTech are modernizing financial supervision through automation, analytics, and AI to improve compliance, risk management, and consumer protection. The report…
- Guernsey Financial Services Commission (GFSC) classification and identification of documents
Solution · 1 December 2021
The GFSC is experimenting with NLP to classify and identify documents with material issues of supervisory concern. The information classification tool aims to reduce supervisory effort by flagging…
- The Future of Financial Reform: A Live Web Chat with Douglas Elliott
Presentation · 22 May 2012
This document records a live expert discussion following the significant multi-billion dollar trading loss announced by JPMorgan Chase in 2012 which reignited a national debate over the necessity of…
- FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets
News · 8 February 2017
In early 2017, the FCA published a discussion paper addressing the structural challenges of open-ended funds that invest in illiquid assets, such as real estate, infrastructure, and unlisted…
- FCA publishes final findings of credit card market study
News · 25 July 2016
In July 2016, the Financial Conduct Authority (FCA) released the final findings of its comprehensive credit card market study, concluding that while competition generally functioned well for most…
- The role of the FCA in a changing regulatory landscape
Speech · 26 October 2022
In his October 2022 speech at Mansion House, FCA Chief Executive Nikhil Rathi detailed how the regulator has transformed into a more assertive, data-led, and outcomes-focused organization. Speaking…
- Yannis Stournaras: Entrepreneurship, NPL resolution policies and economic growth prospects in Greece
Speech · 12 March 2017
In this 2017 address, Yannis Stournaras, Governor of the Bank of Greece, outlines the strategic path for the Greek economy to transition toward a sustainable, outward-looking growth model. Stournaras…
- Ignazio Visco: 2015 World Savings Day
Speech · 28 October 2015
In this 2015 address, Governor Ignazio Visco highlights Italy’s return to positive GDP growth for the first time since the sovereign debt crisis, driven by a recovery in private consumption and…
- François Villeroy de Galhau: Armed peace and risk proportionality - how to strike the right balance
Speech · 18 September 2022
In this keynote address, François Villeroy de Galhau evaluates the maturity and future trajectory of the Single Resolution Mechanism (SRM) eight years after the launch of the Banking Union. Framing…
- Banks' interactions with highly leveraged institutions
Standard or Guidance · 28 January 1999
This pivotal report and guidance issued by the Basel Committee on Banking Supervision (BCBS) in January 1999 serves as a direct regulatory response to the systemic vulnerabilities exposed by the…
- A Review of Credit Registers and their Use for Basel II
FSI Papers | 26 September 2004PDF full text (102kb) | 30 pagesIntroduction1The Basel Committee on Banking Supervision (BCBS) has been working on the design of a new capital adequacy framework under…
- Project AISE: AI-enabled supervisory analytics for retail payments supervision
Solution, Proof of concept (POC) · 2 April 2025
Project AISE (pronounced "ace") stands for AI Supervisory Enablement. It is a technical proof of concept exploring how central banks and supervisory authorities could use artificial intelligence (AI)…
- Core principles for effective banking supervision - revised version endorsed by global bank supervisors
News · 13 September 2012
Banking supervisors and central bankers from over 100 countries have endorsed the Basel Committee’s revised Core Principles for Effective Banking Supervision, the global standard for sound bank…
- Core principles for effective banking supervision - Executive Summary
Standard or Guidance · 19 June 2024
The Core Principles for effective banking supervision, also known as the Basel Core Principles (BCPs), are the minimum global standards for the sound prudential regulation and supervision of banks…
Showing 169–192 of 209 resources.