- Reserve Bank of Australia (RBA) to migrate to a third-party data centre.
News · 9 July 2024
The RBA has outlined plans to outsource migrating “all workloads” from an on-premises to a third-party data centre under its core modernisation program. The central bank made plans to set up a new…
- MAS' Experts Panel Proposes Ways to Enhance Technology Resilience and Tackle Emerging Threats
Event · 18 April 2025
Announcement of inaugural meeting of MAS's CTREX Panel (formed August 2024), a 13-member expert advisory body on cyber and technology risks for Singapore's financial sector. Panel recommendations…
- Bank + Fintech Arrangements TechSprint
Event · 24 February 2025
AIR is hosting the “Bank + Fintech Arrangements Techsprint” from February 24-27, 2025, in Washington, D.C., to explore regulatory issues in the evolving business models of community banks. The event…
- Global: UK Financial Regulators Establish New Rules for Oversight of Critical Third-Party Tech Providers
News · 14 November 2024
The UK’s Financial Conduct Authority and Bank of England have introduced new rules to oversee “Critical Third Parties” (CTPs) — major technology providers whose services are essential to financial…
- Peer Review of the Netherlands
Report · 21 November 2025
The peer review finds that the Netherlands has developed market-leading cyber-resilience practices – including TIBER testing, the modular ART framework, robust supervisory programmes, and strong…
- Information Management System (IMAS) Portal
Solution · 1 January 2020
The IMAS Portal allows supervised banks and third parties to submit information related to supervised processes, track their status and exchange information with supervisors. Launched in 2020, IMAS…
- UK accused of being too slow to regulate cloud services providers
News · 4 November 2025
The UK government said major cloud and AI service providers will be formally designated as “critical third parties” by next year, enabling direct supervision by the Bank of England and the FCA. MPs…
- Technology and the Geography of the Foreign Exchange Market
Report · 14 May 2021
We analyze the impact of technology on the production and trade in services, focusing on the location of foreign exchange transactions and the effect of submarine fiber-optic cable connections. Cable…
- Investing in Lending Technology: IT Spending in Banking
5 October 2021
This paper studies the economics behind the investment in information technologies (IT) by U.S. commercial banks in the past decade. By linking banks’ IT spending to their lending technologies, we…
- From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance
29 April 2017
Financial technology (‘FinTech’) is transforming finance and challenging its regulation at an unprecedented rate. Two major trends stand out in the current period of FinTech development. The first is…
- The Supervisory Framework Surrounding Nonbank Participation in the U.S. Retail Payments System: An Overview
19 July 2005
Nonbank providers of payment services are important in the United States and appear to have become more prominent in recent years. This development, by itself, poses unique risks to the payments…
- Technology and Analytics in the Wonderland of Risks Monitoring A Regulatory Standpoint
Report · 25 June 2019
Technology has enabled a paradigm shift in the way banks and other financial institution work. Be it customer relationship or risk management, automation has completely changed the perspective and…
- Drivers and Barriers in Adopting Multivendor ATM Technology for Banks in India
8 January 2016
Multivendor ATM Technology is matured in developed countries. However, there is enough scope of deployment of this technology in developing countries like India. The technology facilitates rich…
- Cloud Adoption in the Financial Sector and Concentration Risk
Report · 31 May 2023
Cloud services have become an important part of the information technology toolkit in the global financial sector. As cloud adoption by financial institutions has increased, financial regulators have…
- The Roles of Big Data and Machine Learning in Bank Supervision
Report · 14 August 2018
Big data and advanced algorithms using machine learning (ML) have changed the way financial products and services are produced, delivered, and consumed, and they have a potential to change the entire…
- The Role of External Auditors in Bank Supervision: A Supervisory Gatekeeper?
Report · 13 December 2013
recent response to the financial crisis has been to reinvigorate the use of external auditors in financial regulation. The U.K. Prudential Regulation Authority and Financial Conduct Authority are to…
- Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech · 11 July 2023
In this 2023 speech, FCA Chief Executive Nikhil Rathi addresses the dual nature of Artificial Intelligence as both a transformative opportunity for productivity and a significant source of systemic…
- The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
News · 20 July 2022
In July 2022, the Bank of England, PRA, and FCA issued a joint Discussion Paper (DP3/22) outlining a new oversight regime for Critical Third Parties (CTPs). This initiative addressed the "systemic…
- Building operational resilience: impact tolerances for important business services
News · 5 December 2019
In December 2019, the Financial Conduct Authority (FCA), alongside the Bank of England and the Prudential Regulation Authority (PRA), introduced a landmark regulatory framework focused on…
- Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech · 11 July 2023
As of March 2026, the Financial Conduct Authority (FCA) has moved from discussing "emerging approaches" to a fully operationalized regulatory framework for Big Tech and Artificial Intelligence (AI).…
- The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
News · 20 July 2022
In 2022, the Bank of England, the PRA, and the FCA (the "supervisory authorities") launched a landmark initiative to address the systemic risks posed by Critical Third Parties (CTPs). While…
- Cyber and Technology Resilience: Themes from cross-sector survey 2017-18
News · 27 November 2018
This 2018 report summarizes the findings of a cross-sector survey involving 296 firms to assess the UK financial industry’s cyber and technology resilience. While technology is a primary driver of…
- Operational resilience
News · 13 May 2017
The Financial Conduct Authority defines operational resilience as firms’ ability to prevent, adapt to, respond to, and recover from disruptions while maintaining critical services within defined…
- Basel Committee issues principles for operational resilience and risk
Speech · 30 March 2021
The 2021 update by the Basel Committee on Banking Supervision (BCBS) introduced two landmark documents: the Principles for Operational Resilience and the Revised Principles for the Sound Management…
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