- Processing of Regulatory Authorisations/ Licenses/ Approvals through PRAVAAH
News · 12 April 2025
The Reserve Bank of India has mandated that all regulatory authorisations, licenses, and approvals be processed through its PRAVAAH digital portal from 1 May 2025. Launched last year to enhance…
- UK launches new scale-up initiative to accelerate growth of financial services firms
News · 27 October 2025
The initiative aims to help fintechs and other financial-services companies scale more quickly, offering tailored regulatory support, guidance, and resources to facilitate growth. By easing barriers…
- Abu Dhabi Global Market (ADGM) white paper explores AI applications in financial regulation
Report · 2 July 2025
The paper examines the integration of AI into regulatory technologies to enhance compliance monitoring and risk management. It explores the applications of AI in Web3, suptech, and regtech, shedding…
- ASIC Regulatory Portal
Solution · 1 January 2018
The ASIC Regulatory Portal allows users to do some regulatory tasks online. Through the Regulatory Portal, you can act on behalf of multiple entities or invite someone else to act on your behalf. On…
- Case Study on Bank Supervision Application
Case study · 6 December 2024
This case study focuses on the Bank Supervision Application (BSA), a user-driven platform led by Banco de Moçambique that modernizes bank supervision across 21 regulators worldwide. Integrating…
- Decision Support Portal (DSP)
Solution · 1 February 2023
The Decision Support Portal (DSP) is an AI research tool used by FSRA staff to search external websites and internal FSRA systems for information about an applicant or licensee. The DSP only presents…
- Financial Authorities in the Era of Data Abundance: Regtech for Regulators and Suptech Solutions
Report · 3 April 2025
Technology solutions for regulators (RegTech for Regulators or “RegTech2”) and supervisors (“SupTech”) enhance the capabilities of financial authorities to meet the challenges posed by digitization…
- Global Financial Regulatory Highlights Report Q2 2025
Report · 1 January 2025
In the second quarter of 2025, global financial markets operated amid elevated uncertainty and volatility, shaped by an increasingly fragile macroeconomic and geopolitical landscape. Geopolitical…
- Information Management System (IMAS) Portal
Solution · 1 January 2020
The IMAS Portal allows supervised banks and third parties to submit information related to supervised processes, track their status and exchange information with supervisors. Launched in 2020, IMAS…
- OJK Indonesia Rolls Out New System to Streamline Licensing Process
News · 13 June 2024
Indonesia’s Financial Services Authority (OJK) has formally launched its Single-Window Licensing and Registration System (SPRINT), marking a strategic shift from the older SIJINGGA platform.
- Online Regulatory and Analytical Surveillance Software (ORASS)
Solution · 1 January 2019
ORASS is a fully integrated financial surveillance system implemented by the Bank of Ghana in 2019 to enhance supervisory efficiency and data management. Developed by Vizor Software, the platform…
- PRAVAAH (Platform for Regulatory Application, Validation And AutHorisation) portal
Solution · 28 May 2024
The RBI made it a strategic priority to enact a digital transformation to standardise and streamline workflows, cut costs and raise transparency. Two initiatives have been key to this work: Sarthi…
- Risk analyser
Solution · 16 November 2023
This platform employs AI to sift through extensive documents related to a supervised firm, offering targeted insights about the firm to FSRA supervisors. These insights assist in FSRA’s assessment…
- SupTech Week 2024: Scaling suptech in the European Union
Video · 12 December 2024
Session description: This session will explore the main challenges in scaling up the adoption of suptech within the EU. The discussion will focus on how suptech adoption and development is rooted in…
- SAMA Fintech Application Assessment Tool
Solution
This tool has streamlined the processing of SAMA fintech applications (to SAMA Regulatory Sandbox) by automating the end-to-end analysis of each submission. It first determines whether the…
- Impact of Licensing on Investment and Financing of Technology Development
Report · 25 October 2006
Technology innovations continue to be one of the greatest drivers of economic growth. Realizing the value of such innovations, however, requires substantial follow-on investments in development and…
- Managing Licensing in a Market for Technology
Report · 28 September 2012
Over the last decade, companies have paid greater attention to the management of their intellectual assets. We build a model that helps understand how licensing activity should be organized within…
- Collaborate to compete: why we must all embrace a growth mindset
Speech · 15 October 2023
In his October 2023 speech at the City Dinner, Nikhil Rathi outlined a vision for the Financial Conduct Authority (FCA) that balances high regulatory standards with a "growth mindset." He argued that…
- International regulatory developments affecting investment management
Speech · 4 June 2024
In his June 2024 address to the Investment Association, FCA Chief Executive Nikhil Rathi reinforced the UK’s position as the world's second-largest asset management hub, overseeing £11 trillion in…
- FCA Board appoints new members to the Regulatory Decisions Committee
News · 20 August 2013
This announcement highlights key appointments and leadership changes within the Financial Conduct Authority’s (FCA) Regulatory Decisions Committee (RDC), an essential body tasked with making…
- CMA Kenya Online Services Portal
Solution · 26 August 2013
The CMA Online Services Portal streamlines the submission and management of regulatory requirements under Kenya’s Capital Markets Act. It enables users to apply for and renew various licences…
- Resilience and innovation in times of change
Speech · 6 October 2022
In her keynote address at the Securities and Futures Commission (SFC) opening of the Asia Securities Industry and Financial Markets Association (ASIFMA) Tech and Operations Conference, Ms Julia Leung…
- WINGS
Solution · 4 January 2019
WINGS is a web-based platform for SFC electronic forms and online submission services launched in January 2019. In late 2021, the Securities & Futures Commission of Hong Kong announced the launch of…
- Smart e-licensing tool
Solution · 3 July 2018
The Bank of Lithuania has introduced an e-licensing tool that makes submission of information necessary to obtain an operating licence quicker, easier and less expensive. Currently the tool…
Showing 25–48 of 57 resources.