- RegBuddy
Solution · 1 January 2024
RegBuddy is a conversational AI assistant, designed to help firms access regulatory guidance in real time. Built on open regulation principles, we continue to refine the tool to improve accuracy and…
- Reggie - AI-powered regulatory chatbot
Solution · 23 October 2024
Reggie provides responses to a range of regulatory queries, using generative AI technology. As part of their strategic commitment to digital transformation, the JSFC initially launched the AI-powered…
- REGI chatbot
Solution · 26 February 2024
The Isle of Man Financial Services Authority announced a collaboration with a Luxembourg-based company, Regsearch, to use artificial intelligence (AI) for compliance-related interactions with the…
- The Use of Innovation Facilitators in Growth and Emerging Markets
Report · 14 July 2022
In recent years, financial regulators have adopted various initiatives to facilitate financial innovation. The emergence of Financial Technologies (FinTech) has the potential to improve outcomes for…
- Update on the functioning of innovation facilitators – innovation hubs and regulatory sandboxes
Report · 11 December 2023
Following the 2019 Report of the European Supervisory Authorities (ESAs) on innovation hubs and regulatory sandboxes (herein referred to as innovation facilitators), this report provides an updated…
- Applying artificial intelligence to support regulatory reporting
management: the experience at Banca d’Italia
Report · 30 April 2025
This paper describes the use made of AI/ML at Banca d'Italia in the management of statistical and supervisory reports. It summarizes the results of the studies carried out to improve data validation…
- Role of Information Technology in Improving India’s Rank in Ease of Doing Business Index
Report · 19 March 2021
Ease of doing business is a combined figure that includes different factors which define the ease of doing business in a country. From analyzing last three years’ reports published by World Bank…
- FinTech, RegTech and the Reconceptualization of Financial Regulation
Report · 5 October 2016
The regulatory changes and technological developments following the 2008 Global Financial Crisis are fundamentally changing the nature of financial markets, services and institutions. At the juncture…
- OJKs Role and Implementation in Eradicating Illegal FinTec Practices
Report · 18 November 2021
Service Authority Finance (OJK) is an independent institution that holds the highest authority so that it gets the transfer of regulatory and supervisory functions to all financial institutions and…
- FINANCIAL TECHNOLOGY AS AN ANTI-CORRUPTION TOOL: A REVIEW OF BLOCKCHAIN, AI, AND RegTech APPLICATIONS
Report · 25 June 2025
This review examines how emerging financial technologies, particularly blockchain, artificial intelligence (AI), and regulatory technology (RegTech), can serve as tools in the global effort to combat…
- Fintech Toolkit: Smart Regulatory and Market Approaches to Financial Technology Innovation
8 June 2020
Finance has been transformed by digitalization and datafication over the past five decades. The latest wave of technology in finance (Fintech) is re-shaping the sector at an unprecedented pace. This…
- Auditing in the Digital Age: Determinants and Consequences of Technology Investment
24 July 2025
Technological advancements are reshaping the business landscape, yet their use in financial reporting has been slow. This study examines auditors' and companies' technology investment decisions and…
- Technology Regulation by Default: Platforms, Privacy, and the CFPB
Report · 6 August 2018
In the absence of a technology-focused regulator, diverse administrative agencies have been forced to develop regulatory models for governing their sphere of the data economy. These largely…
- A Novel Multi-Step-Prompt Approach for LLM-based Q&As on Banking Supervisory Regulations
Report · 7 September 2025
This paper investigates the use of large language models (LLMs) in analysing and answering questions related to banking supervisory regulations. We propose a multi-step-prompt approach that enriches…
- Aproximación Al Espacio Controlado De Pruebas ((Regulatory Sandbox) Commentary on Spanish Regulatory Sandbox Act)
Report · 2 August 2025
Spanish Abstract: El presente artículo analiza la Ley 7/2020, de 13 de noviembre, para la transformación digital del sistema financiero, por la cual se incorpora un espacio contado de pruebas para…
- Virtual Assets and Central Bank Digital Currencies: Striking a Harmonious Equilibrium Between Digital Innovation and Regulatory Oversight
Report · 10 May 2025
The proliferation of virtual assets and decentralized finance (DeFi) has fundamentally transformed the global financial landscape, offering unprecedented opportunities for innovation within the…
- Harmonising form and Function for Actionable Intelligence Roundtable Summary from Japan FinTech Festival
15 April 2025
How can technology empower financial authorities to move beyond spreadsheets and human-intensive processes? A pivotal roundtable with leading policymakers and think tanks explored the revolutionary…
- “Notice-and-comment” and business regulation in the developing world: The promises and pitfalls of digital technology
Report · 3 May 2021
The article advocates for the strategic implementation and rigorous evaluation of "notice-and-comment" (N&C) systems as a powerful tool to enhance regulatory compliance and government legitimacy…
- Comparing American and European perspectives on tech and privacy
Presentation · 2 April 2019
On March 29, 2019, the Brookings Foreign Policy program hosted the sixth annual Justice Stephen Breyer Lecture on International Law. This year’s event focused on the challenges of regulating digital…
- FCA launches consultation on the regulation of international firms
News · 22 September 2020
In this 2020 announcement, the FCA launched a pivotal consultation regarding its approach to the authorization and supervision of international firms, specifically targeting the transition of over…
- Building a regulatory environment for the future
Speech · 21 June 2021
In this June 2021 address at City Week, Nikhil Rathi, the CEO of the FCA, describes a "landmark year" for financial markets—characterized by the doubling of sustainable fund inflows and a surge in…
- Meeting the pace of technological change
Speech · 6 November 2019
In a 2019 speech at the Chief Data Officer Exchange in London, Nick Cook, then-Director of Innovation at the Financial Conduct Authority (FCA), emphasized that the regulator must "shape rather than…
- The FCA and innovation
Speech · 21 May 2015
Christopher Woolard’s 2015 speech marks a pivotal moment in the Financial Conduct Authority’s evolution, detailing the first six months of the Innovation Hub and the shift toward a regulatory…
- City Week: how regulation can help the UK lead in Fintech
Speech · 25 April 2023
In her 2023 address at City Week, Emily Shepperd, the FCA’s Chief Operating Officer, emphasized that robust regulation is not a barrier to innovation but rather the firm foundation upon which fintech…
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