- Securities Commission of The Bahamas sets out risk-based supervisory approach and graduated enforcement response
Report · 27 August 2026
A public statement issued by the Securities Commission of The Bahamas (SCB) explaining its risk-based, proportionate approach to supervising securities brokers and dealers, investment funds…
- High expectation but low integration? Experiences in modernising and integrating information systems for supervision
Report · 13 August 2026
This FSI Insights paper examines the evolution of information systems that support supervision and the current maturity level of supervisory authorities in terms of systems integration. Based on…
- Financial Institutions Application Processing System (FIAPS)
Solution
An application that manages office workflows from start to end automatically, allowing for approval, rejection, and commenting on jobs processed. FIAPS supports attaching scanned or soft-copy…
- Using SupTech to Improve Supervision
Case study · 23 November 2021
A Toronto Centre Note combining the winning essays of a 2021 essay contest on supervisory technology (SupTech), authored by Olawunmi A. Adelusi and Chinunam Boms Onumajuru of the Central Bank of…
- TeamMate Plus – Audit Management System
Solution · 1 January 2022
The Superintendencia de Bancos de Panamá (SBP) deployed TeamMate+, a commercial integrated auditing management system, as part of its transformation and modernization plan. The system supports the…
- Plataforma Electrónica de Supervisión – TEAMMATE
Solution · 18 December 2025
TEAMMATE is a secure digital environment, accessible via the web, that allows the Superintendency of Banks and the supervised entities to manage the supervision processes in an integral manner. Its…
- Bank of Namibia Launches Automated Regulatory Reporting System – A First for Namibia
News · 15 March 2023
The Bank of Namibia announced the launch of Namibia's first-ever Automated Regulatory Reporting System, made available from 1 February 2023 to regulated and supervised entities licensed to conduct…
- Automated Regulatory Reporting System
Solution · 22 February 2023
Bank of Namibia (BON) went live with SQL Power’s Regulatory Reporting System in February 2023 in order to move away from a lot of manual spreadsheet-based processes. This included data collection…
- Regtech and suptech in central banks 2026 case studies: Part two - Advancing with AI
Case study · 13 April 2026
In this second of our three-part in-depth survey series conducted by Central Banking, supervisory leaders from across the globe (Brazil, Qatar, Georgia, Peru) reveal how they are already using or…
- Aria: GenAI-Virtual Assistant
Solution · 1 January 2023
Aria is a virtual assistant deployed by Mexico's Comisión Nacional Bancaria y de Valores (CNBV) based on GPT-4 technology, automating information collection and analysis across four core supervisory…
- Erkki Liikanen: On a sound and growth-enhancing financial sector in Europe
30 October 2014
Keynote speech by Mr Erkki Liikanen, Governor of the Bank of Finland, at the joint Conference "The Comprehensive Assessment, the ECB's New Role and Limits of a Common Supervision in the EU"…
- United States (US) Conference of State Bank Supervisors (CSBS) launch suptech initiative
News · 20 May 2025
On 20 May 2025, the CSBS unveiled its groundbreaking Catalyst Initiative, aimed at transforming financial supervision through innovative technology. The programme seeks to partner with the private…
- AFM CASPs Advertising and Cost Disclosure Monitoring
Report
A live conduct supervision application that systematically reviews crypto-asset service providers’ websites and advertisements for compliance with MiCAR disclosure requirements, identifying…
- Starting with the basics: a stocktake of gen AI applications in supervision
Report · 12 June 2025
The brief, authored by FSI’s principal advisor Jermy Prenio, reveals that many financial authorities are experimenting with generative AI for supervisory purposes, primarily in basic document…
- Machine-Assisted Capacity Building Tool for Standards Implementation (‘MASI’) in collaboration with Cambridge University (Online)
Training
IOSCO, in collaboration with Cambridge University, developed a Machine-Assisted Capacity Building Tool for Standards Implementation (‘MASI’). This online platform is a technology-driven…
- Bank loan loss provisioning during the Covid crisis
1 March 2021
BIS Quarterly Review | March 2021 | 01 March 2021by Douglas Kiarelly Godoy de Araujo, Benjamin H Cohen and Pamela PoglianiThe Covid-19 crisis prompted a re-evaluation of banks' asset quality under…
- Digital Government Plan 2022 - 2024 (Superintendencia de Banca, Seguros y AFP (SBS)
Strategy · 1 February 2022
The SBS Digital Government Plan 2022-2024 outlines the Peruvian banking, insurance and pensions supervisor's institutional strategy for digital transformation. Aligned with Peru's national Digital…
- Project Athena: using AI to facilitate textual analysis
Solution
Athena is the European Central Bank's (ECB) NLP platform for the analysis of multiple supervisory documents. It is designed to address supervisory and regulatory blind spots by enabling over 1,000…
- Cloud-Based Financial Analytics, RegTech & Reporting Platform
Solution · 1 July 2021
The CMA partnered with Innova Limited and 15 capital market stakeholders in Kenya (Actuaries, Fund and Unit Trust Managers, Investment Banks, Custodians and Regulators) between 2019 and 2021 with the…
- Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
News · 26 March 2015
This 2015 announcement from the Financial Conduct Authority (FCA) marks a pivotal shift in UK financial regulation, moving from the broad Approved Persons Regime (APR) to a more targeted and…
- The Financial Services Regulatory Authority of the Abu Dhabi Global Market has published its 2024 annual report, showcasing a year of transformation, innovation, and regulatory engagement
Report · 24 July 2025
Key achievements included introducing a dedicated framework for fiat-referenced tokens, enhancing banking supervision standards aligned with Basel Committee principles, and strengthening anti-money…
- IDEA – Interactive Data Extraction and Analysis (CaseWare)
Solution
A transaction-level data analytics platform enabling full-population examination of datasets, enhancing supervisory audit depth through anomaly detection and statistical testing.
- Managing the 'weird colleague': AI, procurement and the new skills governments need
Blog · 27 September 2025
Governments spend over $13 trillion annually on procurement, yet it remains an underused lever for innovation. Leonardo Quattrucci argues that smarter, user-centred procurement is vital in the AI…
- Three entities complete test phase in the fourth cohort of Reserve Bank of India’s (RBI’s) regulatory sandbox
News · 4 June 2024
The RBI has completed the “test phase” for 3 of the 6 products that were chosen as the fourth cohort of the regulatory sandbox for ‘Prevention and Mitigation of Financial Frauds’. Having exited the…
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