- Sound Practices for the Management and Supervision of Operational Risk
Standard or Guidance · 10 December 2010
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Consultative | 10 December 2010 | Status: ClosedPDF full text…
- Sound Practices for the Management and Supervision of Operational Risk
Standard or Guidance · 6 July 2002
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Consultative | 06 July 2002 | Status: ClosedPDF full text (123kb)…
- Sound Practices for the Management and Supervision of Operational Risk
Standard or Guidance · 25 February 2003
Summary of document history Previous versionPreviousconsultationThis versionSubsequentconsultationSubsequentversionThis versionBCBS | Guidelines | 25 February 2003 | Status: SupersededPDF full text…
- S S Mundra: Research imperatives for the Indian banking sector
Speech · 29 January 2016
Inaugural address by Mr S S Mundra, Deputy Governor of the Reserve Bank of India, at the 1st Banking Research Conference, organized by Gokhale Institute of Politics and Economics and IBS (ICFAI…
- Steven Maijoor: Painting like Rembrandt - managing risks in the age of AI
Speech · 16 September 2024
Speech by Mr Steven Maijoor, Executive Director of Supervision of the Netherlands Bank, at a Bloomberg event, Amsterdam, 16 September 2024.The views expressed in this speech are those of the speaker…
- Strong together: the benefits of international cooperation
Speech · 3 September 2024
Dinner speech by Mr Agustín Carstens, General Manager of the BIS, at the joint European Banking Authority and European Central Bank international conference, Frankfurt am Main, 3 September 2024.BIS…
- Update on the Bank of England and FCA Memorandum of Understanding for supervision of market infrastructure
News · 6 August 2024
The Bank of England and the FCA co-operate on the supervision of financial market infrastructures (FMIs). The authorities consulted with FMIs to assess how that co-operation is working. Following the…
- Joachim Wuermeling: Combining stability and innovation – the Bundesbank and fintech players in the digital financial ecosystem
Speech · 28 January 2021
In this keynote at the Plug and Play Fintech Europe Expo 2021, Joachim Wuermeling, a member of the Executive Board of the Deutsche Bundesbank, challenges the traditional perception of central banks…
- The regulatory framework: balancing risk sensitivity, simplicity and comparability - discussion paper
7 December 2013
After the post-crisis Basel III reforms added capital buffers, leverage, G-SIB surcharges, large-exposure limits and liquidity standards, the framework became more complex and harder to compare…
- Empowering Financial Supervision: A SupTech Experiment using Machine Learning in an Early Warning System
Report · 1 October 2025
The paper argues that modern text data, processed through natural language processing techniques, provides financial supervisors with insights beyond traditional balance-sheet indicators. Using…
- Cyber risk and digital resilience will drive the agenda of ESMA’s Union Strategic Supervisory Priorities for 2026
News · 24 October 2025
ESMA highlights strong engagement by National Competent Authorities on cyber and digital resilience since DORA took effect, urging continued coordinated supervision in 2026 to ensure robust ICT-risk…
- Keynote: Luigi Zingales-The possibilities of digital financial transformation
Event · 10 November 2022
Luis Zingales, Professor of Entrepreneurship and Finance at the University of Chicago, highlights concern with rapidly evolving digital financial transformation and its likely use as some centralized…
- UK accused of being too slow to regulate cloud services providers
News · 4 November 2025
The UK government said major cloud and AI service providers will be formally designated as “critical third parties” by next year, enabling direct supervision by the Bank of England and the FCA. MPs…
- Functions and Firms: Using Activity and Entity-Based Regulation to Strengthen the Financial System
Report · 1 August 2019
For the fourth consecutive year, the Office of Financial Research (OFR) and The University of Michigan Center on Finance, Law, and Policy co-hosted a conference addressing timely issues in financial…
- Towards Formal Ontologies for Technology Risk Measurement in the Banking Industry
Report · 20 June 2005
Formal ontologies are well suited for embodying different types of domain knowledge and they provide reasoning capabilities to various applications. Our paper proposes a basic approach for applying…
- Financial Innovation and Risk: Evidence from Operational Losses at U.S. Banking Organizations
29 November 2023
This study documents that financial innovation is associated with adverse operational risk externalities. Using supervisory data on operational losses from large U.S. bank holding companies (BHCs)…
- Technology as Risk
Report · 26 February 2013
Technology is a source of risk. Not only because it often has unintended consequences, but also because accelerating technological change creates compound risks resulting from multiple interacting…
- Operational Risk Management and Supervision in Sudanese Islamic Banks (إدارة ومراقبة المخاطر التشغيلية بالمصارف الإسلامية السودانية)
Report · 24 February 2025
English abstract: The purpose of this study is to examine the practices of operational risk management and supervision that implemented by the Sudanese Islamic banks, and their effectiveness in…
- Fraud Risk – The Role of Information Technology
10 July 2014
The report is about an analysis for how banks have done transformations for a lot of years and continue to depend on technology more and more for providing fulfillment of transactions to its valuable…
- Information at Your Fingertips: Mobile Technology and Analyst Forecast Performance
24 January 2025
This paper focuses on mobile internet as a technological innovation and evaluates its impact on analyst forecast performance. We examine the access to mobile internet in the county of the analyst’s…
- A Paradigm Shift in Global Banking Regulation and Supervision
3 July 2013
The Basel Committee on Bank Supervision (BCBS) assumed the role as the international advisory authority on bank regulation; the BCBS has promulgated guidance on issues critical to ensuring health in…
- Banking Risk Management in India and RBI Supervision
Report · 14 September 2009
There are three main categories of risks as mentioned in the new capital accord: Credit Risk, Market Risk and Operational Risk. Credit risk or Default risk, a major source of loss, is the risk that…
- Reinventing Operational Risk Regulation for a World of Climate Change, Cyberattacks, and Tech Glitches
Report · 15 October 2025
ound 30 years ago, banking regulators began to construct the concept of “operational risk,” and devise rules to manage this newly-created risk category. This “invention” of operational risk assembled…
- Book Review of Driverless Finance
Report · 14 July 2025
Driverless Finance explores the intersection of emerging financial technologies, regulatory policy, and financial stability, unveiling the hidden potential for profound systemic risks inherent in the…
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